REG-BARCLAYS PLC Form 8.3 - DraftKings Inc - Amendment
25/10/2021 16:40
For best results when printing this announcement, please click on link below:
http://newsfile.refinitiv.com/getnewsfile/v1/story?guid=urn:newsml:reuters.com:20211025:nBw4qthyka&default-theme=true
Form 8.3 - DraftKings Inc - Amendment
FORM 8.3 - Amendment to Sale
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
Rule 8.3 of the Takeover Code (the “Code”)
1. KEY INFORMATION
(a) Full name of discloser: Barclays PLC.
(b) Owner or controller of interest and short
positions disclosed, if different from 1(a):
(c) Name of offeror/offeree in relation to whose DRAFTKINGS INC
relevant securities this form relates:
(d) If an exempt fund manager connected with an
offeror/offeree, state this and specify identity of
offeror/offeree:
(e) Date position held/dealing undertaken: 21 October 2021
(f) In addition to the company in 1(c) above, is the discloser making YES:
disclosures in respect of any other party to the offer? ENTAIN PLC
GVC HLDGS PLC
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
If there are positions or rights to subscribe to disclose in more than one
class of relevant securities of the offeror or offeree named in 1(c), copy
table 2(a) or (b) (as appropriate) for each additional class of relevant
security.
(a) Interests and short positions in the relevant securities of the offeror or
offeree to which the disclosure relates following the dealing (if any)
Class of relevant security: USD 0.0001 class A common
Interests Short Positions
Number (%) Number (%)
(1) Relevant securities owned
and/or controlled: 605,930 0.15% 381,924 0.09%
(2) Cash-settled derivatives:
16,877 0.00% 0 0.00%
(3) Stock-settled derivatives (including options)
and agreements to purchase/sell: 2,534,295 0.62% 1,370,630 0.34%
TOTAL: 3,157,102 0.78% 1,752,554 0.43%
Class of relevant security: Convertible Bond US26142RAA23
Interests Short Positions
Number (%) Number (%)
(1) Relevant securities owned
and/or controlled: 0 0.00% 206,000 0.05%
(2) Cash-settled derivatives:
0 0.00% 0 0.00%
(3) Stock-settled derivatives (including options)
and agreements to purchase/sell: 0 0.00% 0 0.00%
TOTAL: 0 0.00% 206,000 0.05%
All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions (including traded
options), or agreements to purchase or sell relevant securities, should be
given on a Supplemental Form 8 (Open Positions).
(b) Rights to subscribe for new securities (including directors’ and other
employee options)
Class of relevant security in relation to which subscription right exists:
Details, including nature of the rights concerned and relevant percentages:
3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
Where there have been dealings in more than one class of relevant securities
of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as
appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant Purchase/sale Number of Price per unit
security securities
USD 0.0001 class A common Purchase 4 49.3300 USD
USD 0.0001 class A common Purchase 4 49.0500 USD
USD 0.0001 class A common Purchase 5 48.9375 USD
USD 0.0001 class A common Purchase 16 49.0600 USD
USD 0.0001 class A common Purchase 42 48.9223 USD
USD 0.0001 class A common Purchase 47 48.9239 USD
USD 0.0001 class A common Purchase 48 48.8166 USD
USD 0.0001 class A common Purchase 62 48.8837 USD
USD 0.0001 class A common Purchase 100 48.8300 USD
USD 0.0001 class A common Purchase 100 48.9050 USD
USD 0.0001 class A common Purchase 105 48.8433 USD
USD 0.0001 class A common Purchase 112 48.8462 USD
USD 0.0001 class A common Purchase 140 48.8894 USD
USD 0.0001 class A common Purchase 141 48.9506 USD
USD 0.0001 class A common Purchase 148 48.9409 USD
USD 0.0001 class A common Purchase 196 49.4798 USD
USD 0.0001 class A common Purchase 200 49.0400 USD
USD 0.0001 class A common Purchase 200 49.0775 USD
USD 0.0001 class A common Purchase 200 49.0275 USD
