REG - Deutsche Bank AG Deutsche Borse - Form 8.5 (EPT/RI) Deutsche Borse AG - Amendment <Origin Href="QuoteRef">DBKGn.DE</Origin>

Deutsche Bank AGAnnouncement

03/03/2017 16:15

RNS Number : 5297Y
Deutsche Bank AG
03 March 2017
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
AMENDMENT
1. KEY INFORMATION
(a) Name of exempt principal trader:
Deutsche Bank AG London
(b) Name of offeror/offeree in relation to whose relevant securities this form relates:
Use a separate form for each offeror/offeree
Deutsche Boerse AG
(c) Name of the party to the offer with which exempt principal trader is connected:
Deutsche Boerse AG
(d) Date dealing undertaken:
28/02/2017
(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to this offer?
If it is a cash offer or possible cash offer, state "N/A"
Yes - London Stock Exchange Group Plc
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security
Purchases/ sales
Total number of securities
Highest price per unit paid/received EUR
Lowest price per unit paid/received EUR
Ordinary
Purchase
10,087
81.33
80.10
Ordinary
Sales
16,115
81.33
80.232562
Class of relevant security
Purchases/ sales
Total number of securities
Highest price per unit paid/received EUR
Lowest price per unit paid/received EUR
Tendered ordinary
Purchase
15,441
81.591202
80.836667
Tendered ordinary
Sales
19,309
82.04
80.71
(b) Cash-settled derivative transactions
Class of relevant security
Product description
e.g. CFD
Nature of dealing
e.g. opening/closing a long/short position, increasing/reducing a long/short position
Number of reference securities
Price per unit
Ordinary
SWAP
LONG
254
80.606815
Ordinary
SWAP
LONG
515
80.442209
Ordinary
SWAP
LONG
599
80.325021
Ordinary
SWAP
LONG
875
80.352246
Ordinary
SWAP
LONG
1,231
80.325014
Ordinary
SWAP
LONG
1,394
80.442211
Ordinary
SWAP
LONG
1,559
80.552929
Ordinary
SWAP
LONG
2,586
80.352241
Ordinary
SWAP
SHORT
68
80.5465
Ordinary
SWAP
SHORT
718
80.192409
Ordinary
SWAP
SHORT
2,199
80.295268
Class of relevant security
Product description
e.g. CFD
Nature of dealing
e.g. opening/closing a long/short position, increasing/reducing a long/short position
Number of reference securities
Price per unit
Tendered ordinary
SWAP
LONG
2
80.871912
Tendered ordinary
SWAP
LONG
2
81.271872
Tendered ordinary
SWAP
LONG
5
80.884323
Tendered ordinary
SWAP
LONG
6
81.225784
Tendered ordinary
SWAP
LONG
8
81.036896
Tendered ordinary
SWAP
LONG
16
81.558812
Tendered ordinary
SWAP
LONG
61
81.056956
Tendered ordinary
SWAP
LONG
123
80.847603
Tendered ordinary
SWAP
LONG
124
81.00564
Tendered ordinary
SWAP
LONG
152
81.322518
Tendered ordinary
SWAP
LONG
198
81.285076
Tendered ordinary
SWAP
LONG
545
81.441112
Tendered ordinary
SWAP
LONG
589
81.961128
Tendered ordinary
SWAP
SHORT
100
80.81202
Tendered ordinary
SWAP
SHORT
105
81.08203
Tendered ordinary
SWAP
SHORT
260
81.511623
Tendered ordinary
SWAP
SHORT
514
80.97474
Tendered ordinary
SWAP
SHORT
725
81.61974
Tendered ordinary
SWAP
SHORT
915
80.96707
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security
Product description 
e.g. call option
Writing, purchasing, selling, varying etc.
Number of securities to which option relates
Exercise price per unit
Type
e.g. American, European etc.
Expiry date
Option money paid/received per unit








(ii) Exercise
Class of relevant security
Product description
e.g. call option
Exercising/ exercised against
Number of securities
Exercise price per unit





(d) Other dealings (including subscribing for new securities)
Class of relevant security
Nature of dealing
e.g. subscription, conversion
Details
Price per unit (if applicable)




3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer:
Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none"
NONE
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to:
(i) the voting rights of any relevant securities under any option; or 
(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:
If there are no such agreements, arrangements or understandings, state "none"
NONE
Date of disclosure:
03/03/2017
Contact name:
Osamede Aigbe
Telephone number:
00 44 207 545 8515
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at monitoring@disclosure.org.uk. The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

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