REG-BARCLAYS PLC Form 8.3 - DraftKings Inc
26/10/2021 13:35
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Form 8.3 - DraftKings Inc
FORM 8.3
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
Rule 8.3 of the Takeover Code (the “Code”)
1. KEY INFORMATION
(a) Full name of discloser: Barclays PLC.
(b) Owner or controller of interest and short
positions disclosed, if different from 1(a):
(c) Name of offeror/offeree in relation to whose DRAFTKINGS INC
relevant securities this form relates:
(d) If an exempt fund manager connected with an
offeror/offeree, state this and specify identity of
offeror/offeree:
(e) Date position held/dealing undertaken: 25 October 2021
(f) In addition to the company in 1(c) above, is the discloser making YES:
disclosures in respect of any other party to the offer? ENTAIN PLC
GVC HLDGS PLC
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
If there are positions or rights to subscribe to disclose in more than one
class of relevant securities of the offeror or offeree named in 1(c), copy
table 2(a) or (b) (as appropriate) for each additional class of relevant
security.
(a) Interests and short positions in the relevant securities of the offeror or
offeree to which the disclosure relates following the dealing (if any)
Class of relevant security: USD 0.0001 class A common
Interests Short Positions
Number (%) Number (%)
(1) Relevant securities owned
and/or controlled: 586,261 0.14% 394,227 0.10%
(2) Cash-settled derivatives:
16,877 0.00% 0 0.00%
(3) Stock-settled derivatives (including options)
and agreements to purchase/sell: 2,534,295 0.62% 1,295,030 0.32%
TOTAL: 3,137,433 0.77% 1,689,257 0.42%
Class of relevant security: Convertible Bond US26142RAA23
Interests Short Positions
Number (%) Number (%)
(1) Relevant securities owned
and/or controlled: 1,361,000 0.34% 0 0.00%
(2) Cash-settled derivatives:
0 0.00% 0 0.00%
(3) Stock-settled derivatives (including options)
and agreements to purchase/sell: 0 0.00% 0 0.00%
TOTAL: 1,361,000 0.34% 0 0.00%
All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions (including traded
options), or agreements to purchase or sell relevant securities, should be
given on a Supplemental Form 8 (Open Positions).
(b) Rights to subscribe for new securities (including directors’ and other
employee options)
Class of relevant security in relation to which subscription right exists:
Details, including nature of the rights concerned and relevant percentages:
3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
Where there have been dealings in more than one class of relevant securities
of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as
appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant Purchase/sale Number of Price per unit
security securities
Convertible Bond Purchase 3,134,000 86.7912 USD
Convertible Bond Sale 1,567,000 86.7912 USD
USD 0.0001 class A common Purchase 2 45.6500 USD
USD 0.0001 class A common Purchase 4 46.8500 USD
USD 0.0001 class A common Purchase 9 46.6100 USD
USD 0.0001 class A common Purchase 22 46.7352 USD
USD 0.0001 class A common Purchase 23 47.0569 USD
USD 0.0001 class A common Purchase 68 46.6400 USD
USD 0.0001 class A common Purchase 74 46.7043 USD
USD 0.0001 class A common Purchase 75 46.5700 USD
USD 0.0001 class A common Purchase 90 46.6677 USD
USD 0.0001 class A common Purchase 91 46.5243 USD
USD 0.0001 class A common Purchase 96 46.6654 USD
USD 0.0001 class A common Purchase 100 46.8300 USD
USD 0.0001 class A common Purchase 104 46.7776 USD
USD 0.0001 class A common Purchase 112 46.6382 USD
USD 0.0001 class A common Purchase 115 46.8044 USD
USD 0.0001 class A common Purchase 120 46.7095 USD
USD 0.0001 class A common Purchase 138 46.7555 USD
USD 0.0001 class A common Purchase 155 46.7121 USD
USD 0.0001 class A common Purchase 195 46.8600 USD
USD 0.0001 class A common Purchase 200 46.8350 USD
USD 0.0001 class A common Purchase 206 46.8188 USD
