DBK — Deutsche Bank AG News Story

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REG - Deutsche Bank AG Deutsche Borse - Form 8.5 (EPT/NON-RI) Deutsche Boerse AG AMENDMENT <Origin Href="QuoteRef">DBKGn.DE</Origin>

Deutsche Bank AGAnnouncement

29/03/2016 07:05

RNS Number : 2865T
Deutsche Bank AG
24 March 2016
FORM 8.5 (EPT/NON-RI)
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN
EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY ("RI") STATUS (OR WHERE RI STATUS IS NOT APPLICABLE)
Rule 8.5 of the Takeover Code (the "Code")
AMEMDMENT
1. KEY INFORMATION
(a) Name of exempt principal trader: Deutsche Bank AG Frankfurt
(b) Name of offeror/offeree in relation to whose relevant securities this form relates:
 Use a separate form for each offeror/offeree Deutsche Boerse AG 
(c) Name of the party to the offer with which exempt principal trader is connected: Deutsche Boerse AG
(d) Date position held/dealing undertaken:
 For an opening position disclosure, state the latest practicable date prior to the disclosure 10/03/2016
(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to the offer?
 If it is a cash offer or possible cash offer, state "N/A" No
2. POSITIONS OF THE EXEMPT PRINCIPAL TRADER
If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.
(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

Class of relevant security: Ordinary
Interests Short positions
Number % Number %
(1)Relevant securities owned and/or controlled: 703,821 0.37 7,822 0.00
(2)Cash-settled derivatives:
0 0.00 7,582 0.01
(3) Stock-settled derivatives (including options) and agreements to purchase/sell: 270,000 0.14 325,166 0.17
 TOTAL: 973,821 0.52 340,570 0.18
All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form8 (Open Positions).
(b) Rights to subscribe for new securities (including directors' and other employee options)
Class of relevant security in relation to which subscription right exists: 
Details, including nature of the rights concerned and relevant percentages: 
3. DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security Purchases/ sales
Total number of securities Highest price per unit paid/received
EURO Lowest price per unit paid/received
EURO
Ordinary Sale 10,120 74.25 74.25
(b) Cash-settled derivative transactions
Class of relevant security Product description
e.g. CFD Nature of dealing
e.g. opening/closing a long/short position, increasing/reducing a long/short position Number of reference securities Price per unit
EURO




















(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security Product description e.g. call option Writing, purchasing, selling, varying etc. Number of securities to which option relates Exercise price per unit Type
e.g. American, European etc. Expiry date Option money paid/ received per unit
























(ii) Exercise
Class of relevant security Product description
e.g. call option Exercising/ exercised against Number of securities Exercise price per unit




(d) Other dealings (including subscribing for new securities)
Class of relevant security Nature of dealing
e.g. subscription, conversion Details Price per unit (if applicable)



4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer:
Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none"
NONE
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to:
(i) the voting rights of any relevant securities under any option; or 
(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:
If there are no such agreements, arrangements or understandings, state "none"
NONE
(c) Attachments
Is a Supplemental Form 8 (Open Positions) attached? YES
Date of disclosure: 24/03/2016
Contact name: Kelly-Jade Ledwich
Telephone number: 00 44 207 545 8515
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at monitoring@disclosure.org.uk. The Panel's Market Surveillance Unit is available for consultation in relation to the Code's disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.
SUPPLEMENTAL FORM 8 (OPEN POSITIONS)
DETAILS OF OPEN STOCK-SETTLED DERIVATIVE (INCLUDING OPTION) POSITIONS, AGREEMENTS TO PURCHASE OR SELL ETC.
Note 5(i) on Rule 8 of the Takeover Code (the "Code")
1. KEY INFORMATION
Full name of person making disclosure: Deutsche Bank AG FFT
Name of offeror/offeree in relation to whose relevant securities the disclosure relates: Deutche Boerse AG
2. STOCK-SETTLED DERIVATIVES (INCLUDING OPTIONS)
Class of relevant security Product description e.g. call option Written or purchased Number of securities to which option or derivative relates Exercise price per unit
EURO Type
e.g. American, European etc. Expiry date
Ordinary Call Option Purchased 4,000 92 American 20170616
Ordinary Call Option Purchased 2,000 120 American 20170616
Ordinary Call Option Purchased 2,000 84 American 20160318
Ordinary Call Option Purchased 2,000 110 American 20160617
Ordinary Call Option Purchased 10,000 100 American 20160617
Ordinary Call Option Purchased 15,000 82 American 20160318
Ordinary Call Option Purchased 10,000 92 American 20160318
Ordinary Put Option Written 60,000 76 American 20160617
Ordinary Put Option Written 2,000 60 American 20161216
Ordinary Put Option Written 50,000 72 American 20160318
Ordinary Put Option Written 60,000 60 American 20170616
Ordinary Put Option Written 60,000 68 American 20170616
Ordinary Put Option Written 1,500 78 American 20160318
Ordinary Put Option Purchasing 500 76 American 20160617
Ordinary Put Option Purchasing 1500 76 American 20160617
Ordinary Put Option Purchasing 2000 76 American 20160617
Ordinary Put Option Purchasing 2000 76 American 20160617
Ordinary Put Option Purchasing 2500 76 American 20160617


