REG - Deutsche Bank AG Deutsche Borse - Form 8.5 (EPT/RI) Deutsche Borse AG - Amendment <Origin Href="QuoteRef">DBKGn.DE</Origin>

Deutsche Bank AGAnnouncement

28/02/2017 17:40

RNS Number : 1255Y
Deutsche Bank AG
28 February 2017
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
AMENDMENT
1. KEY INFORMATION
(a) Name of exempt principal trader:
Deutsche Bank AG London
(b) Name of offeror/offeree in relation to whose relevant securities this form relates:
Use a separate form for each offeror/offeree
Deutsche Boerse AG
(c) Name of the party to the offer with which exempt principal trader is connected:
Deutsche Boerse AG
(d) Date dealing undertaken:
24/02/2017
(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to this offer?
If it is a cash offer or possible cash offer, state "N/A"
Yes - London Stock Exchange Group Plc
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security
Purchases/ sales
Total number of securities
Highest price per unit paid/received EUR
Lowest price per unit paid/received EUR
Ordinary
Purchase
7,301
82.802516
81.49
Ordinary
Sales
13,286
82.805
81.54
Class of relevant security
Purchases/ sales
Total number of securities
Highest price per unit paid/received EUR
Lowest price per unit paid/received EUR
Tendered ordinary
Purchase
37,719
84.80667
83.23
Tendered ordinary
Sales
36,526
84.81
83.215
(b) Cash-settled derivative transactions
Class of relevant security
Product description
e.g. CFD
Nature of dealing
e.g. opening/closing a long/short position, increasing/reducing a long/short position
Number of reference securities
Price per unit
Ordinary
SWAP
LONG
7
82.135357
Ordinary
SWAP
LONG
21
82.134881
Ordinary
SWAP
LONG
25
81.693468
Ordinary
SWAP
LONG
72
81.69324
Ordinary
SWAP
LONG
100
82.39753
Ordinary
SWAP
LONG
454
81.809058
Ordinary
SWAP
LONG
912
81.897509
Ordinary
SWAP
LONG
941
81.611128
Ordinary
SWAP
LONG
1,134
82.06149
Ordinary
SWAP
LONG
1,284
81.62873
Ordinary
SWAP
LONG
1,328
81.763522
Ordinary
SWAP
SHORT
100
81.63
Ordinary
SWAP
SHORT
208
82.016587
Class of relevant security
Product description
e.g. CFD
Nature of dealing
e.g. opening/closing a long/short position, increasing/reducing a long/short position
Number of reference securities
Price per unit
Tendered ordinary
SWAP
LONG
340
83.757657
Tendered ordinary
SWAP
LONG
1,115
84.435074
Tendered ordinary
SWAP
LONG
3,896
83.757657
Tendered ordinary
SWAP
SHORT
1
84.738473
Tendered ordinary
SWAP
SHORT
2
83.946937
Tendered ordinary
SWAP
SHORT
3
84.80348
Tendered ordinary
SWAP
SHORT
9
84.281966
Tendered ordinary
SWAP
SHORT
9
84.445088
Tendered ordinary
SWAP
SHORT
110
84.726818
Tendered ordinary
SWAP
SHORT
112
84.01084
Tendered ordinary
SWAP
SHORT
340
83.917039
Tendered ordinary
SWAP
SHORT
786
84.621845
Tendered ordinary
SWAP
SHORT
3,896
83.917039
Tendered ordinary
SWAP
SHORT
4,238
83.923146
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security
Product description 
e.g. call option
Writing, purchasing, selling, varying etc.
Number of securities to which option relates
Exercise price per unit
Type
e.g. American, European etc.
Expiry date
Option money paid/received per unit








(ii) Exercise
Class of relevant security
Product description
e.g. call option
Exercising/ exercised against
Number of securities
Exercise price per unit





(d) Other dealings (including subscribing for new securities)
Class of relevant security
Nature of dealing
e.g. subscription, conversion
Details
Price per unit (if applicable)




3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer:
Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none"
NONE
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to:
(i) the voting rights of any relevant securities under any option; or 
(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:
If there are no such agreements, arrangements or understandings, state "none"
NONE
Date of disclosure:
28/02/2017
Contact name:
Osamede Aigbe
Telephone number:
00 44 207 545 8515
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at monitoring@disclosure.org.uk. The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

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