REG - Deutsche Bank AG Deutsche Borse - Form 8.5 (EPT/RI) Deutsche Borse AG - Amendment <Origin Href="QuoteRef">DBKGn.DE</Origin>

Deutsche Bank AGAnnouncement

01/09/2016 18:10

RNS Number : 7606I
Deutsche Bank AG
01 September 2016
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
AMENDMENT
1. KEY INFORMATION
(a) Name of exempt principal trader:
Deutsche Bank AG London
(b) Name of offeror/offeree in relation to whose relevant securities this form relates:
 Use a separate form for each offeror/offeree
Deutsche Boerse AG
(c) Name of the party to the offer with which exempt principal trader is connected:
Deutsche Boerse AG
(d) Date dealing undertaken:
19/08/2016
(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to this offer?
 If it is a cash offer or possible cash offer, state "N/A"
Yes
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security
Purchases/ sales
Total number of securities
Highest price per unit paid/received
EUR
Lowest price per unit paid/received
EUR
Ordinary
Purchase
22,514
76.48
75.19
Ordinary
Sale
43,033
76.47
75.16
Class of relevant security
Purchases/ sales
Total number of securities
Highest price per unit paid/received
EUR
Lowest price per unit paid/received
EUR
Tendered Ords
Purchase
78,414
80.31
77.78
Tendered Ords
Sale
34,776
80.38
77.73


(b) Cash-settled derivative transactions
Class of relevant security
Product description
e.g. CFD
Nature of dealing
e.g. opening/closing a long/short position, increasing/reducing a long/short position
Number of reference securities
Price per unit
Ordinary
CFD
LONG
46
75.89772
Ordinary
CFD
LONG
46
76.01772
Ordinary
CFD
LONG
46
75.91772
Ordinary
CFD
LONG
47
75.76773
Ordinary
CFD
LONG
47
76.09772
Ordinary
CFD
LONG
50
76.18223
Ordinary
CFD
LONG
142
76.18225
Ordinary
CFD
LONG
157
75.87825
Ordinary
CFD
LONG
172
75.9622
Ordinary
CFD
LONG
220
76.39
Ordinary
CFD
LONG
312
76.02419
Ordinary
CFD
LONG
430
75.97302
Ordinary
CFD
LONG
449
75.87825
Ordinary
CFD
LONG
869
75.87825
Ordinary
CFD
LONG
1,334
76.17772
Ordinary
CFD
LONG
1,524
76.0618
Ordinary
CFD
LONG
2,575
75.95201
Ordinary
CFD
LONG
2,762
75.92669
Ordinary
CFD
LONG
9,558
75.9719
Ordinary
CFD
SHORT
1
76.19
Ordinary
CFD
SHORT
46
75.71227
Ordinary
CFD
SHORT
220
76.30425
 
Class of relevant security
Product description
e.g. CFD
Nature of dealing
e.g. opening/closing a long/short position, increasing/reducing a long/short position
Number of reference securities
Price per unit
Tendered Ords
CFD
LONG
92
79.99565
Tendered Ords
CFD
LONG
119
79.72094
Tendered Ords
CFD
LONG
301
78.99606
Tendered Ords
CFD
LONG
762
79.99565
Tendered Ords
CFD
LONG
773
80.07224
Tendered Ords
CFD
LONG
1,004
79.56101
Tendered Ords
CFD
LONG
1,014
80.02064
Tendered Ords
CFD
LONG
1,939
78.64511
Tendered Ords
CFD
SHORT
92
79.98331
Tendered Ords
CFD
SHORT
117
79.98528
Tendered Ords
CFD
SHORT
119
78.59803
Tendered Ords
CFD
SHORT
465
78.59803
Tendered Ords
CFD
SHORT
762
79.98331
Tendered Ords
CFD
SHORT
1,865
79.11206
Tendered Ords
CFD
SHORT
2,096
78.73808
Tendered Ords
CFD
SHORT
2,469
79.98062
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security
Product description e.g. call option
Writing, purchasing, selling, varying etc.
Number of securities to which option relates
Exercise price per unit
Type
e.g. American, European etc.
Expiry date
Option money paid/ received per unit








(ii) Exercise
Class of relevant security
Product description
e.g. call option
Exercising/ exercised against
Number of securities
Exercise price per unit





(d) Other dealings (including subscribing for new securities)
Class of relevant security
Nature of dealing
e.g. subscription, conversion
Details
Price per unit (if applicable)




3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer:
Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none"
NONE
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to:
(i) the voting rights of any relevant securities under any option; or 
(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:
If there are no such agreements, arrangements or understandings, state "none"
NONE
Disclosure Date
01/09/2016
Contact name:
Osamede Aigbe
Telephone number:
00 44 207 545 8515
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at monitoring@disclosure.org.uk. The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

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