REG - Deutsche Bank AG Deutsche Borse - Form 8.5 (EPT/RI) Deutsche Borse AG <Origin Href="QuoteRef">DBKGn.DE</Origin>

Deutsche Bank AGAnnouncement

31/01/2017 10:50

RNS Number : 5986V
Deutsche Bank AG
31 January 2017
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader:
Deutsche Bank AG London
(b) Name of offeror/offeree in relation to whose relevant securities this form relates:
Use a separate form for each offeror/offeree
Deutsche Boerse AG
(c) Name of the party to the offer with which exempt principal trader is connected:
Deutsche Boerse AG
(d) Date dealing undertaken:
30/01/2017
(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to this offer?
If it is a cash offer or possible cash offer, state "N/A"
Yes - London Stock Exchange Group Plc
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security
Purchases/ sales
Total number of securities
Highest price per unit paid/received EUR
Lowest price per unit paid/received EUR
Ordinary
Purchase
44,059
81.55
80.84
Ordinary
Sales
43,490
81.54
80.76
Class of relevant security
Purchases/ sales
Total number of securities
Highest price per unit paid/received EUR
Lowest price per unit paid/received EUR
Tendered ordinary
Purchase
11,787
84.09
83.50
Tendered ordinary
Sales
13,335
84.36
83.50
(b) Cash-settled derivative transactions
Class of relevant security
Product description
e.g. CFD
Nature of dealing
e.g. opening/closing a long/short position, increasing/reducing a long/short position
Number of reference securities
Price per unit
Ordinary
SWAP
LONG
13
80.96
Ordinary
SWAP
LONG
93
81.26
Ordinary
SWAP
LONG
134
80.922687
Ordinary
SWAP
LONG
236
81.234114
Ordinary
SWAP
LONG
708
81.234114
Ordinary
SWAP
SHORT
131
81.132434
Ordinary
SWAP
SHORT
174
81.158782
Ordinary
SWAP
SHORT
218
81.122093
Ordinary
SWAP
SHORT
284
81.119489
Ordinary
SWAP
SHORT
419
81.1588
Ordinary
SWAP
SHORT
527
81.122066
Class of relevant security
Product description
e.g. CFD
Nature of dealing
e.g. opening/closing a long/short position, increasing/reducing a long/short position
Number of reference securities
Price per unit
Tendered ordinary
SWAP
LONG
1
83.737379
Tendered ordinary
SWAP
LONG
2
84.05
Tendered ordinary
SWAP
LONG
3
83.770071
Tendered ordinary
SWAP
LONG
5
84.036596
Tendered ordinary
SWAP
LONG
244
84.077663
Tendered ordinary
SWAP
LONG
246
84.19867
Tendered ordinary
SWAP
LONG
252
84.029827
Tendered ordinary
SWAP
LONG
537
83.818335
Tendered ordinary
SWAP
LONG
1,156
83.818335
Tendered ordinary
SWAP
SHORT
2
84.088408
Tendered ordinary
SWAP
SHORT
3
83.930505
Tendered ordinary
SWAP
SHORT
28
83.940839
Tendered ordinary
SWAP
SHORT
252
84.016164
Tendered ordinary
SWAP
SHORT
1,156
83.930505
Tendered ordinary
SWAP
SHORT
2,199
83.810671
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security
Product description 
e.g. call option
Writing, purchasing, selling, varying etc.
Number of securities to which option relates
Exercise price per unit
Type
e.g. American, European etc.
Expiry date
Option money paid/received per unit








(ii) Exercise
Class of relevant security
Product description
e.g. call option
Exercising/ exercised against
Number of securities
Exercise price per unit





(d) Other dealings (including subscribing for new securities)
Class of relevant security
Nature of dealing
e.g. subscription, conversion
Details
Price per unit (if applicable)




3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer:
Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none"
NONE
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to:
(i) the voting rights of any relevant securities under any option; or 
(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:
If there are no such agreements, arrangements or understandings, state "none"
NONE
Date of disclosure:
31/01/2017
Contact name:
Osamede Aigbe
Telephone number:
00 44 207 541 8440
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at monitoring@disclosure.org.uk. The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

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