REG - Deutsche Bank AG Deutsche Borse - Form 8.5 (EPT/RI) Deutsche Borse AG Amendment <Origin Href="QuoteRef">DBKGn.DE</Origin>

Deutsche Bank AGAnnouncement

15/03/2017 17:40

RNS Number : 6100Z
Deutsche Bank AG
15 March 2017
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
AMENDMENT
1. KEY INFORMATION
(a) Name of exempt principal trader:
Deutsche Bank AG London
(b) Name of offeror/offeree in relation to whose relevant securities this form relates:
Use a separate form for each offeror/offeree
Deutsche Boerse AG
(c) Name of the party to the offer with which exempt principal trader is connected:
Deutsche Boerse AG
(d) Date dealing undertaken:
10/03/2017
(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to this offer?
If it is a cash offer or possible cash offer, state "N/A"
Yes - London Stock Exchange Group Plc
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security
Purchases/ sales
Total number of securities
Highest price per unit paid/received EUR
Lowest price per unit paid/received EUR
Ordinary
Purchase
87508
79.73
79.097627
Ordinary
Sales
2401
79.6941214751
79.198901
Class of relevant security
Purchases/ sales
Total number of securities
Highest price per unit paid/received EUR
Lowest price per unit paid/received EUR
Tendered ordinary
Purchase
40713
80.19
78.91
Tendered ordinary
Sales
57272
80.08
79.0724175824
(b) Cash-settled derivative transactions
Class of relevant security
Product description
e.g. CFD
Nature of dealing
e.g. opening/closing a long/short position, increasing/reducing a long/short position
Number of reference securities
Price per unit
Ordinary
SWAP
LONG
512
79.70761
Ordinary
SWAP
LONG
835
79.70761
Ordinary
SWAP
SHORT
13
79.70626
Ordinary
SWAP
SHORT
37
79.70645
Ordinary
SWAP
SHORT
101
79.49248
Ordinary
SWAP
SHORT
37
79.49242
Ordinary
SWAP
SHORT
194
79.4741
Ordinary
SWAP
SHORT
135
79.47408
Ordinary
SWAP
SHORT
512
79.45
Ordinary
SWAP
SHORT
85425
79.51
Class of relevant security
Product description
e.g. CFD
Nature of dealing
e.g. opening/closing a long/short position, increasing/reducing a long/short position
Number of reference securities
Price per unit
Tendered ordinary
SWAP
LONG
22
79.7784044
Tendered ordinary
SWAP
LONG
882
80.0569
Tendered ordinary
SWAP
LONG
3
79.7784044
Tendered ordinary
SWAP
LONG
416
80.078
Tendered ordinary
SWAP
SHORT
109
79.42786
Tendered ordinary
SWAP
SHORT
39
79.44697
Tendered ordinary
SWAP
SHORT
19
79.9816
Tendered ordinary
SWAP
SHORT
1298
80.08
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security
Product description 
e.g. call option
Writing, purchasing, selling, varying etc.
Number of securities to which option relates
Exercise price per unit
Type
e.g. American, European etc.
Expiry date
Option money paid/received per unit








(ii) Exercise
Class of relevant security
Product description
e.g. call option
Exercising/ exercised against
Number of securities
Exercise price per unit





(d) Other dealings (including subscribing for new securities)
Class of relevant security
Nature of dealing
e.g. subscription, conversion
Details
Price per unit (if applicable)




3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer:
Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none"
NONE
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to:
(i) the voting rights of any relevant securities under any option; or 
(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:
If there are no such agreements, arrangements or understandings, state "none"
NONE
Date of disclosure:
15/03/2017
Contact name:
Corinna Chan
Telephone number:
+44 207 545 0770
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at monitoring@disclosure.org.uk. The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

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