REG - Deutsche Bank AG LondonStockExGroup - Form 8.5 (EPT/RI) London Stock Exchange <Origin Href="QuoteRef">DBKGn.DE</Origin> <Origin Href="QuoteRef">LSE.L</Origin>

Deutsche Bank AGAnnouncement

28/02/2017 11:40

RNS Number : 0732Y
Deutsche Bank AG
28 February 2017
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader:
Deutsche Bank AG London
(b) Name of offeror/offeree in relation to whose relevant securities this form relates:
Use a separate form for each offeror/offeree
London Stock Exchange Group Plc
(c) Name of the party to the offer with which exempt principal trader is connected:
Deutsche Boerse AG
(d) Date dealing undertaken:
27/02/2017
(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to this offer?
If it is a cash offer or possible cash offer, state "N/A"
Yes - Deutsche Boerse AG
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security
Purchases/ sales
Total number of securities
Highest price per unit paid/received GBP
Lowest price per unit paid/received GBP
6 79/86p ordinary
Purchase
119,147
31.11
30.17
6 79/86p ordinary
Sales
407,704
31.08
30.201533
(b) Cash-settled derivative transactions
Class of relevant security
Product description
e.g. CFD
Nature of dealing
e.g. opening/closing a long/short position, increasing/reducing a long/short position
Number of reference securities
Price per unit
6 79/86p ordinary
SWAP
LONG
412
30.369854
6 79/86p ordinary
SWAP
LONG
801
30.431488
6 79/86p ordinary
SWAP
LONG
956
30.56
6 79/86p ordinary
SWAP
LONG
1,054
30.56
6 79/86p ordinary
SWAP
LONG
1,194
30.431488
6 79/86p ordinary
SWAP
LONG
1,715
30.251692
6 79/86p ordinary
SWAP
LONG
1,767
30.46601
6 79/86p ordinary
SWAP
LONG
10,588
30.267605
6 79/86p ordinary
SWAP
LONG
27,447
30.445164
6 79/86p ordinary
SWAP
LONG
43,779
30.445164
6 79/86p ordinary
SWAP
LONG
250,103
30.445164
6 79/86p ordinary
SWAP
SHORT
2
30.953095
6 79/86p ordinary
SWAP
SHORT
3
30.466379
6 79/86p ordinary
SWAP
SHORT
3
30.953095
6 79/86p ordinary
SWAP
SHORT
6
30.389849
6 79/86p ordinary
SWAP
SHORT
6
30.973357
6 79/86p ordinary
SWAP
SHORT
6
30.266763
6 79/86p ordinary
SWAP
SHORT
7
30.973357
6 79/86p ordinary
SWAP
SHORT
8
30.556805
6 79/86p ordinary
SWAP
SHORT
8
30.953095
6 79/86p ordinary
SWAP
SHORT
9
30.973357
6 79/86p ordinary
SWAP
SHORT
10
30.973357
6 79/86p ordinary
SWAP
SHORT
10
30.262965
6 79/86p ordinary
SWAP
SHORT
15
30.235162
6 79/86p ordinary
SWAP
SHORT
20
30.343211
6 79/86p ordinary
SWAP
SHORT
20
30.427442
6 79/86p ordinary
SWAP
SHORT
20
30.250598
6 79/86p ordinary
SWAP
SHORT
21
30.443553
6 79/86p ordinary
SWAP
SHORT
26
30.554978
6 79/86p ordinary
SWAP
SHORT
27
30.471882
6 79/86p ordinary
SWAP
SHORT
27
30.264125
6 79/86p ordinary
SWAP
SHORT
28
30.27862
6 79/86p ordinary
SWAP
SHORT
32
30.75
6 79/86p ordinary
SWAP
SHORT
32
30.43684
6 79/86p ordinary
SWAP
SHORT
36
30.483442
6 79/86p ordinary
SWAP
SHORT
36
30.243394
6 79/86p ordinary
SWAP
SHORT
39
30.262016
6 79/86p ordinary
SWAP
SHORT
44
30.445613
6 79/86p ordinary
SWAP
SHORT
44
30.414496
6 79/86p ordinary
SWAP
SHORT
47
30.561779
6 79/86p ordinary
SWAP
SHORT
55
30.973357
6 79/86p ordinary
SWAP
SHORT
69
30.311928
6 79/86p ordinary
SWAP
SHORT
76
30.543229
6 79/86p ordinary
SWAP
SHORT
90
30.487042