USD 0.0001 class A common Purchase 203 48.9013 USD
USD 0.0001 class A common Purchase 209 48.9529 USD
USD 0.0001 class A common Purchase 212 48.9243 USD
USD 0.0001 class A common Purchase 261 49.2737 USD
USD 0.0001 class A common Purchase 284 49.0678 USD
USD 0.0001 class A common Purchase 300 49.6233 USD
USD 0.0001 class A common Purchase 300 49.0766 USD
USD 0.0001 class A common Purchase 307 49.2065 USD
USD 0.0001 class A common Purchase 352 48.9943 USD
USD 0.0001 class A common Purchase 400 49.0550 USD
USD 0.0001 class A common Purchase 400 49.4500 USD
USD 0.0001 class A common Purchase 410 49.0675 USD
USD 0.0001 class A common Purchase 500 49.0460 USD
USD 0.0001 class A common Purchase 548 49.6294 USD
USD 0.0001 class A common Purchase 865 48.8886 USD
USD 0.0001 class A common Purchase 1,153 49.5984 USD
USD 0.0001 class A common Purchase 1,172 49.4561 USD
USD 0.0001 class A common Purchase 1,600 48.8700 USD
USD 0.0001 class A common Purchase 1,978 49.5671 USD
USD 0.0001 class A common Purchase 2,099 49.2186 USD
USD 0.0001 class A common Purchase 2,115 49.4487 USD
USD 0.0001 class A common Purchase 2,210 49.4169 USD
USD 0.0001 class A common Purchase 2,600 48.8800 USD
USD 0.0001 class A common Purchase 3,294 49.1903 USD
USD 0.0001 class A common Purchase 3,926 49.4038 USD
USD 0.0001 class A common Purchase 4,214 49.4137 USD
USD 0.0001 class A common Purchase 4,500 49.2200 USD
USD 0.0001 class A common Purchase 7,643 49.3805 USD
USD 0.0001 class A common Purchase 9,503 49.2110 USD
USD 0.0001 class A common Purchase 13,549 49.5782 USD
USD 0.0001 class A common Purchase 13,966 49.3140 USD
USD 0.0001 class A common Purchase 18,609 49.2969 USD
USD 0.0001 class A common Purchase 18,959 49.3248 USD
USD 0.0001 class A common Purchase 21,898 48.9308 USD
USD 0.0001 class A common Purchase 23,084 49.3982 USD
USD 0.0001 class A common Purchase 57,482 48.9200 USD
USD 0.0001 class A common Purchase 60,391 49.2206 USD
USD 0.0001 class A common Purchase 89,975 49.2314 USD
USD 0.0001 class A common Sale 1 49.7200 USD
USD 0.0001 class A common Sale 5 48.9375 USD
USD 0.0001 class A common Sale 39 49.6800 USD
USD 0.0001 class A common Sale 47 48.9240 USD
USD 0.0001 class A common Sale 47 48.9239 USD
USD 0.0001 class A common Sale 50 49.3800 USD
USD 0.0001 class A common Sale 75 49.1600 USD
USD 0.0001 class A common Sale 86 49.3300 USD
USD 0.0001 class A common Sale 100 49.5000 USD
USD 0.0001 class A common Sale 104 49.5138 USD
USD 0.0001 class A common Sale 139 49.3446 USD
USD 0.0001 class A common Sale 184 49.3729 USD
USD 0.0001 class A common Sale 199 49.3989 USD
USD 0.0001 class A common Sale 200 49.0825 USD
USD 0.0001 class A common Sale 227 49.4466 USD
USD 0.0001 class A common Sale 235 48.8944 USD
USD 0.0001 class A common Sale 241 49.4401 USD
USD 0.0001 class A common Sale 258 49.4090 USD
USD 0.0001 class A common Sale 261 49.2737 USD
USD 0.0001 class A common Sale 291 49.2139 USD
USD 0.0001 class A common Sale 333 49.4026 USD
USD 0.0001 class A common Sale 358 49.3863 USD
USD 0.0001 class A common Sale 395 49.4313 USD
USD 0.0001 class A common Sale 400 49.2875 USD
USD 0.0001 class A common Sale 400 49.4812 USD
USD 0.0001 class A common Sale 469 49.4101 USD
USD 0.0001 class A common Sale 500 49.5900 USD
USD 0.0001 class A common Sale 530 49.4486 USD
USD 0.0001 class A common Sale 544 48.9380 USD
USD 0.0001 class A common Sale 590 49.3338 USD
USD 0.0001 class A common Sale 630 49.2277 USD
USD 0.0001 class A common Sale 643 49.3530 USD
USD 0.0001 class A common Sale 668 49.1140 USD
USD 0.0001 class A common Sale 700 49.2071 USD
USD 0.0001 class A common Sale 748 49.4919 USD
USD 0.0001 class A common Sale 800 49.1650 USD
USD 0.0001 class A common Sale 1,200 49.3250 USD
USD 0.0001 class A common Sale 1,300 49.7253 USD
USD 0.0001 class A common Sale 1,337 49.2457 USD
USD 0.0001 class A common Sale 1,400 48.8700 USD
