REG - Deutsche Bank AG LondonStockExGroup - Form 8.5 (EPT/RI) London Stock Exchange <Origin Href="QuoteRef">DBKGn.DE</Origin> <Origin Href="QuoteRef">LSE.L</Origin>

Deutsche Bank AGAnnouncement

27/01/2017 11:05

RNS Number : 3443V
Deutsche Bank AG
27 January 2017
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader:
Deutsche Bank AG London
(b) Name of offeror/offeree in relation to whose relevant securities this form relates:
Use a separate form for each offeror/offeree
London Stock Exchange Group Plc
(c) Name of the party to the offer with which exempt principal trader is connected:
Deutsche Boerse AG
(d) Date dealing undertaken:
26/01/2017
(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to this offer?
If it is a cash offer or possible cash offer, state "N/A"
Yes - Deutsche Boerse AG
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security
Purchases/ sales
Total number of securities
Highest price per unit paid/received GBP
Lowest price per unit paid/received GBP
6 79/86p ordinary
Purchase
66,249
31.18
30.58
6 79/86p ordinary
Sales
36,923
31.18
30.62
(b) Cash-settled derivative transactions
Class of relevant security
Product description
e.g. CFD
Nature of dealing
e.g. opening/closing a long/short position, increasing/reducing a long/short position
Number of reference securities
Price per unit
6 79/86p ordinary
SWAP
LONG
2
31.009896
6 79/86p ordinary
SWAP
LONG
2
30.936906
6 79/86p ordinary
SWAP
LONG
3
30.918804
6 79/86p ordinary
SWAP
LONG
4
30.961803
6 79/86p ordinary
SWAP
LONG
4
30.970891
6 79/86p ordinary
SWAP
LONG
4
30.936906
6 79/86p ordinary
SWAP
LONG
6
30.936906
6 79/86p ordinary
SWAP
LONG
7
31.009896
6 79/86p ordinary
SWAP
LONG
9
30.900325
6 79/86p ordinary
SWAP
LONG
11
30.929757
6 79/86p ordinary
SWAP
LONG
12
31.009896
6 79/86p ordinary
SWAP
LONG
15
30.9718
6 79/86p ordinary
SWAP
LONG
16
30.972688
6 79/86p ordinary
SWAP
LONG
16
30.990974
6 79/86p ordinary
SWAP
LONG
21
30.945941
6 79/86p ordinary
SWAP
LONG
24
30.943496
6 79/86p ordinary
SWAP
LONG
25
30.896389
6 79/86p ordinary
SWAP
LONG
26
30.909455
6 79/86p ordinary
SWAP
LONG
30
30.937611
6 79/86p ordinary
SWAP
LONG
37
30.978957
6 79/86p ordinary
SWAP
LONG
40
30.960417
6 79/86p ordinary
SWAP
LONG
52
30.978017
6 79/86p ordinary
SWAP
LONG
60
30.955403
6 79/86p ordinary
SWAP
LONG
287
30.762613
6 79/86p ordinary
SWAP
LONG
289
30.837716
6 79/86p ordinary
SWAP
LONG
296
30.775
6 79/86p ordinary
SWAP
SHORT
2
30.635753
6 79/86p ordinary
SWAP
SHORT
3
30.711897
6 79/86p ordinary
SWAP
SHORT
4
30.699604
6 79/86p ordinary
SWAP
SHORT
4
30.608061
6 79/86p ordinary
SWAP
SHORT
6
30.688751
6 79/86p ordinary
SWAP
SHORT
8
30.678949
6 79/86p ordinary
SWAP
SHORT
8
30.635753
6 79/86p ordinary
SWAP
SHORT
11
30.711897
6 79/86p ordinary
SWAP
SHORT
14
30.635753
6 79/86p ordinary
SWAP
SHORT
14
30.608061
6 79/86p ordinary
SWAP
SHORT
15
30.671638
6 79/86p ordinary
SWAP
SHORT
15
30.699604
6 79/86p ordinary
SWAP
SHORT
16
30.688751
6 79/86p ordinary
SWAP
SHORT
22
30.672177
6 79/86p ordinary
SWAP
SHORT
22
30.711897
6 79/86p ordinary
SWAP
SHORT
28
30.688751
6 79/86p ordinary
SWAP
SHORT
29
30.699604
6 79/86p ordinary
SWAP
SHORT
31
30.678949
6 79/86p ordinary
SWAP
SHORT
33
30.608061
6 79/86p ordinary
SWAP
SHORT
50
30.671638
6 79/86p ordinary
SWAP
SHORT
54
30.678949
6 79/86p ordinary
SWAP
SHORT
73
30.672177
6 79/86p ordinary
SWAP
SHORT
74
30.773363
6 79/86p ordinary
SWAP
SHORT
98
30.671638
6 79/86p ordinary
SWAP
SHORT
109
30.775
6 79/86p ordinary
SWAP
SHORT
119
30.663619
6 79/86p ordinary
SWAP
SHORT
144
30.672177
6 79/86p ordinary
SWAP
SHORT
187
30.775
6 79/86p ordinary
SWAP
SHORT
387
30.661656
6 79/86p ordinary
SWAP
SHORT
749
30.661617
6 79/86p ordinary
SWAP
SHORT
840
31.036464
6 79/86p ordinary
SWAP
SHORT
1,233
30.773363
6 79/86p ordinary
SWAP
SHORT
2,234
30.773362
6 79/86p ordinary
SWAP
SHORT
3,697
31.014531
6 79/86p ordinary
SWAP
SHORT
5,463
31.007062
6 79/86p ordinary
SWAP
SHORT
15,543
30.663908
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security
Product description 
e.g. call option
Writing, purchasing, selling, varying etc.
Number of securities to which option relates
Exercise price per unit
Type
e.g. American, European etc.
Expiry date
Option money paid/received per unit








(ii) Exercise
Class of relevant security
Product description
e.g. call option
Exercising/ exercised against
Number of securities
Exercise price per unit





(d) Other dealings (including subscribing for new securities)
Class of relevant security
Nature of dealing
e.g. subscription, conversion
Details
Price per unit (if applicable)




3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer:
Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none"
NONE
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to:
(i) the voting rights of any relevant securities under any option; or 
(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:
If there are no such agreements, arrangements or understandings, state "none"
NONE
Date of disclosure:
27/01/2017
Contact name:
Osamede Aigbe
Telephone number:
00 44 207 541 8440
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at monitoring@disclosure.org.uk. The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

This information is provided by RNS
The company news service from the London Stock Exchange
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