270,000 


Ordinary Call Option Written 730 72 European 20160317
Ordinary Call Option Written 310 68 European 20160616
Ordinary Call Option Written 300 60 European 20160317
Ordinary Call Option Written 500 62 European 20160317
Ordinary Call Option Written 200 62 European 20160616
Ordinary Call Option Written 150 70 European 20160915
Ordinary Call Option Written 100 62 European 20161118
Ordinary Call Option Written 150 60 European 20160616
Ordinary Call Option Written 25,000 68 American 20160617
Ordinary Call Option Written 280 75 European 20160317
Ordinary Call Option Written 220 71 European 20160317
Ordinary Call Option Written 2,000 71 European 20161215
Ordinary Call Option Written 58,000 92 American 20161216
Ordinary Call Option Written 535 60 European 20161215
Ordinary Call Option Written 90 58 European 20160616
Ordinary Call Option Written 118 65 European 20161215
Ordinary Call Option Written 1,540 68 European 20161118
Ordinary Call Option Written 780 60 European 20170615
Ordinary Call Option Written 3,039 68 European 20160317
Ordinary Call Option Written 160 65 European 20160415
Ordinary Call Option Written 1,270 78 European 20160317
Ordinary Call Option Written 550 80 European 20160915
Ordinary Call Option Written 450 70 European 20160616
Ordinary Call Option Written 100 80 European 20160715
Ordinary Call Option Written 160 65 European 20160520
Ordinary Call Option Written 380 70 European 20160520
Ordinary Call Option Written 55 78 European 20161215
Ordinary Call Option Written 56 75 European 20160616
Ordinary Call Option Written 150 70 European 20161215
Ordinary Call Option Written 230 66 European 20160915
Ordinary Call Option Written 1,300 75 European 20161215
Ordinary Call Option Written 230 68 European 20161215
Ordinary Call Option Written 100 58 European 20161215
Ordinary Put Option Purchased 15,000 64 American 20160318
Ordinary Put Option Purchased 50,000 72 American 20160318
Ordinary Put Option Purchased 30,000 68 American 20160617
Ordinary Put Option Purchased 80,000 52 American 20161216
Ordinary Put Option Purchased 10,000 60 American 20160318
Ordinary Put Option Purchased 5,000 68 American 20160916
Ordinary Reverse Convertible Put Option Written 173 52 European 20160616
Ordinary Reverse Convertible Put Option Written 417 72 European 20160616
Ordinary Reverse Convertible Put Option Written 154 65 European 20161215
Ordinary Reverse Convertible Put Option Written 29 70 European 20160520
Ordinary Reverse Convertible Put Option Written 43 70 European 20161118
Ordinary Reverse Convertible Put Option Written 308 65 European 20161021
Ordinary Reverse Convertible Put Option Written 615 65 European 20160715
Ordinary Reverse Convertible Put Option Written 143 70 European 20160819
Ordinary Reverse Convertible Put Option Written 182 55 European 20160617
Ordinary Reverse Convertible Put Option Written 250 60 European 20160616
Ordinary Reverse Convertible Put Option Written 139 72 European 20161215
Ordinary Reverse Convertible Put Option Written 615 65 European 20160915
Ordinary Reverse Convertible Put Option Written 43 70 European 20171117
Ordinary Reverse Convertible Put Option Written 56 72 European 20160715
Ordinary Reverse Convertible Put Option Written 2,300 70 European 20161215
Ordinary Reverse Convertible Put Option Written 71 70 European 20160317
Ordinary Reverse Convertible Put Option Written 138 65 European 20171117
Ordinary Reverse Convertible Put Option Written 7,966 58 European 20161215
Ordinary Reverse Convertible Put Option Written 867 75 European 20161215
Ordinary Reverse Convertible Put Option Written 357 70 European 20161118
Ordinary Reverse Convertible Put Option Written 125 80 European 20170615
Ordinary Reverse Convertible Put Option Written 133 75 European 20160616
Ordinary Reverse Convertible Put Option Written 308 65 European 20161118
Ordinary Reverse Convertible Put Option Written 735 68 European 20160915
Ordinary Reverse Convertible Put Option Written 44 68 European 20161215
Ordinary Reverse Convertible Put Option Written 264 72 European 20170615
Ordinary Reverse Convertible Put Option Written 29 70 European 20170615
Ordinary Reverse Convertible Put Option Written 65 62 European 20170316
Ordinary Reverse Convertible Put Option Written 69 72 European 20170316
Ordinary Reverse Convertible Put Option Written 32 62 European 20161215
Ordinary Bonus Certificate Written 10,000 85 European 20160317
Ordinary Bonus Certificate Written 10,000 85 European 20161215
CMBO Put Purchasing 735 68 
20160915