USD 0.0001 class A common Sale 1,827 48.9005 USD
USD 0.0001 class A common Sale 2,012 49.1327 USD
USD 0.0001 class A common Sale 2,372 49.3083 USD
USD 0.0001 class A common Sale 2,600 48.8800 USD
USD 0.0001 class A common Sale 3,017 49.2054 USD
USD 0.0001 class A common Sale 3,600 49.2219 USD
USD 0.0001 class A common Sale 3,741 49.3804 USD
USD 0.0001 class A common Sale 4,050 49.2305 USD
USD 0.0001 class A common Sale 4,633 49.4055 USD
USD 0.0001 class A common Sale 5,127 49.3328 USD
USD 0.0001 class A common Sale 5,224 49.1278 USD
USD 0.0001 class A common Sale 6,039 49.2308 USD
USD 0.0001 class A common Sale 7,447 49.4580 USD
USD 0.0001 class A common Sale 8,044 49.1935 USD
USD 0.0001 class A common Sale 8,428 49.3415 USD
USD 0.0001 class A common Sale 10,752 49.5227 USD
USD 0.0001 class A common Sale 12,863 49.1647 USD
USD 0.0001 class A common Sale 14,021 49.2835 USD
USD 0.0001 class A common Sale 14,788 48.9447 USD
USD 0.0001 class A common Sale 14,790 49.2709 USD
USD 0.0001 class A common Sale 25,145 49.3265 USD
USD 0.0001 class A common Sale 43,216 49.3014 USD
USD 0.0001 class A common Sale 66,765 48.9200 USD
USD 0.0001 class A common Sale 84,999 49.2607 USD
(b) Cash-settled derivative transactions
Class of relevant security Product description Nature of dealing Number of reference securities Price per unit
e.g. CFD e.g. opening/closing a long/short position, increasing/reducing a long/short
position
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security Product description e.g. call option Writing, purchasing, selling, varying etc. Number of securities to which option relates Exercise price per unit Type Expiry date Option money paid/ received per unit
e.g. American, European etc.
(ii) Exercise
Class of relevant security Product description Exercising/ exercised against Number of securities Exercise price per unit
e.g. call option
(d) Other dealings (including subscribing for new securities)
Class of relevant security Nature of dealing Details Price per unit (if applicable)
e.g. subscription, conversion
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or
understanding, formal or informal, relating to relevant securities which may
be an inducement to deal or refrain from dealing entered into by the person
making the disclosure and any party to the offer or any person acting in
concert with a party to the offer:
Irrevocable commitments and letters of intent should not be included. If there
are no such agreements, arrangements or understandings, state “none”
None
(b) Agreements, arrangements or understandings relating to options or
derivatives
Details of any agreement, arrangement or understanding, formal or informal,
between the person making the disclosure and any other person relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any relevant
securities to which any derivative is referenced:
If there are no such agreements, arrangements or understandings, state
“none”
None
(c) Attachments
Is a Supplemental Form 8 (Open Positions) attached? YES
Date of disclosure: 25 Oct 2021
Contact name: Large Holdings Regulatory Operations
Telephone number: 020 3134 7213
Public disclosures under Rule 8 of the Code must be made to a Regulatory
Information Service.
The Panel’s Market Surveillance Unit is available for consultation in
relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
*If the discloser is a natural person, a telephone number does not need to be
included, provided contact information has been provided to the Panel’s
Market Surveillance Unit.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk
(http://www.thetakeoverpanel.org.uk/) .
SUPPLEMENTAL FORM 8 (OPEN POSITIONS)
DETAILS OF OPEN STOCK-SETTLED DERIVATIVE (INCLUDING OPTION) POSITIONS,
AGREEMENTS TO PURCHASE OR SELL ETC.
Note 5(i) on Rule 8 of the Takeover Code (the “Code”)
1. KEY INFORMATION
Identity of the person whose positions/dealings Barclays PLC.
