REG - Deutsche Bank AG LondonStockExGroup - Form 8.5 (EPT/RI) London Stock Exchange <Origin Href="QuoteRef">DBKGn.DE</Origin> <Origin Href="QuoteRef">LSE.L</Origin>

Deutsche Bank AGAnnouncement

11/01/2017 12:30

RNS Number : 9213T
Deutsche Bank AG
11 January 2017
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader:
Deutsche Bank AG London
(b) Name of offeror/offeree in relation to whose relevant securities this form relates:
Use a separate form for each offeror/offeree
London Stock Exchange Group Plc
(c) Name of the party to the offer with which exempt principal trader is connected:
Deutsche Boerse AG
(d) Date dealing undertaken:
10/01/2017
(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to this offer?
If it is a cash offer or possible cash offer, state "N/A"
Yes - Deutsche Boerse AG
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security
Purchases/ sales
Total number of securities
Highest price per unit paid/received GBP
Lowest price per unit paid/received GBP
6 79/86p ordinary
Purchase
43906
29.59
29.16
6 79/86p ordinary
Sales
118570
29.5871
29.14
(b) Cash-settled derivative transactions
Class of relevant security
Product description
e.g. CFD
Nature of dealing
e.g. opening/closing a long/short position, increasing/reducing a long/short position
Number of reference securities
Price per unit
6 79/86p ordinary
SWAP
LONG
12352
29.33841
6 79/86p ordinary
SWAP
LONG
8757
29.33841
6 79/86p ordinary
SWAP
LONG
8366
29.33841
6 79/86p ordinary
SWAP
LONG
6270
29.323103
6 79/86p ordinary
SWAP
LONG
4722
29.5294094
6 79/86p ordinary
SWAP
LONG
4445
29.323103
6 79/86p ordinary
SWAP
LONG
4246
29.323103
6 79/86p ordinary
SWAP
LONG
4131
29.33841
6 79/86p ordinary
SWAP
LONG
3910
29.33841
6 79/86p ordinary
SWAP
LONG
3254
29.33841
6 79/86p ordinary
SWAP
LONG
2097
29.323103
6 79/86p ordinary
SWAP
LONG
1985
29.323103
6 79/86p ordinary
SWAP
LONG
1651
29.323103
6 79/86p ordinary
SWAP
LONG
1602
29.33841
6 79/86p ordinary
SWAP
LONG
1134
29.33841
6 79/86p ordinary
SWAP
LONG
1069
29.509003
6 79/86p ordinary
SWAP
LONG
860
29.33841
6 79/86p ordinary
SWAP
LONG
813
29.323103
6 79/86p ordinary
SWAP
LONG
576
29.323103
6 79/86p ordinary
SWAP
LONG
531
29.500528
6 79/86p ordinary
SWAP
LONG
442
29.46696
6 79/86p ordinary
SWAP
LONG
436
29.323103
6 79/86p ordinary
SWAP
LONG
410
29.33841
6 79/86p ordinary
SWAP
LONG
386
29.515846
6 79/86p ordinary
SWAP
LONG
275
29.440918
6 79/86p ordinary
SWAP
LONG
224
29.33841
6 79/86p ordinary
SWAP
LONG
208
29.323103
6 79/86p ordinary
SWAP
LONG
188
29.503611
6 79/86p ordinary
SWAP
LONG
134
29.2
6 79/86p ordinary
SWAP
LONG
113
29.323103
6 79/86p ordinary
SWAP
LONG
103
29.2
6 79/86p ordinary
SWAP
LONG
97
29.49176
6 79/86p ordinary
SWAP
LONG
76
29.466719
6 79/86p ordinary
SWAP
LONG
73
29.425189
6 79/86p ordinary
SWAP
LONG
57
29.384392
6 79/86p ordinary
SWAP
LONG
56
29.294433
6 79/86p ordinary
SWAP
LONG
51
29.341553
6 79/86p ordinary
SWAP
LONG
41
29.370722
6 79/86p ordinary
SWAP
LONG
37
29.49176
6 79/86p ordinary
SWAP
LONG
34
29.404355
6 79/86p ordinary
SWAP
LONG
27
29.419651
6 79/86p ordinary
SWAP
LONG
27
29.381136
6 79/86p ordinary
SWAP
LONG
26
29.2
6 79/86p ordinary
SWAP
LONG
26
29.394126
6 79/86p ordinary
SWAP
LONG
24
29.285998
6 79/86p ordinary
SWAP
LONG
23
29.460761
6 79/86p ordinary
SWAP
LONG
20
29.587041
6 79/86p ordinary
SWAP
LONG
19
29.2
6 79/86p ordinary
SWAP
LONG
16
29.402989
6 79/86p ordinary
SWAP
LONG
15
29.404355
6 79/86p ordinary
SWAP
LONG
15
29.587041
6 79/86p ordinary
SWAP
LONG
13
29.516291
6 79/86p ordinary
SWAP
LONG
10
29.449265
6 79/86p ordinary
SWAP
LONG
9
29.587041
6 79/86p ordinary
SWAP
LONG
9
29.516291
6 79/86p ordinary
SWAP
LONG
8
29.240188
6 79/86p ordinary
SWAP
LONG
7
29.244116
6 79/86p ordinary
SWAP
LONG
7
29.587041
6 79/86p ordinary
SWAP
LONG
6
29.399801
6 79/86p ordinary
SWAP
LONG
6
29.487051
6 79/86p ordinary
SWAP
LONG
6
29.441536
6 79/86p ordinary
SWAP
LONG
5
29.516291
6 79/86p ordinary
SWAP
LONG
4
29.553183
6 79/86p ordinary
SWAP
LONG
2
29.516291
6 79/86p ordinary
SWAP
LONG
2
29.487051
6 79/86p ordinary
SWAP
LONG
2
29.441536
6 79/86p ordinary
SWAP
LONG
2
29.457034
6 79/86p ordinary
SWAP
LONG
1
29.322668
6 79/86p ordinary
SWAP
LONG
1
29.322668
6 79/86p ordinary
SWAP
SHORT
27
29.55
6 79/86p ordinary
SWAP
SHORT
237
29.2
6 79/86p ordinary
SWAP
SHORT
318
29.21
6 79/86p ordinary
SWAP
SHORT
385
29.26313025
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security
Product description 
e.g. call option
Writing, purchasing, selling, varying etc.
Number of securities to which option relates
Exercise price per unit
Type
e.g. American, European etc.
Expiry date
Option money paid/received per unit








(ii) Exercise
Class of relevant security
Product description
e.g. call option
Exercising/ exercised against
Number of securities
Exercise price per unit





(d) Other dealings (including subscribing for new securities)
Class of relevant security
Nature of dealing
e.g. subscription, conversion
Details
Price per unit (if applicable)




3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer:
Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none"
NONE
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to:
(i) the voting rights of any relevant securities under any option; or 
(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:
If there are no such agreements, arrangements or understandings, state "none"
NONE
Date of disclosure:
11/01/2017
Contact name:
Kelly-Jade Ledwich
Telephone number:
00 44 207 545 8515
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at monitoring@disclosure.org.uk. The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

This information is provided by RNS
The company news service from the London Stock Exchange
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