325,166 






























3. AGREEMENTS TO PURCHASE OR SELL ETC.
 
Full details should be given so that the nature of the interest or position can be fully understood:
NONE

This information is provided by RNS
The company news service from the London Stock Exchange
  END
FEODGGDXGXDBGLS

DBK — Deutsche Bank AG News Story

REG - Deutsche Bank AG Deutsche Borse - Form 8.5 (EPT/NON-RI) Deutsche Boerse AG AMENDMENT <Origin Href="QuoteRef">DBKGn.DE</Origin>

Date of disclosure:

24/03/2016

Contact name:

Telephone number:

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(a) Name of exempt principal trader:	Deutsche Bank AG Frankfurt
(b) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree	Deutsche Boerse AG
(c) Name of the party to the offer with which exempt principal trader is connected:	Deutsche Boerse AG
(d) Date position held/dealing undertaken: For an opening position disclosure, state the latest practicable date prior to the disclosure	10/03/2016
(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to the offer? If it is a cash offer or possible cash offer, state "N/A"	No

	Class of relevant security: Ordinary
	Interests		Short positions
	Number	%	Number	%
(1)Relevant securities owned and/or controlled:	703,821	0.37	7,822	0.00
(2)Cash-settled derivatives:	0	0.00	7,582	0.01
(3) Stock-settled derivatives (including options) and agreements to purchase/sell:	270,000	0.14	325,166	0.17
TOTAL:	973,821	0.52	340,570	0.18

Class of relevant security in relation to which subscription right exists:
Details, including nature of the rights concerned and relevant percentages:

Class of relevant security	Product description e.g. CFD	Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position	Number of reference securities	Price per unit EURO

Class of relevant security	Product description e.g. call option	Writing, purchasing, selling, varying etc.	Number of securities to which option relates	Exercise price per unit	Type e.g. American, European etc.	Expiry date	Option money paid/ received per unit

Full name of person making disclosure:	Deutsche Bank AG FFT
Name of offeror/offeree in relation to whose relevant securities the disclosure relates:	Deutche Boerse AG

