REG - Deutsche Bank AG LondonStockExGroup - Form 8.5 (EPT/RI) London Stock Exchange <Origin Href="QuoteRef">DBKGn.DE</Origin> <Origin Href="QuoteRef">LSE.L</Origin>

Deutsche Bank AGAnnouncement

20/01/2017 12:11

RNS Number : 7496U
Deutsche Bank AG
20 January 2017
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader:
Deutsche Bank AG London
(b) Name of offeror/offeree in relation to whose relevant securities this form relates:
Use a separate form for each offeror/offeree
London Stock Exchange Group Plc
(c) Name of the party to the offer with which exempt principal trader is connected:
Deutsche Boerse AG
(d) Date dealing undertaken:
19/01/2017
(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to this offer?
If it is a cash offer or possible cash offer, state "N/A"
Yes - Deutsche Boerse AG
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security
Purchases/ sales
Total number of securities
Highest price per unit paid/received GBP
Lowest price per unit paid/received GBP
6 79/86p ordinary
Purchase
78,590
30.14
29.50
6 79/86p ordinary
Sales
176,345
30.15
29.48
(b) Cash-settled derivative transactions
Class of relevant security
Product description
e.g. CFD
Nature of dealing
e.g. opening/closing a long/short position, increasing/reducing a long/short position
Number of reference securities
Price per unit
6 79/86p ordinary
SWAP
LONG
33
29.87
6 79/86p ordinary
SWAP
LONG
44
29.549409
6 79/86p ordinary
SWAP
LONG
219
29.568041
6 79/86p ordinary
SWAP
LONG
312
29.879167
6 79/86p ordinary
SWAP
LONG
322
29.5704
6 79/86p ordinary
SWAP
LONG
422
30.02
6 79/86p ordinary
SWAP
LONG
795
29.5704
6 79/86p ordinary
SWAP
LONG
1,779
29.5704
6 79/86p ordinary
SWAP
LONG
2,075
29.939043
6 79/86p ordinary
SWAP
LONG
2,328
29.5704
6 79/86p ordinary
SWAP
LONG
3,256
29.5704
6 79/86p ordinary
SWAP
LONG
4,400
29.939043
6 79/86p ordinary
SWAP
LONG
5,688
29.841317
6 79/86p ordinary
SWAP
LONG
6,623
29.5704
6 79/86p ordinary
SWAP
LONG
7,910
29.5704
6 79/86p ordinary
SWAP
LONG
8,366
29.5704
6 79/86p ordinary
SWAP
LONG
16,938
29.5704
6 79/86p ordinary
SWAP
LONG
17,712
29.5704
6 79/86p ordinary
SWAP
LONG
24,971
29.5704
6 79/86p ordinary
SWAP
SHORT
2
29.545908
6 79/86p ordinary
SWAP
SHORT
3
29.545908
6 79/86p ordinary
SWAP
SHORT
4
29.900752
6 79/86p ordinary
SWAP
SHORT
4
29.900752
6 79/86p ordinary
SWAP
SHORT
5
29.655441
6 79/86p ordinary
SWAP
SHORT
7
29.545908
6 79/86p ordinary
SWAP
SHORT
11
29.545908
6 79/86p ordinary
SWAP
SHORT
11
30.052584
6 79/86p ordinary
SWAP
SHORT
12
29.525636
6 79/86p ordinary
SWAP
SHORT
13
29.655441
6 79/86p ordinary
SWAP
SHORT
14
29.646063
6 79/86p ordinary
SWAP
SHORT
16
30.052584
6 79/86p ordinary
SWAP
SHORT
20
29.79325
6 79/86p ordinary
SWAP
SHORT
20
29.544008
6 79/86p ordinary
SWAP
SHORT
21
29.900752
6 79/86p ordinary
SWAP
SHORT
23
29.846293
6 79/86p ordinary
SWAP
SHORT
24
29.900752
6 79/86p ordinary
SWAP
SHORT
25
29.825246
6 79/86p ordinary
SWAP
SHORT
32
29.760189
6 79/86p ordinary
SWAP
SHORT
39
29.790534
6 79/86p ordinary
SWAP
SHORT
40
30.052584
6 79/86p ordinary
SWAP
SHORT
46
29.569369
6 79/86p ordinary
SWAP
SHORT
50
29.745492
6 79/86p ordinary
SWAP
SHORT
54
29.74107
6 79/86p ordinary
SWAP
SHORT
54
30.052584
6 79/86p ordinary
SWAP
SHORT
66
29.815817
6 79/86p ordinary
SWAP
SHORT
71
29.542303
6 79/86p ordinary
SWAP
SHORT
77
29.727062
6 79/86p ordinary
SWAP
SHORT
85
29.806783
6 79/86p ordinary
SWAP
SHORT
90
29.827324
6 79/86p ordinary
SWAP
SHORT
110
29.831128
6 79/86p ordinary
SWAP
SHORT
121
29.807352
6 79/86p ordinary
SWAP
SHORT
142
29.793146
6 79/86p ordinary
SWAP
SHORT
145
29.781218
6 79/86p ordinary
SWAP
SHORT
195
29.772432
6 79/86p ordinary
SWAP
SHORT
210
29.923525
6 79/86p ordinary
SWAP
SHORT
261
29.870192
6 79/86p ordinary
SWAP
SHORT
445
29.804563
6 79/86p ordinary
SWAP
SHORT
599
29.795501
6 79/86p ordinary
SWAP
SHORT
626
30.09
6 79/86p ordinary
SWAP
SHORT
747
29.919296
6 79/86p ordinary
SWAP
SHORT
999
29.899482
6 79/86p ordinary
SWAP
SHORT
1,008
29.953615
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security
Product description 
e.g. call option
Writing, purchasing, selling, varying etc.
Number of securities to which option relates
Exercise price per unit
Type
e.g. American, European etc.
Expiry date
Option money paid/received per unit








(ii) Exercise
Class of relevant security
Product description
e.g. call option
Exercising/ exercised against
Number of securities
Exercise price per unit





(d) Other dealings (including subscribing for new securities)
Class of relevant security
Nature of dealing
e.g. subscription, conversion
Details
Price per unit (if applicable)




3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer:
Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none"
NONE
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to:
(i) the voting rights of any relevant securities under any option; or 
(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:
If there are no such agreements, arrangements or understandings, state "none"
NONE
Date of disclosure:
20/01/2017
Contact name:
Kelly-Jade Ledwich
Telephone number:
00 44 207 545 8515
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at monitoring@disclosure.org.uk. The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

This information is provided by RNS
The company news service from the London Stock Exchange
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