6 79/86p ordinary
SWAP
SHORT
91
30.360039
6 79/86p ordinary
SWAP
SHORT
95
30.38326
6 79/86p ordinary
SWAP
SHORT
95
30.303758
6 79/86p ordinary
SWAP
SHORT
111
30.369189
6 79/86p ordinary
SWAP
SHORT
122
30.263806
6 79/86p ordinary
SWAP
SHORT
127
30.538802
6 79/86p ordinary
SWAP
SHORT
129
30.475832
6 79/86p ordinary
SWAP
SHORT
134
30.438477
6 79/86p ordinary
SWAP
SHORT
138
30.39425
6 79/86p ordinary
SWAP
SHORT
158
30.417869
6 79/86p ordinary
SWAP
SHORT
167
30.299083
6 79/86p ordinary
SWAP
SHORT
185
30.409237
6 79/86p ordinary
SWAP
SHORT
195
30.430854
6 79/86p ordinary
SWAP
SHORT
228
30.383025
6 79/86p ordinary
SWAP
SHORT
254
30.375521
6 79/86p ordinary
SWAP
SHORT
263
30.43
6 79/86p ordinary
SWAP
SHORT
279
30.471898
6 79/86p ordinary
SWAP
SHORT
326
30.386583
6 79/86p ordinary
SWAP
SHORT
358
30.402874
6 79/86p ordinary
SWAP
SHORT
390
30.326511
6 79/86p ordinary
SWAP
SHORT
391
30.366233
6 79/86p ordinary
SWAP
SHORT
413
30.432001
6 79/86p ordinary
SWAP
SHORT
549
30.414733
6 79/86p ordinary
SWAP
SHORT
639
30.483311
6 79/86p ordinary
SWAP
SHORT
693
30.412247
6 79/86p ordinary
SWAP
SHORT
700
30.420043
6 79/86p ordinary
SWAP
SHORT
771
30.564796
6 79/86p ordinary
SWAP
SHORT
801
30.445069
6 79/86p ordinary
SWAP
SHORT
847
30.392917
6 79/86p ordinary
SWAP
SHORT
1,080
30.39321
6 79/86p ordinary
SWAP
SHORT
1,182
30.422888
6 79/86p ordinary
SWAP
SHORT
1,253
30.488003
6 79/86p ordinary
SWAP
SHORT
1,405
30.388882
6 79/86p ordinary
SWAP
SHORT
1,672
30.485529
6 79/86p ordinary
SWAP
SHORT
1,979
30.900616
6 79/86p ordinary
SWAP
SHORT
2,499
30.553275
6 79/86p ordinary
SWAP
SHORT
2,961
30.412247
6 79/86p ordinary
SWAP
SHORT
3,514
30.421457
6 79/86p ordinary
SWAP
SHORT
3,930
30.519332
6 79/86p ordinary
SWAP
SHORT
4,212
30.418274
6 79/86p ordinary
SWAP
SHORT
15,996
30.554377
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security
Product description 
e.g. call option
Writing, purchasing, selling, varying etc.
Number of securities to which option relates
Exercise price per unit
Type
e.g. American, European etc.
Expiry date
Option money paid/received per unit








(ii) Exercise
Class of relevant security
Product description
e.g. call option
Exercising/ exercised against
Number of securities
Exercise price per unit





(d) Other dealings (including subscribing for new securities)
Class of relevant security
Nature of dealing
e.g. subscription, conversion
Details
Price per unit (if applicable)




3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer:
Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none"
NONE
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to:
(i) the voting rights of any relevant securities under any option; or 
(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:
If there are no such agreements, arrangements or understandings, state "none"
NONE
Date of disclosure:
28/02/2017
Contact name:
Osamede Aigbe
Telephone number:
00 44 207 545 8515
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at monitoring@disclosure.org.uk. The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

This information is provided by RNS
The company news service from the London Stock Exchange
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