REG - Deutsche Bank AG Provident Fin.PLC. - Form8.5(EPT/RI)Provident Financial plc-Replacement

Deutsche Bank AGAnnouncement

01/04/2019 11:35

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RNS Number : 6828U
Deutsche Bank AG
01 April 2019
 
Provident Financial plc announcement released on 29/03/2019 at 10:15 under RNS
No. 4855U has been amended. Amendments are identified with an asterisk.
 
FORM 8.5 (EPT/RI)
 
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED
INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
 
 
1.         KEY INFORMATION
 
 (a) Name of exempt principal trader:                                            Deutsche Bank AG London
 (b) Name of offeror/offeree in relation to whose relevant securities this form  Provident Financial plc
 relates:
 Use a separate form for each offeror/offeree
 (c) Name of the party to the offer with which exempt principal trader is        Non-Standard Finance plc
 connected:
 (d) Date dealing undertaken:                                                    28/03/2019
 (e) In addition to the company in 1(b) above, is the exempt principal trader    Yes- Non-Standard Finance plc
 making disclosures in respect of any other party to this offer?
 If it is a cash offer or possible cash offer, state "N/A"
 
 
2.         DEALINGS BY THE EXEMPT PRINCIPAL TRADER
 
Where there have been dealings in more than one class of relevant securities
of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as
appropriate) for each additional class of relevant security dealt in.
 
The currency of all prices and other monetary amounts should be stated.
 
(a)        Purchases and sales
 
 Class of relevant security  Purchases/ sales  Total number of securities  Highest price per unit paid/received GBP  Lowest price per unit paid/received GBP
 20 8/11p ordinary           Purchases          74,193*                    5.3420                                    5.1780
 20 8/11p ordinary           Sales              56,411                     5.3440                                    5.1780
 
 
(b)        Cash-settled derivative transactions
 
 Class of relevant security  Product description  Nature of dealing                                                              Number of reference securities  Price per unit
                             e.g. CFD             e.g. opening/closing a long/short position, increasing/reducing a long/short                                   GBP
                                                  position
 20 8/11p ordinary           Swaps                Long                                                                           1,838                           5.2265
 20 8/11p ordinary           Swaps                Short                                                                          64                              5.2416
 20 8/11p ordinary           Swaps                Short                                                                          487                             5.2416
 20 8/11p ordinary           Swaps                Short                                                                          501                             5.2416
 20 8/11p ordinary           Swaps                Short                                                                          649                             5.2416
 20 8/11p ordinary           Swaps                Short                                                                          770                             5.2416
 20 8/11p ordinary           Swaps                Short                                                                          2,011                           5.2416
 20 8/11p ordinary           Swaps                Short                                                                          2,302                           5.2552
 20 8/11p ordinary           Swaps                Short                                                                          2,316                           5.2552
 20 8/11p ordinary           Swaps                Short                                                                          2,391*                          5.2578
 20 8/11p ordinary           Swaps                Short                                                                          3,488                           5.2552
 20 8/11p ordinary           Swaps                Short                                                                          4,641*                          5.2578
 
(i)         Writing, selling, purchasing or varying
 
 Class of relevant security  Product description  Writing, purchasing, selling, varying etc.  Number of securities to which option relates  Exercise price per unit  Type                           Expiry date  Option money paid/received per unit
                             e.g. call option                                                                                                                        e.g. American, European etc.
 
 
(ii)        Exercise
 
 Class of relevant security  Product description  Exercising/ exercised against  Number of securities  Exercise price per unit
                             e.g. call option
 
(d)        Other dealings (including subscribing for new securities)
 
 Class of relevant security  Nature of dealing               Details  Price per unit (if applicable)
                             e.g. subscription, conversion
 
 
3.         OTHER INFORMATION
 
(a)        Indemnity and other dealing arrangements
 
 Details of any indemnity or option arrangement, or any agreement or
 understanding, formal or informal, relating to relevant securities which may
 be an inducement to deal or refrain from dealing entered into by the exempt
 principal trader making the disclosure and any party to the offer or any
 person acting in concert with a party to the offer:
 Irrevocable commitments and letters of intent should not be included.  If
 there are no such agreements, arrangements or understandings, state "none"
 NONE
 
(b)        Agreements, arrangements or understandings relating to
options or derivatives
 
 Details of any agreement, arrangement or understanding, formal or informal,
 between the exempt principal trader making the disclosure and any other person
 relating to:
 (i)  the voting rights of any relevant securities under any option; or
 (ii) the voting rights or future acquisition or disposal of any relevant
 securities to which any derivative is referenced:
 If there are no such agreements, arrangements or understandings, state "none"
 NONE
 
 
 Date of disclosure:  01/04/2019
 Contact name:        Jasim Baloch
 Telephone number:    0121 407 9093
 
Public disclosures under Rule 8 of the Code must be made to a Regulatory
Information Service and must also be emailed to the Takeover Panel at
monitoring@disclosure.org.uk (mailto:monitoring@disclosure.org.uk) .  The
Panel's Market Surveillance Unit is available for consultation in relation to
the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
 
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk
(http://www.thetakeoverpanel.org.uk) .
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