REG - Carillion PLC Deutsche Bank AG - Holding(s) in Company <Origin Href="QuoteRef">CLLN.L</Origin> <Origin Href="QuoteRef">DBKGn.DE</Origin>
RNS Number : 8554LCarillion PLC06 October 2016
TR-1: NOTIFICATION OF MAJOR INTEREST IN SHARESi
1. Identity of the issuer or the underlying issuer
of existing shares to which voting rights are
attached:iiCARILLION PLC
2 Reason for the notification (please tick the appropriate box or boxes):
An acquisition or disposal of voting rights
x
An acquisition or disposal of qualifying financial instruments which may result in the acquisition of shares already issued to which voting rights are attached
x
An acquisition or disposal of instruments with similar economic effect to qualifying financial instruments
x
An event changing the breakdown of voting rights
Other (please specify):
3. Full name of person(s) subject to the
notification obligation:iiiDeutsche Bank AG
4. Full name of shareholder(s)
(if different from 3.):ivDeutsche Bank AG, London Branch
5. Date of the transaction and date on
which the threshold is crossed or
reached:v03/10/2016
6. Date on which issuer notified:
05/10/2016
7. Threshold(s) that is/are crossed or
reached: vi, viiBelow 6%
8. Notified details:
A: Voting rights attached to sharesviii, ix
Class/type of
shares
if possible using
the ISIN CODESituation previous
to the triggering
transactionResulting situation after the triggering transaction
Number
of
SharesNumber
of
Voting
RightsNumber
of sharesNumber of voting
rights% of voting rights x
Direct
Direct xi
Indirect xii
Direct
Indirect
GB0007365546
13,101,085
13,101,085
12,924,032
12,924,032
0
3.00%
0
B: Qualifying Financial Instruments
Resulting situation after the triggering transaction
Type of financial
instrumentExpiration
date xiiiExercise/
Conversion Period xivNumber of voting
rights that may be
acquired if the
instrument is
exercised/ converted.% of voting
rightsRight to Recall
1700
0.0004%
C: Financial Instruments with similar economic effect to Qualifying Financial Instruments xv, xvi
Resulting situation after the triggering transaction
Type of financial
instrumentExercise price
Expiration date xvii
Exercise/
Conversion period xviiiNumber of voting rights instrument refers to
% of voting rights xix, xx
Swaps
27-Sep-17
11,655,331
Nominal
Delta
2.71%
2.71%
Total (A+B+C)
Number of voting rights
Percentage of voting rights
24,581,063
5.71%
9. Chain of controlled undertakings through which the voting rights and/or the
financial instruments are effectively held, if applicable: xxiDeutsche Bank AG, London Branch - 5.71%
Proxy Voting:
10. Name of the proxy holder:
11. Number of voting rights proxy holder will cease
to hold:
12. Date on which proxy holder will cease to hold
voting rights:
13. Additional information:14. Contact name:
Vikraj Dowlul
15. Contact telephone number:
0207 545 0336
This information is provided by RNSThe company news service from the London Stock ExchangeENDHOLLIFERIELRIIR
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