REG - Deutsche Bank AG Deutsche Borse - Form 8.5 (EPT/RI) Deutsche Borse AG <Origin Href="QuoteRef">DBKGn.DE</Origin>

Deutsche Bank AGAnnouncement

24/08/2016 11:50

RNS Number : 0390I
Deutsche Bank AG
24 August 2016
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader:
Deutsche Bank AG London
(b) Name of offeror/offeree in relation to whose relevant securities this form relates:
 Use a separate form for each offeror/offeree
Deutsche Boerse AG
(c) Name of the party to the offer with which exempt principal trader is connected:
Deutsche Boerse AG
(d) Date dealing undertaken:
23/08/2016
(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to this offer?
 If it is a cash offer or possible cash offer, state "N/A"
Yes
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security
Purchases/ sales
Total number of securities
Highest price per unit paid/received
EUR
Lowest price per unit paid/received
EUR
Ordinary
Purchase
4,572
75.09
74.315
Ordinary
Sale
15,313
75.647731
73.7
Class of relevant security
Purchases/ sales
Total number of securities
Highest price per unit paid/received
EUR
Lowest price per unit paid/received
EUR
Tendered Ords
Purchase
23,554
79.07
77.65
Tendered Ords
Sale
21,254
78.715
77.66
(b) Cash-settled derivative transactions
Class of relevant security
Product description
e.g. CFD
Nature of dealing
e.g. opening/closing a long/short position, increasing/reducing a long/short position
Number of reference securities
Price per unit
Ordinary
CFD
LONG
3
74.77776
Ordinary
CFD
LONG
57
75.0513
Ordinary
CFD
LONG
80
75.64773
Ordinary
CFD
LONG
143
74.87136
Ordinary
CFD
LONG
188
75.00147
Ordinary
CFD
LONG
195
75.02821
Ordinary
CFD
LONG
409
75.05128
Ordinary
CFD
LONG
410
74.87137
Ordinary
CFD
LONG
460
74.72787
Ordinary
CFD
LONG
558
75.0282
Ordinary
CFD
LONG
611
74.6565
Ordinary
CFD
LONG
756
75.64773
Ordinary
CFD
LONG
1,725
74.69513
Ordinary
CFD
LONG
5,274
74.64157
Ordinary
CFD
SHORT
48
74.70224
Ordinary
CFD
SHORT
80
74.69224
 
Class of relevant security
Product description
e.g. CFD
Nature of dealing
e.g. opening/closing a long/short position, increasing/reducing a long/short position
Number of reference securities
Price per unit
Tendered Ords
CFD
LONG
82
77.69296
Tendered Ords
CFD
LONG
1,615
78.28889
Tendered Ords
CFD
LONG
1,707
78.34747
Tendered Ords
CFD
LONG
2,204
78.56811
Tendered Ords
CFD
SHORT
38
78.32157
Tendered Ords
CFD
SHORT
2,529
78.57915
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security
Product description e.g. call option
Writing, purchasing, selling, varying etc.
Number of securities to which option relates
Exercise price per unit
Type
e.g. American, European etc.
Expiry date
Option money paid/ received per unit








(ii) Exercise
Class of relevant security
Product description
e.g. call option
Exercising/ exercised against
Number of securities
Exercise price per unit




(d) Other dealings (including subscribing for new securities)
Class of relevant security
Nature of dealing
e.g. subscription, conversion
Details
Price per unit (if applicable)



3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer:
Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none"
NONE
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to:
(i) the voting rights of any relevant securities under any option; or 
(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:
If there are no such agreements, arrangements or understandings, state "none"
NONE
Disclosure Date
24/08/2016
Contact name:
Osamede Aigbe
Telephone number:
00 44 207 545 8515
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at monitoring@disclosure.org.uk. The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

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