REG - Deutsche Bank AG Deutsche Borse - Form 8.5 (EPT/RI) Deutsche Borse AG <Origin Href="QuoteRef">DBKGn.DE</Origin>

Deutsche Bank AGAnnouncement

20/02/2017 11:50

RNS Number : 3162X
Deutsche Bank AG
20 February 2017
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader:
Deutsche Bank AG London
(b) Name of offeror/offeree in relation to whose relevant securities this form relates:
Use a separate form for each offeror/offeree
Deutsche Boerse AG
(c) Name of the party to the offer with which exempt principal trader is connected:
Deutsche Boerse AG
(d) Date dealing undertaken:
17/02/2017
(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to this offer?
If it is a cash offer or possible cash offer, state "N/A"
Yes - London Stock Exchange Group Plc
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security
Purchases/ sales
Total number of securities
Highest price per unit paid/received EUR
Lowest price per unit paid/received EUR
Ordinary
Purchase
6,669
81.38
81.15
Ordinary
Sales
6,906
81.321357
81.22
Class of relevant security
Purchases/ sales
Total number of securities
Highest price per unit paid/received EUR
Lowest price per unit paid/received EUR
Tendered ordinary
Purchase
18,903
83.57
82.62
Tendered ordinary
Sales
40,483
83.605
82.63
(b) Cash-settled derivative transactions
Class of relevant security
Product description
e.g. CFD
Nature of dealing
e.g. opening/closing a long/short position, increasing/reducing a long/short position
Number of reference securities
Price per unit
Ordinary
SWAP
LONG
116
81.251033
Ordinary
SWAP
LONG
141
81.315424
Ordinary
SWAP
LONG
309
81.251066
Ordinary
SWAP
LONG
375
81.315427
Ordinary
SWAP
SHORT
162
81.35642
Ordinary
SWAP
SHORT
372
81.3497
Class of relevant security
Product description
e.g. CFD
Nature of dealing
e.g. opening/closing a long/short position, increasing/reducing a long/short position
Number of reference securities
Price per unit
Tendered ordinary
SWAP
LONG
2
83.3898
Tendered ordinary
SWAP
LONG
4
83.490422
Tendered ordinary
SWAP
LONG
4
82.846715
Tendered ordinary
SWAP
LONG
4
82.84062
Tendered ordinary
SWAP
LONG
5
83.375241
Tendered ordinary
SWAP
LONG
6
83.285175
Tendered ordinary
SWAP
LONG
28
83.206144
Tendered ordinary
SWAP
LONG
29
82.812965
Tendered ordinary
SWAP
LONG
45
83.222058
Tendered ordinary
SWAP
LONG
498
83.014785
Tendered ordinary
SWAP
LONG
703
83.285175
Tendered ordinary
SWAP
LONG
868
83.28
Tendered ordinary
SWAP
LONG
1,260
83.01026
Tendered ordinary
SWAP
SHORT
6
83.607554
Tendered ordinary
SWAP
SHORT
160
83.41209
Tendered ordinary
SWAP
SHORT
342
83.28208
Tendered ordinary
SWAP
SHORT
366
83.35674
Tendered ordinary
SWAP
SHORT
703
83.607554
Tendered ordinary
SWAP
SHORT
1,368
83.479857
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security
Product description 
e.g. call option
Writing, purchasing, selling, varying etc.
Number of securities to which option relates
Exercise price per unit
Type
e.g. American, European etc.
Expiry date
Option money paid/received per unit








(ii) Exercise
Class of relevant security
Product description
e.g. call option
Exercising/ exercised against
Number of securities
Exercise price per unit





(d) Other dealings (including subscribing for new securities)
Class of relevant security
Nature of dealing
e.g. subscription, conversion
Details
Price per unit (if applicable)




3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer:
Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none"
NONE
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to:
(i) the voting rights of any relevant securities under any option; or 
(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:
If there are no such agreements, arrangements or understandings, state "none"
NONE
Date of disclosure:
20/02/2017
Contact name:
Osamede Aigbe
Telephone number:
00 44 207 545 8515
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at monitoring@disclosure.org.uk. The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

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