are being disclosed:
Name of offeror/offeree in relation to whose DRAFTKINGS INC
relevant securities this from relates:
2. STOCK-SETTLED DERIVATIVES (INCLUDING OPTIONS)
Class Product Writing, Number Exercise Type Expiry
of description purchasing, of price date
relevant selling, securities per unit
security varying etc to which
option
relates
USD 0.0001 class A common Call Options Purchased 65,000 50.0000 American 29 Oct 2021
USD 0.0001 class A common Call Options Written -56,900 50.0000 American 22 Oct 2021
USD 0.0001 class A common Call Options Written -35,500 55.0000 American 21 Jan 2022
USD 0.0001 class A common Call Options Written -33,835 70.0000 American 20 Jan 2023
USD 0.0001 class A common Call Options Written -31,007 65.0000 American 20 Jan 2023
USD 0.0001 class A common Call Options Written -20,503 65.0000 American 21 Jan 2022
USD 0.0001 class A common Call Options Written -16,059 55.0000 American 20 Jan 2023
USD 0.0001 class A common Call Options Written -14,443 60.0000 American 20 Jan 2023
USD 0.0001 class A common Call Options Written -7,373 45.0000 American 19 Nov 2021
USD 0.0001 class A common Call Options Written -6,363 50.0000 American 21 Jan 2022
USD 0.0001 class A common Call Options Written -707 40.0000 American 21 Jan 2022
USD 0.0001 class A common Call Options Written -101 60.0000 American 21 Jan 2022
USD 0.0001 class A common Put Options Purchased -418,200 45.0000 American 20 May 2022
USD 0.0001 class A common Put Options Purchased -212,400 55.0000 American 21 Jan 2022
USD 0.0001 class A common Put Options Purchased -211,100 45.0000 American 20 Jan 2023
USD 0.0001 class A common Put Options Purchased -85,700 40.0000 American 19 Nov 2021
USD 0.0001 class A common Put Options Purchased -63,963 50.0000 American 21 Jan 2022
USD 0.0001 class A common Put Options Purchased -52,500 40.0000 American 20 Jan 2023
USD 0.0001 class A common Put Options Purchased -30,000 60.0000 American 19 Nov 2021
USD 0.0001 class A common Put Options Purchased -22,601 60.0000 American 21 Jan 2022
USD 0.0001 class A common Put Options Purchased -18,700 49.0000 American 22 Oct 2021
USD 0.0001 class A common Put Options Purchased -16,968 65.0000 American 21 Jan 2022
USD 0.0001 class A common Put Options Purchased -15,000 49.0000 American 29 Oct 2021
USD 0.0001 class A common Put Options Purchased -707 40.0000 American 21 Jan 2022
USD 0.0001 class A common Put Options Written 505 40.0000 American 20 May 2022
USD 0.0001 class A common Put Options Written 9,999 55.0000 American 20 Jan 2023
USD 0.0001 class A common Put Options Written 22,500 60.0000 American 21 Jan 2022
USD 0.0001 class A common Put Options Written 23,230 60.0000 American 19 Nov 2021
USD 0.0001 class A common Put Options Written 45,248 45.0000 American 19 Nov 2021
USD 0.0001 class A common Put Options Written 50,500 60.0000 American 15 Jul 2022
USD 0.0001 class A common Put Options Written 54,944 50.0000 American 20 May 2022
USD 0.0001 class A common Put Options Written 57,600 50.0000 American 21 Jan 2022
USD 0.0001 class A common Put Options Written 111,403 60.0000 American 20 Jan 2023
USD 0.0001 class A common Put Options Written 113,778 40.0000 American 19 Nov 2021
USD 0.0001 class A common Put Options Written 141,400 55.0000 American 19 Nov 2021
USD 0.0001 class A common Put Options Written 201,596 45.0000 American 21 Jan 2022
USD 0.0001 class A common Put Options Written 202,000 45.0000 American 14 Apr 2022
USD 0.0001 class A common Put Options Written 206,222 40.0000 American 20 Jan 2023
USD 0.0001 class A common Put Options Written 223,210 50.0000 American 20 Jan 2023
USD 0.0001 class A common Put Options Written 228,400 55.0000 American 21 Jan 2022
USD 0.0001 class A common Put Options Written 275,033 45.0000 American 20 Jan 2023
USD 0.0001 class A common Put Options Written 501,727 45.0000 American 20 May 2022
3. AGREEMENTS TO PURCHASE OR SELL ETC.
Full details should be given so that the nature of the interest or position
can be fully understood:
It is not necessary to provide details on a Supplemental Form (Open Positions)
with regard to cash-settled derivatives.
The currency of all prices and other monetary amounts should be stated.
The Panel’s Market Surveillance Unit is available for consultation in
relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk
(http://www.thetakeoverpanel.org.uk/) .
View source version on businesswire.com:
https://www.businesswire.com/news/home/20211025005596/en/
(https://www.businesswire.com/news/home/20211025005596/en/)
BARCLAYS PLC
Copyright Business Wire 2021Recent news on DraftKings
See all newsREG - Morgan Stanley&CoLLC DraftKings Inc. - Form 8.5 (EPT/RI)-Replacement of DraftKings Inc
AnnouncementREG - Morgan Stanley Cap DraftKings Inc. - Form 8.5 (EPT/RI)- Replacement of DraftKings Inc
AnnouncementREG - Morgan Stanley Cap DraftKings Inc. - Form 8.5 (EPT/RI)-Replacement of DraftKings Inc
AnnouncementREG - AllianceBernstein LP DraftKings Inc. - Form 8.3 - DraftKings Inc
AnnouncementREG - Morgan Stanley Smith DraftKings Inc. - Form 8.3 - Replacement of DraftKings Inc
Announcement