REG - Deutsche Bank AG Deutsche Borse - Form 8.5 (EPT/RI) Deutsche Borse AG - Amendment <Origin Href="QuoteRef">DBKGn.DE</Origin>

Deutsche Bank AGAnnouncement

29/03/2017 16:10

RNS Number : 9313A
Deutsche Bank AG
29 March 2017
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
AMENDMENT
1. KEY INFORMATION
(a) Name of exempt principal trader:
Deutsche Bank AG London
(b) Name of offeror/offeree in relation to whose relevant securities this form relates:
Use a separate form for each offeror/offeree
Deutsche Boerse AG
(c) Name of the party to the offer with which exempt principal trader is connected:
Deutsche Boerse AG
(d) Date dealing undertaken:
27/03/2017
(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to this offer?
If it is a cash offer or possible cash offer, state "N/A"
Yes - London Stock Exchange Group Plc
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security
Purchases/ sales
Total number of securities
Highest price per unit paid/received EUR
Lowest price per unit paid/received EUR
Ordinary
Purchase
51,724
81.97
81.117751
Ordinary
Sales
53,039
81.936134
81.117751
Class of relevant security
Purchases/ sales
Total number of securities
Highest price per unit paid/received EUR
Lowest price per unit paid/received EUR
Tendered ordinary
Purchase
34,644
82.028202
81.20
Tendered ordinary
Sales
33,441
82.36
81.54
(b) Cash-settled derivative transactions
Class of relevant security
Product description
e.g. CFD
Nature of dealing
e.g. opening/closing a long/short position, increasing/reducing a long/short position
Number of reference securities
Price per unit
Ordinary
SWAP
LONG
1
81.7637
Ordinary
SWAP
LONG
3
81.7637
Ordinary
SWAP
LONG
4
81.7637
Ordinary
SWAP
LONG
9
81.7637
Ordinary
SWAP
LONG
70
81.7637
Ordinary
SWAP
LONG
105
81.7637
Ordinary
SWAP
LONG
200
81.76755
Ordinary
SWAP
LONG
247
81.764494
Ordinary
SWAP
LONG
454
81.762489
Ordinary
SWAP
LONG
2,233
81.967541
Ordinary
SWAP
SHORT
1
81.7637
Ordinary
SWAP
SHORT
4
81.7637
Ordinary
SWAP
SHORT
10
81.7637
Ordinary
SWAP
SHORT
13
81.7637
Ordinary
SWAP
SHORT
74
81.7637
Ordinary
SWAP
SHORT
76
81.7923
Ordinary
SWAP
SHORT
105
81.7637
Ordinary
SWAP
SHORT
155
81.750538
Ordinary
SWAP
SHORT
190
81.611064
Ordinary
SWAP
SHORT
200
81.97
Ordinary
SWAP
SHORT
225
81.4481
Ordinary
SWAP
SHORT
431
81.750572
Ordinary
SWAP
SHORT
527
81.61104
Class of relevant security
Product description
e.g. CFD
Nature of dealing
e.g. opening/closing a long/short position, increasing/reducing a long/short position
Number of reference securities
Price per unit
Tendered ordinary
SWAP
LONG
94
82.233249
Tendered ordinary
SWAP
LONG
497
81.93795
Tendered ordinary
SWAP
LONG
614
82.091974
Tendered ordinary
SWAP
LONG
769
81.73187
Tendered ordinary
SWAP
SHORT
1
82.028202
Tendered ordinary
SWAP
SHORT
2
81.893276
Tendered ordinary
SWAP
SHORT
94
81.948022
Tendered ordinary
SWAP
SHORT
167
81.80
Tendered ordinary
SWAP
SHORT
614
82.000484
Tendered ordinary
SWAP
SHORT
1,266
81.94
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security
Product description 
e.g. call option
Writing, purchasing, selling, varying etc.
Number of securities to which option relates
Exercise price per unit
Type
e.g. American, European etc.
Expiry date
Option money paid/received per unit








(ii) Exercise
Class of relevant security
Product description
e.g. call option
Exercising/ exercised against
Number of securities
Exercise price per unit





(d) Other dealings (including subscribing for new securities)
Class of relevant security
Nature of dealing
e.g. subscription, conversion
Details
Price per unit (if applicable)




3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer:
Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none"
NONE
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to:
(i) the voting rights of any relevant securities under any option; or 
(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:
If there are no such agreements, arrangements or understandings, state "none"
NONE
Date of disclosure:
29/03/2017
Contact name:
Osamede Aigbe
Telephone number:
00 44 207 541 8440
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at monitoring@disclosure.org.uk. The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

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