Class of relevant security	Product description e.g. call option	Written or purchased	Number of securities to which option or derivative relates	Exercise price per unit EURO	Type e.g. American, European etc.	Expiry date
Ordinary	Call Option	Purchased	4,000	92	American	20170616
Ordinary	Call Option	Purchased	2,000	120	American	20170616
Ordinary	Call Option	Purchased	2,000	84	American	20160318
Ordinary	Call Option	Purchased	2,000	110	American	20160617
Ordinary	Call Option	Purchased	10,000	100	American	20160617
Ordinary	Call Option	Purchased	15,000	82	American	20160318
Ordinary	Call Option	Purchased	10,000	92	American	20160318
Ordinary	Put Option	Written	60,000	76	American	20160617
Ordinary	Put Option	Written	2,000	60	American	20161216
Ordinary	Put Option	Written	50,000	72	American	20160318
Ordinary	Put Option	Written	60,000	60	American	20170616
Ordinary	Put Option	Written	60,000	68	American	20170616
Ordinary	Put Option	Written	1,500	78	American	20160318
Ordinary	Put Option	Purchasing	500	76	American	20160617
Ordinary	Put Option	Purchasing	1500	76	American	20160617
Ordinary	Put Option	Purchasing	2000	76	American	20160617
Ordinary	Put Option	Purchasing	2000	76	American	20160617
Ordinary	Put Option	Purchasing	2500	76	American	20160617
			270,000
Ordinary	Call Option	Written	730	72	European	20160317
Ordinary	Call Option	Written	310	68	European	20160616
Ordinary	Call Option	Written	300	60	European	20160317
Ordinary	Call Option	Written	500	62	European	20160317
Ordinary	Call Option	Written	200	62	European	20160616
Ordinary	Call Option	Written	150	70	European	20160915
Ordinary	Call Option	Written	100	62	European	20161118
Ordinary	Call Option	Written	150	60	European	20160616
Ordinary	Call Option	Written	25,000	68	American	20160617
Ordinary	Call Option	Written	280	75	European	20160317
Ordinary	Call Option	Written	220	71	European	20160317
Ordinary	Call Option	Written	2,000	71	European	20161215
Ordinary	Call Option	Written	58,000	92	American	20161216
Ordinary	Call Option	Written	535	60	European	20161215
Ordinary	Call Option	Written	90	58	European	20160616
Ordinary	Call Option	Written	118	65	European	20161215
Ordinary	Call Option	Written	1,540	68	European	20161118
Ordinary	Call Option	Written	780	60	European	20170615
Ordinary	Call Option	Written	3,039	68	European	20160317
Ordinary	Call Option	Written	160	65	European	20160415
Ordinary	Call Option	Written	1,270	78	European	20160317
Ordinary	Call Option	Written	550	80	European	20160915
Ordinary	Call Option	Written	450	70	European	20160616
Ordinary	Call Option	Written	100	80	European	20160715
Ordinary	Call Option	Written	160	65	European	20160520
Ordinary	Call Option	Written	380	70	European	20160520
Ordinary	Call Option	Written	55	78	European	20161215
Ordinary	Call Option	Written	56	75	European	20160616
Ordinary	Call Option	Written	150	70	European	20161215
Ordinary	Call Option	Written	230	66	European	20160915
Ordinary	Call Option	Written	1,300	75	European	20161215
Ordinary	Call Option	Written	230	68	European	20161215
Ordinary	Call Option	Written	100	58	European	20161215
Ordinary	Put Option	Purchased	15,000	64	American	20160318
Ordinary	Put Option	Purchased	50,000	72	American	20160318
Ordinary	Put Option	Purchased	30,000	68	American	20160617
Ordinary	Put Option	Purchased	80,000	52	American	20161216
Ordinary	Put Option	Purchased	10,000	60	American	20160318
Ordinary	Put Option	Purchased	5,000	68	American	20160916
Ordinary	Reverse Convertible Put Option	Written	173	52	European	20160616
Ordinary	Reverse Convertible Put Option	Written	417	72	European	20160616
Ordinary	Reverse Convertible Put Option	Written	154	65	European	20161215
Ordinary	Reverse Convertible Put Option	Written	29	70	European	20160520
Ordinary	Reverse Convertible Put Option	Written	43	70	European	20161118
Ordinary	Reverse Convertible Put Option	Written	308	65	European	20161021
Ordinary	Reverse Convertible Put Option	Written	615	65	European	20160715
Ordinary	Reverse Convertible Put Option	Written	143	70	European	20160819
Ordinary	Reverse Convertible Put Option	Written	182	55	European	20160617
Ordinary	Reverse Convertible Put Option	Written	250	60	European	20160616
Ordinary	Reverse Convertible Put Option	Written	139	72	European	20161215
Ordinary	Reverse Convertible Put Option	Written	615	65	European	20160915
Ordinary	Reverse Convertible Put Option	Written	43	70	European	20171117
Ordinary	Reverse Convertible Put Option	Written	56	72	European	20160715
Ordinary	Reverse Convertible Put Option	Written	2,300	70	European	20161215
Ordinary	Reverse Convertible Put Option	Written	71	70	European	20160317
Ordinary	Reverse Convertible Put Option	Written	138	65	European	20171117
Ordinary	Reverse Convertible Put Option	Written	7,966	58	European	20161215
Ordinary	Reverse Convertible Put Option	Written	867	75	European	20161215
Ordinary	Reverse Convertible Put Option	Written	357	70	European	20161118
Ordinary	Reverse Convertible Put Option	Written	125	80	European	20170615
Ordinary	Reverse Convertible Put Option	Written	133	75	European	20160616
Ordinary	Reverse Convertible Put Option	Written	308	65	European	20161118
Ordinary	Reverse Convertible Put Option	Written	735	68	European	20160915
Ordinary	Reverse Convertible Put Option	Written	44	68	European	20161215
Ordinary	Reverse Convertible Put Option	Written	264	72	European	20170615
Ordinary	Reverse Convertible Put Option	Written	29	70	European	20170615
Ordinary	Reverse Convertible Put Option	Written	65	62	European	20170316
Ordinary	Reverse Convertible Put Option	Written	69	72	European	20170316
Ordinary	Reverse Convertible Put Option	Written	32	62	European	20161215
Ordinary	Bonus Certificate	Written	10,000	85	European	20160317
Ordinary	Bonus Certificate	Written	10,000	85	European	20161215
CMBO	Put	Purchasing	735	68		20160915
			325,166