REG - Deutsche Bank AG Deutsche Borse - Form 8.5 (EPT/RI) Deutsche Borse AG <Origin Href="QuoteRef">DBKGn.DE</Origin>
RNS Number : 4353IDeutsche Bank AG30 August 2016FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader:
Deutsche Bank AG London
(b) Name of offeror/offeree in relation to whose relevant securities this form relates:
Use a separate form for each offeror/offeree
Deutsche Boerse AG
(c) Name of the party to the offer with which exempt principal trader is connected:
Deutsche Boerse AG
(d) Date dealing undertaken:
26/08/2016
(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to this offer?
If it is a cash offer or possible cash offer, state "N/A"
Yes
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security
Purchases/ sales
Total number of securities
Highest price per unit paid/received
EUR
Lowest price per unit paid/received
EUR
Ordinary
Purchase
1,744
73.777436
72.71
Ordinary
Sale
14,799
73.777436
72.62
Class of relevant security
Purchases/ sales
Total number of securities
Highest price per unit paid/received
EUR
Lowest price per unit paid/received
EUR
Tendered Ords
Purchase
16,351
76.26
75.5
Tendered Ords
Sale
236,195
76.5
75.14
(b) Cash-settled derivative transactions
Class of relevant security
Product description
e.g. CFD
Nature of dealing
e.g. opening/closing a long/short position, increasing/reducing a long/short position
Number of reference securities
Price per unit
Ordinary
CFD
LONG
67
72.82776
Ordinary
CFD
LONG
74
73.09781
Ordinary
CFD
LONG
126
72.87574
Ordinary
CFD
LONG
195
72.82782
Ordinary
CFD
LONG
271
73.08688
Ordinary
CFD
LONG
283
72.87574
Ordinary
CFD
LONG
364
72.87574
Ordinary
CFD
LONG
446
73.16935
Ordinary
CFD
LONG
672
73.14781
Ordinary
CFD
LONG
1,131
73.14781
Ordinary
CFD
LONG
1,786
73.10626
Ordinary
CFD
LONG
2,268
73.05726
Ordinary
CFD
LONG
2,777
73.03928
Ordinary
CFD
LONG
2,946
73.05899
Ordinary
CFD
SHORT
16
73.12219
Ordinary
CFD
SHORT
48
73.3622
Ordinary
CFD
SHORT
74
73.04287
Ordinary
CFD
SHORT
106
73.08625
Ordinary
CFD
SHORT
107
73.12574
Class of relevant security
Product description
e.g. CFD
Nature of dealing
e.g. opening/closing a long/short position, increasing/reducing a long/short position
Number of reference securities
Price per unit
Tendered Ords
CFD
LONG
56
76.00251
Tendered Ords
CFD
LONG
244
76.72851
Tendered Ords
CFD
LONG
344
76.00251
Tendered Ords
CFD
LONG
724
76.15435
Tendered Ords
CFD
LONG
1,112
76.29886
Tendered Ords
CFD
SHORT
56
75.92189
Tendered Ords
CFD
SHORT
237
75.25733
Tendered Ords
CFD
SHORT
344
75.92189
Tendered Ords
CFD
SHORT
481
75.58338
Tendered Ords
CFD
SHORT
771
76.10381
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security
Product description e.g. call option
Writing, purchasing, selling, varying etc.
Number of securities to which option relates
Exercise price per unit
Type
e.g. American, European etc.
Expiry date
Option money paid/ received per unit
(ii) Exercise
Class of relevant security
Product description
e.g. call option
Exercising/ exercised against
Number of securities
Exercise price per unit
(d) Other dealings (including subscribing for new securities)
Class of relevant security
Nature of dealing
e.g. subscription, conversion
Details
Price per unit (if applicable)
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer:
Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none"
NONE
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:
If there are no such agreements, arrangements or understandings, state "none"
NONE
Disclosure Date
30/08/2016
Contact name:
Osamede Aigbe
Telephone number:
00 44 207 545 8515
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at monitoring@disclosure.org.uk. The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.
This information is provided by RNSThe company news service from the London Stock ExchangeENDFERURAARNNAWOAR
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