REG - Deutsche Bank AG Deutsche Borse - Form 8.5 (EPT/RI) Deutsche Boerse AG <Origin Href="QuoteRef">DBKGn.DE</Origin>

Deutsche Bank AGAnnouncement

02/12/2016 11:55

RNS Number : 8431Q
Deutsche Bank AG
02 December 2016
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader:
Deutsche Bank AG London
(b) Name of offeror/offeree in relation to whose relevant securities this form relates:
Use a separate form for each offeror/offeree
Deutsche Boerse AG
(c) Name of the party to the offer with which exempt principal trader is connected:
Deutsche Boerse AG
(d) Date dealing undertaken:
01/12/2016
(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to this offer?
If it is a cash offer or possible cash offer, state "N/A"
Yes - London Stock Exchange Group Plc
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security
Purchases/ sales
Total number of securities
Highest price per unit paid/received EUR
Lowest price per unit paid/received EUR
Ordinary
Purchase
23,008
72.85
71.28
Ordinary
Sales
23,874
72.653333
71.58
Class of relevant security
Purchases/ sales
Total number of securities
Highest price per unit paid/received EUR
Lowest price per unit paid/received EUR
Tendered ordinary
Purchase
41,476
75.66
73.97
Tendered ordinary
Sales
53,357
75.93
73.96
(b) Cash-settled derivative transactions
Class of relevant security
Product description
e.g. CFD
Nature of dealing
e.g. opening/closing a long/short position, increasing/reducing a long/short position
Number of reference securities
Price per unit
 EUR
Ordinary
SWAP
LONG
1
71.6639
Ordinary
SWAP
LONG
1
71.6639
Ordinary
SWAP
LONG
1
71.6639
Ordinary
SWAP
LONG
6
71.6639
Ordinary
SWAP
LONG
8
71.6639
Ordinary
SWAP
LONG
82
71.88
Ordinary
SWAP
LONG
201
72.145124
Ordinary
SWAP
LONG
1,239
71.577853
Ordinary
SWAP
LONG
1,255
71.577853
Ordinary
SWAP
SHORT
1
71.6639
Ordinary
SWAP
SHORT
1
71.6639
Ordinary
SWAP
SHORT
1
71.6639
Ordinary
SWAP
SHORT
5
71.6639
Ordinary
SWAP
SHORT
6
71.6889
Ordinary
SWAP
SHORT
6
71.6639
Ordinary
SWAP
SHORT
42
71.6889
Ordinary
SWAP
SHORT
75
71.65
Ordinary
SWAP
SHORT
316
71.648608
Ordinary
SWAP
SHORT
378
71.600423
Ordinary
SWAP
SHORT
1,255
71.752183
Class of relevant security
Product description
e.g. CFD
Nature of dealing
e.g. opening/closing a long/short position, increasing/reducing a long/short position
Number of reference securities
Price per unit
Tendered ordinary
SWAP
LONG
51
74.375375
Tendered ordinary
SWAP
LONG
515
74.955006
Tendered ordinary
SWAP
LONG
2,089
74.367124
Tendered ordinary
SWAP
LONG
3,439
74.35942
Tendered ordinary
SWAP
SHORT
513
74.83175
Tendered ordinary
SWAP
SHORT
2,088
74.425253
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security
Product description e.g. call option
Writing, purchasing, selling, varying etc.
Number of securities to which option relates
Exercise price per unit
Type
e.g. American, European etc.
Expiry date
Option money paid/received per unit








(ii) Exercise
Class of relevant security
Product description
e.g. call option
Exercising/ exercised against
Number of securities
Exercise price per unit




(d) Other dealings (including subscribing for new securities)
Class of relevant security
Nature of dealing
e.g. subscription, conversion
Details
Price per unit (if applicable)



3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer:
Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none"
NONE
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to:
(i) the voting rights of any relevant securities under any option; or 
(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:
If there are no such agreements, arrangements or understandings, state "none"
NONE
Date of disclosure:
02/12/2016
Contact name:
Kelly-Jade Ledwich
Telephone number:
00 44 7545 8515
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at monitoring@disclosure.org.uk. The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

This information is provided by RNS
The company news service from the London Stock Exchange
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