REG - Deutsche Bank AG Deutsche Borse - Form 8.5 (EPT/RI) Deutsche Borse AG <Origin Href="QuoteRef">DBKGn.DE</Origin>

Deutsche Bank AGAnnouncement

29/03/2017 11:30

RNS Number : 8940A
Deutsche Bank AG
29 March 2017
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader:
Deutsche Bank AG London
(b) Name of offeror/offeree in relation to whose relevant securities this form relates:
Use a separate form for each offeror/offeree
Deutsche Boerse AG
(c) Name of the party to the offer with which exempt principal trader is connected:
Deutsche Boerse AG
(d) Date dealing undertaken:
28/03/2017
(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to this offer?
If it is a cash offer or possible cash offer, state "N/A"
Yes - London Stock Exchange Group Plc
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security
Purchases/ sales
Total number of securities
Highest price per unit paid/received EUR
Lowest price per unit paid/received EUR
Ordinary
Purchase
7,165
81.87
81.185258
Ordinary
Sales
7,262
82.30
80.89
Class of relevant security
Purchases/ sales
Total number of securities
Highest price per unit paid/received EUR
Lowest price per unit paid/received EUR
Tendered ordinary
Purchase
30,044
82.46
81.27
Tendered ordinary
Sales
19,396
82.46
81.37
(b) Cash-settled derivative transactions
Class of relevant security
Product description
e.g. CFD
Nature of dealing
e.g. opening/closing a long/short position, increasing/reducing a long/short position
Number of reference securities
Price per unit
Ordinary
SWAP
LONG
80
81.426133
Ordinary
SWAP
LONG
220
81.426179
Ordinary
SWAP
LONG
969
81.734438
Ordinary
SWAP
LONG
1,223
81.616394
Ordinary
SWAP
SHORT
85
81.872471
Ordinary
SWAP
SHORT
92
81.619412
Ordinary
SWAP
SHORT
135
81.423
Ordinary
SWAP
SHORT
144
81.383302
Ordinary
SWAP
SHORT
282
81.619362
Ordinary
SWAP
SHORT
397
81.383286
Class of relevant security
Product description
e.g. CFD
Nature of dealing
e.g. opening/closing a long/short position, increasing/reducing a long/short position
Number of reference securities
Price per unit
Tendered ordinary
SWAP
LONG
35
81.729183
Tendered ordinary
SWAP
LONG
429
81.506692
Tendered ordinary
SWAP
LONG
906
81.833694
Tendered ordinary
SWAP
SHORT
1
81.565459
Tendered ordinary
SWAP
SHORT
2
81.771316
Tendered ordinary
SWAP
SHORT
2
81.895022
Tendered ordinary
SWAP
SHORT
5
81.684606
Tendered ordinary
SWAP
SHORT
6
81.801181
Tendered ordinary
SWAP
SHORT
7
81.566407
Tendered ordinary
SWAP
SHORT
7
81.420466
Tendered ordinary
SWAP
SHORT
80
81.711512
Tendered ordinary
SWAP
SHORT
429
81.322442
Tendered ordinary
SWAP
SHORT
839
81.601358
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security
Product description 
e.g. call option
Writing, purchasing, selling, varying etc.
Number of securities to which option relates
Exercise price per unit
Type
e.g. American, European etc.
Expiry date
Option money paid/received per unit








(ii) Exercise
Class of relevant security
Product description
e.g. call option
Exercising/ exercised against
Number of securities
Exercise price per unit





(d) Other dealings (including subscribing for new securities)
Class of relevant security
Nature of dealing
e.g. subscription, conversion
Details
Price per unit (if applicable)




3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer:
Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none"
NONE
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to:
(i) the voting rights of any relevant securities under any option; or 
(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:
If there are no such agreements, arrangements or understandings, state "none"
NONE
Date of disclosure:
29/03/2017
Contact name:
Daniel Banayo
Telephone number:
+44 20 754-57575
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at monitoring@disclosure.org.uk. The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

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