REG - Deutsche Bank AG Deutsche Borse - Form 8.5 (EPT/RI) Deutsche Borse AG <Origin Href="QuoteRef">DBKGn.DE</Origin>

Deutsche Bank AGAnnouncement

27/01/2017 11:05

RNS Number : 3433V
Deutsche Bank AG
27 January 2017
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader:
Deutsche Bank AG London
(b) Name of offeror/offeree in relation to whose relevant securities this form relates:
Use a separate form for each offeror/offeree
Deutsche Boerse AG
(c) Name of the party to the offer with which exempt principal trader is connected:
Deutsche Boerse AG
(d) Date dealing undertaken:
26/01/2017
(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to this offer?
If it is a cash offer or possible cash offer, state "N/A"
Yes - London Stock Exchange Group Plc
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security
Purchases/ sales
Total number of securities
Highest price per unit paid/received EUR
Lowest price per unit paid/received EUR
Ordinary
Purchase
25,115
82.41
81.44
Ordinary
Sales
23,352
82.24
81.38
Class of relevant security
Purchases/ sales
Total number of securities
Highest price per unit paid/received EUR
Lowest price per unit paid/received EUR
Tendered ordinary
Purchase
47,541
84
82.76
Tendered ordinary
Sales
70,757
84.19
82.62
(b) Cash-settled derivative transactions
Class of relevant security
Product description
e.g. CFD
Nature of dealing
e.g. opening/closing a long/short position, increasing/reducing a long/short position
Number of reference securities
Price per unit
Ordinary
SWAP
LONG
86
81.47
Ordinary
SWAP
LONG
116
81.567553
Ordinary
SWAP
LONG
967
81.567553
Ordinary
SWAP
SHORT
57
81.578947
Ordinary
SWAP
SHORT
138
81.578986
Ordinary
SWAP
SHORT
192
81.578958
Ordinary
SWAP
SHORT
201
81.587133
Ordinary
SWAP
SHORT
261
82.064451
Ordinary
SWAP
SHORT
485
81.587147
Ordinary
SWAP
SHORT
631
82.064443
Ordinary
SWAP
SHORT
967
81.822834
Class of relevant security
Product description
e.g. CFD
Nature of dealing
e.g. opening/closing a long/short position, increasing/reducing a long/short position
Number of reference securities
Price per unit
Tendered ordinary
SWAP
LONG
2
83.297503
Tendered ordinary
SWAP
LONG
13
83.334119
Tendered ordinary
SWAP
LONG
189
83.35
Tendered ordinary
SWAP
LONG
521
83.35
Tendered ordinary
SWAP
LONG
817
83.297503
Tendered ordinary
SWAP
LONG
1,375
83.334119
Tendered ordinary
SWAP
LONG
2,429
83.493871
Tendered ordinary
SWAP
LONG
24,000
82.65
Tendered ordinary
SWAP
SHORT
4
83.246415
Tendered ordinary
SWAP
SHORT
201
83.409391
Tendered ordinary
SWAP
SHORT
231
83.531757
Tendered ordinary
SWAP
SHORT
710
83.3569
Tendered ordinary
SWAP
SHORT
1,375
83.246415
Tendered ordinary
SWAP
SHORT
2,429
83.497569
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security
Product description 
e.g. call option
Writing, purchasing, selling, varying etc.
Number of securities to which option relates
Exercise price per unit
Type
e.g. American, European etc.
Expiry date
Option money paid/received per unit








(ii) Exercise
Class of relevant security
Product description
e.g. call option
Exercising/ exercised against
Number of securities
Exercise price per unit





(d) Other dealings (including subscribing for new securities)
Class of relevant security
Nature of dealing
e.g. subscription, conversion
Details
Price per unit (if applicable)




3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer:
Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none"
NONE
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to:
(i) the voting rights of any relevant securities under any option; or 
(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:
If there are no such agreements, arrangements or understandings, state "none"
NONE
Date of disclosure:
27/01/2017
Contact name:
Osamede Aigbe
Telephone number:
00 44 207 541 8440
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at monitoring@disclosure.org.uk. The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

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