REG - Deutsche Bank AG Deutsche Borse - Form 8.5 (EPT/RI) Deutsche Borse AG <Origin Href="QuoteRef">DBKGn.DE</Origin>

Deutsche Bank AGAnnouncement

08/03/2017 11:41

RNS Number : 8803Y
Deutsche Bank AG
08 March 2017
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader:
Deutsche Bank AG London
(b) Name of offeror/offeree in relation to whose relevant securities this form relates:
Use a separate form for each offeror/offeree
Deutsche Boerse AG
(c) Name of the party to the offer with which exempt principal trader is connected:
Deutsche Boerse AG
(d) Date dealing undertaken:
07/03/2017
(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to this offer?
If it is a cash offer or possible cash offer, state "N/A"
Yes - London Stock Exchange Group Plc
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security
Purchases/ sales
Total number of securities
Highest price per unit paid/received EUR
Lowest price per unit paid/received EUR
Ordinary
Purchase
7,726
78.63
78.02
Ordinary
Sales
8,560
78.442274
78.03
Class of relevant security
Purchases/ sales
Total number of securities
Highest price per unit paid/received EUR
Lowest price per unit paid/received EUR
Tendered ordinary
Purchase
288,472
79.53
78.22
Tendered ordinary
Sales
279,655
79.77
78.035
(b) Cash-settled derivative transactions
Class of relevant security
Product description
e.g. CFD
Nature of dealing
e.g. opening/closing a long/short position, increasing/reducing a long/short position
Number of reference securities
Price per unit
Ordinary
SWAP
LONG
1
78.03
Ordinary
SWAP
LONG
24
78.20125
Ordinary
SWAP
LONG
55
78.201455
Ordinary
SWAP
LONG
63
78.096179
Ordinary
SWAP
LONG
102
78.442303
Ordinary
SWAP
LONG
177
78.096162
Ordinary
SWAP
LONG
231
78.375185
Ordinary
SWAP
LONG
285
78.442299
Ordinary
SWAP
LONG
648
78.375173
Ordinary
SWAP
SHORT
21
78.02
Ordinary
SWAP
SHORT
24
78.02
Ordinary
SWAP
SHORT
300
78.21901
Ordinary
SWAP
SHORT
407
78.563427
Class of relevant security
Product description
e.g. CFD
Nature of dealing
e.g. opening/closing a long/short position, increasing/reducing a long/short position
Number of reference securities
Price per unit
Tendered ordinary
SWAP
LONG
350
78.698426
Tendered ordinary
SWAP
SHORT
1
78.458734
Tendered ordinary
SWAP
SHORT
4
78.382531
Tendered ordinary
SWAP
SHORT
4
78.288188
Tendered ordinary
SWAP
SHORT
5
78.378053
Tendered ordinary
SWAP
SHORT
10
78.382598
Tendered ordinary
SWAP
SHORT
28
78.366957
Tendered ordinary
SWAP
SHORT
196
78.670685
Tendered ordinary
SWAP
SHORT
252
78.383314
Tendered ordinary
SWAP
SHORT
2,638
78.674326
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security
Product description 
e.g. call option
Writing, purchasing, selling, varying etc.
Number of securities to which option relates
Exercise price per unit
Type
e.g. American, European etc.
Expiry date
Option money paid/received per unit








(ii) Exercise
Class of relevant security
Product description
e.g. call option
Exercising/ exercised against
Number of securities
Exercise price per unit





(d) Other dealings (including subscribing for new securities)
Class of relevant security
Nature of dealing
e.g. subscription, conversion
Details
Price per unit (if applicable)




3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer:
Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none"
NONE
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to:
(i) the voting rights of any relevant securities under any option; or 
(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:
If there are no such agreements, arrangements or understandings, state "none"
NONE
Date of disclosure:
08/03/2017
Contact name:
Corinna Chan
Telephone number:
+44 20754 50770
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at monitoring@disclosure.org.uk. The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

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