REG - Deutsche Bank AG Deutsche Borse - Form 8.5 (EPT/RI) Deutsche Borse AG <Origin Href="QuoteRef">DBKGn.DE</Origin>

Deutsche Bank AGAnnouncement

23/08/2016 11:45

RNS Number : 9161H
Deutsche Bank AG
23 August 2016
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader:
Deutsche Bank AG London
(b) Name of offeror/offeree in relation to whose relevant securities this form relates:
 Use a separate form for each offeror/offeree
Deutsche Boerse AG
(c) Name of the party to the offer with which exempt principal trader is connected:
Deutsche Boerse AG
(d) Date dealing undertaken:
22/08/2016
(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to this offer?
 If it is a cash offer or possible cash offer, state "N/A"
Yes
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security
Purchases/ sales
Total number of securities
Highest price per unit paid/received
EUR
Lowest price per unit paid/received
EUR
Ordinary
Purchase
33,397
76.25
74.25
Ordinary
Sale
54,746
76.44
74.22
Class of relevant security
Purchases/ sales
Total number of securities
Highest price per unit paid/received
EUR
Lowest price per unit paid/received
EUR
Tendered Ords
Purchase
24,890
80.198125
77.125
Tendered Ords
Sale
10,864
80.08
76.96
(b) Cash-settled derivative transactions
Class of relevant security
Product description
e.g. CFD
Nature of dealing
e.g. opening/closing a long/short position, increasing/reducing a long/short position
Number of reference securities
Price per unit
Ordinary
CFD
SHORT
2
74.43
Ordinary
CFD
SHORT
100
75.183
Ordinary
CFD
SHORT
216
74.372222
Ordinary
CFD
SHORT
216
75.128549789
Ordinary
CFD
SHORT
3,080
74.480377
Ordinary
CFD
LONG
232
74.348793
Ordinary
CFD
LONG
322
74.46226708
Ordinary
CFD
LONG
919
74.8263
Ordinary
CFD
LONG
1,969
74.32777
Ordinary
CFD
LONG
2,576
74.79077252
Ordinary
CFD
LONG
3,396
74.37
Ordinary
CFD
LONG
15,549
75.06340803
 
Class of relevant security
Product description
e.g. CFD
Nature of dealing
e.g. opening/closing a long/short position, increasing/reducing a long/short position
Number of reference securities
Price per unit
Tendered Ords
CFD
SHORT
1
80.08
Tendered Ords
CFD
SHORT
1
80.08
Tendered Ords
CFD
SHORT
32
80.198125
Tendered Ords
CFD
SHORT
32
80.198125
Tendered Ords
CFD
SHORT
34
80.08
Tendered Ords
CFD
SHORT
34
80.08
Tendered Ords
CFD
SHORT
156
80.08
Tendered Ords
CFD
SHORT
156
80.08
Tendered Ords
CFD
SHORT
2,871
77.677993529
Tendered Ords
CFD
SHORT
2,871
77.677993529
Tendered Ords
CFD
LONG
1
80.08
Tendered Ords
CFD
LONG
1
80.08
Tendered Ords
CFD
LONG
34
80.08
Tendered Ords
CFD
LONG
34
80.08
Tendered Ords
CFD
LONG
106
77.880283
Tendered Ords
CFD
LONG
106
77.880283
Tendered Ords
CFD
LONG
156
80.08
Tendered Ords
CFD
LONG
156
80.08
Tendered Ords
CFD
LONG
178
79.29640449
Tendered Ords
CFD
LONG
178
79.29640449
Tendered Ords
CFD
LONG
911
78.194416097
Tendered Ords
CFD
LONG
911
78.194416097
Tendered Ords
CFD
LONG
1,444
78.150209965
Tendered Ords
CFD
LONG
1,444
78.150209965
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security
Product description e.g. call option
Writing, purchasing, selling, varying etc.
Number of securities to which option relates
Exercise price per unit
Type
e.g. American, European etc.
Expiry date
Option money paid/ received per unit








(ii) Exercise
Class of relevant security
Product description
e.g. call option
Exercising/ exercised against
Number of securities
Exercise price per unit




(d) Other dealings (including subscribing for new securities)
Class of relevant security
Nature of dealing
e.g. subscription, conversion
Details
Price per unit (if applicable)



3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer:
Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none"
NONE
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to:
(i) the voting rights of any relevant securities under any option; or 
(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:
If there are no such agreements, arrangements or understandings, state "none"
NONE
Disclosure Date
23/08/2016
Contact name:
Osamede Aigbe
Telephone number:
00 44 207 545 8515
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at monitoring@disclosure.org.uk. The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

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