USD 0.0001 class A common Purchase 300 46.6099 USD
USD 0.0001 class A common Purchase 375 46.5753 USD
USD 0.0001 class A common Purchase 440 46.6790 USD
USD 0.0001 class A common Purchase 562 46.6389 USD
USD 0.0001 class A common Purchase 564 46.8200 USD
USD 0.0001 class A common Purchase 637 46.7616 USD
USD 0.0001 class A common Purchase 1,531 46.7746 USD
USD 0.0001 class A common Purchase 1,542 46.6532 USD
USD 0.0001 class A common Purchase 1,648 46.7631 USD
USD 0.0001 class A common Purchase 1,994 46.4311 USD
USD 0.0001 class A common Purchase 2,188 46.8050 USD
USD 0.0001 class A common Purchase 2,789 46.7308 USD
USD 0.0001 class A common Purchase 2,863 46.3896 USD
USD 0.0001 class A common Purchase 3,354 46.1342 USD
USD 0.0001 class A common Purchase 4,037 46.5815 USD
USD 0.0001 class A common Purchase 4,300 46.7500 USD
USD 0.0001 class A common Purchase 5,355 46.7387 USD
USD 0.0001 class A common Purchase 7,800 46.7600 USD
USD 0.0001 class A common Purchase 7,985 46.6233 USD
USD 0.0001 class A common Purchase 17,783 46.7727 USD
USD 0.0001 class A common Purchase 26,693 46.6672 USD
USD 0.0001 class A common Purchase 28,328 46.6140 USD
USD 0.0001 class A common Purchase 31,418 46.6203 USD
USD 0.0001 class A common Purchase 67,903 46.7315 USD
USD 0.0001 class A common Purchase 116,935 46.5034 USD
USD 0.0001 class A common Purchase 146,688 46.5937 USD
USD 0.0001 class A common Sale 4 46.7200 USD
USD 0.0001 class A common Sale 4 46.8500 USD
USD 0.0001 class A common Sale 10 46.6920 USD
USD 0.0001 class A common Sale 15 46.8313 USD
USD 0.0001 class A common Sale 37 46.5179 USD
USD 0.0001 class A common Sale 55 46.7790 USD
USD 0.0001 class A common Sale 100 47.0200 USD
USD 0.0001 class A common Sale 100 46.7100 USD
USD 0.0001 class A common Sale 108 46.8121 USD
USD 0.0001 class A common Sale 109 46.7806 USD
USD 0.0001 class A common Sale 111 46.7844 USD
USD 0.0001 class A common Sale 112 46.7694 USD
USD 0.0001 class A common Sale 112 47.0400 USD
USD 0.0001 class A common Sale 116 46.7981 USD
USD 0.0001 class A common Sale 119 46.7871 USD
USD 0.0001 class A common Sale 121 46.7700 USD
USD 0.0001 class A common Sale 125 46.7810 USD
USD 0.0001 class A common Sale 126 46.7608 USD
USD 0.0001 class A common Sale 140 46.7557 USD
USD 0.0001 class A common Sale 169 46.7533 USD
USD 0.0001 class A common Sale 180 46.8077 USD
USD 0.0001 class A common Sale 200 46.7825 USD
USD 0.0001 class A common Sale 202 46.8000 USD
USD 0.0001 class A common Sale 204 46.7801 USD
USD 0.0001 class A common Sale 205 46.8051 USD
USD 0.0001 class A common Sale 300 46.8016 USD
USD 0.0001 class A common Sale 300 46.8033 USD
USD 0.0001 class A common Sale 300 46.5000 USD
USD 0.0001 class A common Sale 300 46.7500 USD
USD 0.0001 class A common Sale 300 46.7750 USD
USD 0.0001 class A common Sale 321 46.7707 USD
USD 0.0001 class A common Sale 384 46.5250 USD
USD 0.0001 class A common Sale 400 46.7900 USD
USD 0.0001 class A common Sale 400 46.7800 USD
USD 0.0001 class A common Sale 400 46.7950 USD
USD 0.0001 class A common Sale 429 46.7527 USD
USD 0.0001 class A common Sale 499 46.8100 USD
USD 0.0001 class A common Sale 500 46.7850 USD
USD 0.0001 class A common Sale 500 46.7820 USD
USD 0.0001 class A common Sale 506 46.7875 USD
USD 0.0001 class A common Sale 519 46.9481 USD
USD 0.0001 class A common Sale 600 46.7908 USD
USD 0.0001 class A common Sale 600 46.7975 USD
USD 0.0001 class A common Sale 700 46.4328 USD
USD 0.0001 class A common Sale 719 46.8133 USD
USD 0.0001 class A common Sale 822 46.7917 USD
USD 0.0001 class A common Sale 854 46.8200 USD
USD 0.0001 class A common Sale 896 46.7765 USD
USD 0.0001 class A common Sale 998 46.4014 USD
USD 0.0001 class A common Sale 1,158 46.7729 USD
USD 0.0001 class A common Sale 1,180 46.7718 USD
USD 0.0001 class A common Sale 1,398 46.8050 USD
USD 0.0001 class A common Sale 1,400 46.7921 USD
USD 0.0001 class A common Sale 1,552 46.8149 USD
