REG - Deutsche Bank AG Deutsche Borse - Form 8.5 (EPT/RI) Deutsche Borse AG <Origin Href="QuoteRef">DBKGn.DE</Origin>

Deutsche Bank AGAnnouncement

01/02/2017 11:20

RNS Number : 7527V
Deutsche Bank AG
01 February 2017
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader:
Deutsche Bank AG London
(b) Name of offeror/offeree in relation to whose relevant securities this form relates:
Use a separate form for each offeror/offeree
Deutsche Boerse AG
(c) Name of the party to the offer with which exempt principal trader is connected:
Deutsche Boerse AG
(d) Date dealing undertaken:
31/01/2017
(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to this offer?
If it is a cash offer or possible cash offer, state "N/A"
Yes - London Stock Exchange Group Plc
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security
Purchases/ sales
Total number of securities
Highest price per unit paid/received EUR
Lowest price per unit paid/received EUR
Ordinary
Purchase
19,089
83.09
82.16
Ordinary
Sales
17,159
83.27
82.14
Class of relevant security
Purchases/ sales
Total number of securities
Highest price per unit paid/received EUR
Lowest price per unit paid/received EUR
Tendered ordinary
Purchase
129,318
86.12
84.48
Tendered ordinary
Sales
40,420
85.88
84.75
(b) Cash-settled derivative transactions
Class of relevant security
Product description
e.g. CFD
Nature of dealing
e.g. opening/closing a long/short position, increasing/reducing a long/short position
Number of reference securities
Price per unit
Ordinary
SWAP
LONG
114
82.817807
Ordinary
SWAP
LONG
150
83.05
Ordinary
SWAP
LONG
300
82.79418
Ordinary
SWAP
LONG
2,179
82.678743
Ordinary
SWAP
SHORT
6
82.97
Ordinary
SWAP
SHORT
38
82.318947
Ordinary
SWAP
SHORT
105
82.312469
Ordinary
SWAP
SHORT
178
82.506577
Ordinary
SWAP
SHORT
241
82.725892
Ordinary
SWAP
SHORT
251
82.742914
Ordinary
SWAP
SHORT
300
82.31
Ordinary
SWAP
SHORT
331
82.822205
Ordinary
SWAP
SHORT
436
82.506558
Ordinary
SWAP
SHORT
608
82.742925
Ordinary
SWAP
SHORT
2,179
82.312469
Class of relevant security
Product description
e.g. CFD
Nature of dealing
e.g. opening/closing a long/short position, increasing/reducing a long/short position
Number of reference securities
Price per unit
Tendered ordinary
SWAP
LONG
3
85.57946
Tendered ordinary
SWAP
LONG
14
85.400435
Tendered ordinary
SWAP
LONG
48
84.929151
Tendered ordinary
SWAP
LONG
83
85.82
Tendered ordinary
SWAP
LONG
578
85.24
Tendered ordinary
SWAP
LONG
632
85.511139
Tendered ordinary
SWAP
LONG
3,189
85.57946
Tendered ordinary
SWAP
LONG
3,545
85.522005
Tendered ordinary
SWAP
SHORT
1
85.733573
Tendered ordinary
SWAP
SHORT
4
85.529316
Tendered ordinary
SWAP
SHORT
8
85.218521
Tendered ordinary
SWAP
SHORT
11
85.171703
Tendered ordinary
SWAP
SHORT
23
85.315425
Tendered ordinary
SWAP
SHORT
72
85.14213
Tendered ordinary
SWAP
SHORT
124
85.51214
Tendered ordinary
SWAP
SHORT
133
85.48714
Tendered ordinary
SWAP
SHORT
249
85.24213
Tendered ordinary
SWAP
SHORT
1,964
85.241705
Tendered ordinary
SWAP
SHORT
2,882
85.460134
Tendered ordinary
SWAP
SHORT
94,000
84.48
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security
Product description 
e.g. call option
Writing, purchasing, selling, varying etc.
Number of securities to which option relates
Exercise price per unit
Type
e.g. American, European etc.
Expiry date
Option money paid/received per unit








(ii) Exercise
Class of relevant security
Product description
e.g. call option
Exercising/ exercised against
Number of securities
Exercise price per unit





(d) Other dealings (including subscribing for new securities)
Class of relevant security
Nature of dealing
e.g. subscription, conversion
Details
Price per unit (if applicable)




3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer:
Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none"
NONE
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to:
(i) the voting rights of any relevant securities under any option; or 
(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:
If there are no such agreements, arrangements or understandings, state "none"
NONE
Date of disclosure:
01/02/2017
Contact name:
Osamede Aigbe
Telephone number:
00 44 207 541 8440
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at monitoring@disclosure.org.uk. The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

This information is provided by RNS
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