REG - Deutsche Bank AG LondonStockExGroup - Form 8.5 (EPT/RI) London Stock Exchange Group Plc <Origin Href="QuoteRef">DBKGn.DE</Origin> <Origin Href="QuoteRef">LSE.L</Origin>

Deutsche Bank AGAnnouncement

02/12/2016 12:00

RNS Number : 8433Q
Deutsche Bank AG
02 December 2016
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader:
Deutsche Bank AG London
(b) Name of offeror/offeree in relation to whose relevant securities this form relates:
Use a separate form for each offeror/offeree
London Stock Exchange Group Plc
(c) Name of the party to the offer with which exempt principal trader is connected:
Deutsche Boerse AG
(d) Date dealing undertaken:
01/12/2016
(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to this offer?
If it is a cash offer or possible cash offer, state "N/A"
Yes - Deutsche Boerse AG
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security
Purchases/ sales
Total number of securities
Highest price per unit paid/received GBP
Lowest price per unit paid/received GBP
6 79/86p ordinary
Purchase
53,956
27.26
26.655
6 79/86p ordinary
Sales
52,274
27.260679
26.678
(b) Cash-settled derivative transactions
Class of relevant security
Product description
e.g. CFD
Nature of dealing
e.g. opening/closing a long/short position, increasing/reducing a long/short position
Number of reference securities
Price per unit
GBP
6 79/86p ordinary
SWAP
LONG
5
27.083228
6 79/86p ordinary
SWAP
LONG
8
27.083228
6 79/86p ordinary
SWAP
LONG
11
27.083228
6 79/86p ordinary
SWAP
LONG
66
27.025
6 79/86p ordinary
SWAP
LONG
7,719
26.839463
6 79/86p ordinary
SWAP
SHORT
1
26.746685
6 79/86p ordinary
SWAP
SHORT
1
26.746685
6 79/86p ordinary
SWAP
SHORT
1
27.064059
6 79/86p ordinary
SWAP
SHORT
3
26.796081
6 79/86p ordinary
SWAP
SHORT
3
26.792883
6 79/86p ordinary
SWAP
SHORT
4
26.80686
6 79/86p ordinary
SWAP
SHORT
5
27.082708
6 79/86p ordinary
SWAP
SHORT
6
26.746685
6 79/86p ordinary
SWAP
SHORT
7
26.792883
6 79/86p ordinary
SWAP
SHORT
8
26.794244
6 79/86p ordinary
SWAP
SHORT
8
27.099064
6 79/86p ordinary
SWAP
SHORT
13
26.762012
6 79/86p ordinary
SWAP
SHORT
15
26.792883
6 79/86p ordinary
SWAP
SHORT
16
27.094064
6 79/86p ordinary
SWAP
SHORT
26
26.762012
6 79/86p ordinary
SWAP
SHORT
34
26.762012
6 79/86p ordinary
SWAP
SHORT
42
26.795193
6 79/86p ordinary
SWAP
SHORT
73
26.804717
6 79/86p ordinary
SWAP
SHORT
88
26.8
6 79/86p ordinary
SWAP
SHORT
96
26.790054
6 79/86p ordinary
SWAP
SHORT
115
26.85793
6 79/86p ordinary
SWAP
SHORT
148
26.844524
6 79/86p ordinary
SWAP
SHORT
161
26.804319
6 79/86p ordinary
SWAP
SHORT
183
27.043055
6 79/86p ordinary
SWAP
SHORT
195
26.802321
6 79/86p ordinary
SWAP
SHORT
228
26.832076
6 79/86p ordinary
SWAP
SHORT
241
26.830337
6 79/86p ordinary
SWAP
SHORT
313
26.838996
6 79/86p ordinary
SWAP
SHORT
388
26.919897
6 79/86p ordinary
SWAP
SHORT
594
26.85241
6 79/86p ordinary
SWAP
SHORT
797
26.853561
6 79/86p ordinary
SWAP
SHORT
1,792
27.05909
6 79/86p ordinary
SWAP
SHORT
3,612
26.847763
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security
Product description e.g. call option
Writing, purchasing, selling, varying etc.
Number of securities to which option relates
Exercise price per unit
Type
e.g. American, European etc.
Expiry date
Option money paid/received per unit








(ii) Exercise
Class of relevant security
Product description
e.g. call option
Exercising/ exercised against
Number of securities
Exercise price per unit




(d) Other dealings (including subscribing for new securities)
Class of relevant security
Nature of dealing
e.g. subscription, conversion
Details
Price per unit (if applicable)



3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer:
Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none"
NONE
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to:
(i) the voting rights of any relevant securities under any option; or 
(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:
If there are no such agreements, arrangements or understandings, state "none"
NONE
Date of disclosure:
02/12/2016
Contact name:
Kelly-Jade Ledwich
Telephone number:
00 44 20 7545 8515
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at monitoring@disclosure.org.uk. The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

This information is provided by RNS
The company news service from the London Stock Exchange
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