USD 0.0001 class A common Sale 1,674 46.7799 USD
USD 0.0001 class A common Sale 1,801 46.7983 USD
USD 0.0001 class A common Sale 1,863 46.3556 USD
USD 0.0001 class A common Sale 2,318 46.8285 USD
USD 0.0001 class A common Sale 2,655 46.8123 USD
USD 0.0001 class A common Sale 3,942 46.7212 USD
USD 0.0001 class A common Sale 4,163 46.5426 USD
USD 0.0001 class A common Sale 5,106 46.8089 USD
USD 0.0001 class A common Sale 5,339 46.3785 USD
USD 0.0001 class A common Sale 5,355 46.7387 USD
USD 0.0001 class A common Sale 5,576 46.6690 USD
USD 0.0001 class A common Sale 5,649 46.8156 USD
USD 0.0001 class A common Sale 7,707 46.0500 USD
USD 0.0001 class A common Sale 8,219 46.3953 USD
USD 0.0001 class A common Sale 14,288 46.7638 USD
USD 0.0001 class A common Sale 15,391 46.6102 USD
USD 0.0001 class A common Sale 21,194 46.6663 USD
USD 0.0001 class A common Sale 27,959 46.4773 USD
USD 0.0001 class A common Sale 28,370 46.6979 USD
USD 0.0001 class A common Sale 33,974 46.6095 USD
USD 0.0001 class A common Sale 61,364 46.8166 USD
USD 0.0001 class A common Sale 69,563 46.4495 USD
USD 0.0001 class A common Sale 153,956 46.6082 USD
(b) Cash-settled derivative transactions
Class of relevant security Product description Nature of dealing Number of reference securities Price per unit
e.g. CFD e.g. opening/closing a long/short position, increasing/reducing a long/short
position
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class Product Writing, Number Exercise Type Expiry Option
of description purchasing, of price date money
relevant selling, securities per unit paid/
security varying etc to which received
option per unit
relates
USD 0.0001 class A common Call Options Purchasing 56,900 50 USD American 22 Oct 2021 0.0100 USD
USD 0.0001 class A common Put Options Selling 18,700 49 USD American 22 Oct 2021 2.7400 USD
(ii) Exercise
Class of relevant security Product description Exercising/ exercised against Number of securities Exercise price per unit
e.g. call option
(d) Other dealings (including subscribing for new securities)
Class of relevant security Nature of dealing Details Price per unit (if applicable)
e.g. subscription, conversion
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or
understanding, formal or informal, relating to relevant securities which may
be an inducement to deal or refrain from dealing entered into by the person
making the disclosure and any party to the offer or any person acting in
concert with a party to the offer:
Irrevocable commitments and letters of intent should not be included. If there
are no such agreements, arrangements or understandings, state “none”
None
(b) Agreements, arrangements or understandings relating to options or
derivatives
Details of any agreement, arrangement or understanding, formal or informal,
between the person making the disclosure and any other person relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any relevant
securities to which any derivative is referenced:
If there are no such agreements, arrangements or understandings, state
“none”
None
(c) Attachments
Is a Supplemental Form 8 (Open Positions) attached? YES
Date of disclosure: 26 Oct 2021
Contact name: Large Holdings Regulatory Operations
Telephone number: 020 3134 7213
Public disclosures under Rule 8 of the Code must be made to a Regulatory
Information Service.
The Panel’s Market Surveillance Unit is available for consultation in
relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
*If the discloser is a natural person, a telephone number does not need to be
included, provided contact information has been provided to the Panel’s
Market Surveillance Unit.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk
(http://www.thetakeoverpanel.org.uk/) .
SUPPLEMENTAL FORM 8 (OPEN POSITIONS)
DETAILS OF OPEN STOCK-SETTLED DERIVATIVE (INCLUDING OPTION) POSITIONS,
AGREEMENTS TO PURCHASE OR SELL ETC.
Note 5(i) on Rule 8 of the Takeover Code (the “Code”)
1. KEY INFORMATION
Identity of the person whose positions/dealings Barclays PLC.
are being disclosed:
Name of offeror/offeree in relation to whose DRAFTKINGS INC
relevant securities this from relates:
2. STOCK-SETTLED DERIVATIVES (INCLUDING OPTIONS)
Class Product Writing, Number Exercise Type Expiry
of description purchasing, of price date
relevant selling, securities per unit
security varying etc to which
option
relates
USD 0.0001 class A common Call Options Purchased 65,000 50.0000 American 29 Oct 2021
USD 0.0001 class A common Call Options Written -35,500 55.0000 American 21 Jan 2022
USD 0.0001 class A common Call Options Written -33,835 70.0000 American 20 Jan 2023
USD 0.0001 class A common Call Options Written -31,007 65.0000 American 20 Jan 2023
USD 0.0001 class A common Call Options Written -20,503 65.0000 American 21 Jan 2022
USD 0.0001 class A common Call Options Written -16,059 55.0000 American 20 Jan 2023
USD 0.0001 class A common Call Options Written -14,443 60.0000 American 20 Jan 2023
USD 0.0001 class A common Call Options Written -7,373 45.0000 American 19 Nov 2021
USD 0.0001 class A common Call Options Written -6,363 50.0000 American 21 Jan 2022
USD 0.0001 class A common Call Options Written -707 40.0000 American 21 Jan 2022
USD 0.0001 class A common Call Options Written -101 60.0000 American 21 Jan 2022
USD 0.0001 class A common Put Options Purchased -418,200 45.0000 American 20 May 2022
USD 0.0001 class A common Put Options Purchased -212,400 55.0000 American 21 Jan 2022
USD 0.0001 class A common Put Options Purchased -211,100 45.0000 American 20 Jan 2023
USD 0.0001 class A common Put Options Purchased -85,700 40.0000 American 19 Nov 2021
USD 0.0001 class A common Put Options Purchased -63,963 50.0000 American 21 Jan 2022
USD 0.0001 class A common Put Options Purchased -52,500 40.0000 American 20 Jan 2023
USD 0.0001 class A common Put Options Purchased -30,000 60.0000 American 19 Nov 2021
USD 0.0001 class A common Put Options Purchased -22,601 60.0000 American 21 Jan 2022
USD 0.0001 class A common Put Options Purchased -16,968 65.0000 American 21 Jan 2022
USD 0.0001 class A common Put Options Purchased -15,000 49.0000 American 29 Oct 2021
USD 0.0001 class A common Put Options Purchased -707 40.0000 American 21 Jan 2022
USD 0.0001 class A common Put Options Written 505 40.0000 American 20 May 2022
USD 0.0001 class A common Put Options Written 9,999 55.0000 American 20 Jan 2023
USD 0.0001 class A common Put Options Written 22,500 60.0000 American 21 Jan 2022
USD 0.0001 class A common Put Options Written 23,230 60.0000 American 19 Nov 2021
USD 0.0001 class A common Put Options Written 45,248 45.0000 American 19 Nov 2021
USD 0.0001 class A common Put Options Written 50,500 60.0000 American 15 Jul 2022
USD 0.0001 class A common Put Options Written 54,944 50.0000 American 20 May 2022
USD 0.0001 class A common Put Options Written 57,600 50.0000 American 21 Jan 2022
USD 0.0001 class A common Put Options Written 111,403 60.0000 American 20 Jan 2023
USD 0.0001 class A common Put Options Written 113,778 40.0000 American 19 Nov 2021
USD 0.0001 class A common Put Options Written 141,400 55.0000 American 19 Nov 2021
USD 0.0001 class A common Put Options Written 201,596 45.0000 American 21 Jan 2022
USD 0.0001 class A common Put Options Written 202,000 45.0000 American 14 Apr 2022
USD 0.0001 class A common Put Options Written 206,222 40.0000 American 20 Jan 2023
USD 0.0001 class A common Put Options Written 223,210 50.0000 American 20 Jan 2023
USD 0.0001 class A common Put Options Written 228,400 55.0000 American 21 Jan 2022
USD 0.0001 class A common Put Options Written 275,033 45.0000 American 20 Jan 2023
USD 0.0001 class A common Put Options Written 501,727 45.0000 American 20 May 2022
3. AGREEMENTS TO PURCHASE OR SELL ETC.
Full details should be given so that the nature of the interest or position
can be fully understood:
It is not necessary to provide details on a Supplemental Form (Open Positions)
with regard to cash-settled derivatives.
The currency of all prices and other monetary amounts should be stated.
The Panel’s Market Surveillance Unit is available for consultation in
relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk
(http://www.thetakeoverpanel.org.uk/) .
View source version on businesswire.com:
https://www.businesswire.com/news/home/20211026005754/en/
(https://www.businesswire.com/news/home/20211026005754/en/)
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