REG-BARCLAYS PLC Form 8.3 - DRAFTKINGS INC
25/10/2021 12:25
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Form 8.3 - DRAFTKINGS INC
FORM 8.3
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
Rule 8.3 of the Takeover Code (the “Code”)
1. KEY INFORMATION
(a) Full name of discloser: Barclays PLC.
(b) Owner or controller of interests and short positions disclosed, if
different from 1(a):
The naming of nominee or vehicle companies is insufficient. For a trust, the
trustee(s), settlor and beneficiaries must be named.
(c) Name of offeror/offeree in relation to whose relevant securities this form DRAFTKINGS INC
relates:
Use a separate form for each offeror/offeree
(d) If an exempt fund manager connected with an offeror/offeree, state this
and specify identity of offeror/offeree:
(e) Date position held/dealing undertaken: 22 Oct 2021
For an opening position disclosure, state the latest practicable date prior to
the disclosure
(f) In addition to the company in 1(c) above, is the discloser making YES : ENTAIN PLC
disclosures in respect of any other party to the offer?
GVC HLDGS PLC
If it is a cash offer or possible cash offer, state “N/A”
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
If there are positions or rights to subscribe to disclose in more than one
class of relevant securities of the offeror or offeree named in 1(c), copy
table 2(a) or (b) (as appropriate) for each additional class of relevant
security.
(a) Interests and short positions in the relevant securities of the offeror or
offeree to which the disclosure relates following the dealing (if any)
Class of relevant security: USD 0.0001 class A common
Interests Short Positions
Number (%) Number (%)
(1) Relevant securities owned
and/or controlled: 598,459 0.15% 399,653 0.10%
(2) Cash-settled derivatives:
16,877 0.00% 0 0.00%
(3) Stock-settled derivatives (including options)
and agreements to purchase/sell: 2,534,295 0.62% 1,370,630 0.34%
(4)
TOTAL: 3,149,631 0.78% 1,770,283 0.44%
Class of relevant security: Convertible Bond US26142RAA23
Interests Short Positions
Number (%) Number (%)
(1) Relevant securities owned
and/or controlled: 0 0.00% 206,000 0.05%
(2) Cash-settled derivatives:
0 0.00% 0 0.00%
(3) Stock-settled derivatives (including options)
and agreements to purchase/sell: 0 0.00% 0 0.00%
(4)
TOTAL: 0 0.00% 206,000 0.05%
All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions (including traded
options), or agreements to purchase or sell relevant securities, should be
given on a Supplemental Form 8 (Open Positions).
(b) Rights to subscribe for new securities (including directors’ and other
employee options)
Class of relevant security in relation to which subscription right exists:
Details, including nature of the rights concerned and relevant percentages:
3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
Where there have been dealings in more than one class of relevant securities
of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as
appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant Purchase/sale Number of Price per unit
security securities
USD 0.0001 class A common Purchase 3 47.3300 USD
USD 0.0001 class A common Purchase 5 47.4800 USD
USD 0.0001 class A common Purchase 11 47.2272 USD
USD 0.0001 class A common Purchase 39 46.2800 USD
USD 0.0001 class A common Purchase 105 46.2400 USD
USD 0.0001 class A common Purchase 192 46.3000 USD
USD 0.0001 class A common Purchase 200 46.1850 USD
USD 0.0001 class A common Purchase 200 46.2750 USD
USD 0.0001 class A common Purchase 200 46.1950 USD
USD 0.0001 class A common Purchase 300 46.1800 USD
USD 0.0001 class A common Purchase 303 46.7866 USD
USD 0.0001 class A common Purchase 345 46.2631 USD
USD 0.0001 class A common Purchase 478 46.5253 USD
USD 0.0001 class A common Purchase 484 46.3023 USD
USD 0.0001 class A common Purchase 774 46.2150 USD
USD 0.0001 class A common Purchase 832 46.3887 USD
USD 0.0001 class A common Purchase 982 46.1262 USD
USD 0.0001 class A common Purchase 1,250 46.1933 USD
USD 0.0001 class A common Purchase 1,262 46.2377 USD
USD 0.0001 class A common Purchase 3,001 46.5606 USD
USD 0.0001 class A common Purchase 3,728 46.1739 USD
USD 0.0001 class A common Purchase 5,103 46.6864 USD
USD 0.0001 class A common Purchase 7,905 46.2037 USD
USD 0.0001 class A common Purchase 8,133 46.7600 USD
USD 0.0001 class A common Purchase 12,900 46.2100 USD
USD 0.0001 class A common Purchase 15,911 46.1100 USD
USD 0.0001 class A common Purchase 16,988 46.3770 USD
USD 0.0001 class A common Purchase 28,211 46.3603 USD
USD 0.0001 class A common Purchase 28,551 46.1553 USD
USD 0.0001 class A common Purchase 39,107 46.1982 USD
USD 0.0001 class A common Purchase 42,957 46.6817 USD
USD 0.0001 class A common Purchase 62,429 46.6883 USD
USD 0.0001 class A common Purchase 92,773 46.4206 USD
USD 0.0001 class A common Purchase 234,238 46.6744 USD
USD 0.0001 class A common Sale 5 47.4800 USD
USD 0.0001 class A common Sale 37 46.1700 USD
USD 0.0001 class A common Sale 37 46.2300 USD
USD 0.0001 class A common Sale 37 46.1750 USD
USD 0.0001 class A common Sale 45 46.6900 USD
USD 0.0001 class A common Sale 74 46.2975 USD
USD 0.0001 class A common Sale 88 46.1400 USD
USD 0.0001 class A common Sale 100 46.3350 USD
USD 0.0001 class A common Sale 100 46.2450 USD
USD 0.0001 class A common Sale 100 46.8600 USD
USD 0.0001 class A common Sale 100 47.0700 USD
USD 0.0001 class A common Sale 100 47.3200 USD
USD 0.0001 class A common Sale 105 46.2400 USD
USD 0.0001 class A common Sale 105 46.3950 USD
USD 0.0001 class A common Sale 111 46.2816 USD
USD 0.0001 class A common Sale 116 46.1900 USD
USD 0.0001 class A common Sale 148 46.2237 USD
USD 0.0001 class A common Sale 163 46.2342 USD
USD 0.0001 class A common Sale 171 46.2137 USD
USD 0.0001 class A common Sale 200 46.2200 USD
USD 0.0001 class A common Sale 204 46.8640 USD
USD 0.0001 class A common Sale 300 46.2566 USD
USD 0.0001 class A common Sale 311 46.2962 USD
USD 0.0001 class A common Sale 331 46.2653 USD
USD 0.0001 class A common Sale 338 46.2752 USD
USD 0.0001 class A common Sale 400 46.2600 USD
USD 0.0001 class A common Sale 700 46.2128 USD
USD 0.0001 class A common Sale 700 46.2485 USD
USD 0.0001 class A common Sale 1,200 46.3433 USD
USD 0.0001 class A common Sale 1,372 46.9499 USD
USD 0.0001 class A common Sale 1,600 46.8212 USD
USD 0.0001 class A common Sale 1,868 47.6021 USD
USD 0.0001 class A common Sale 2,185 46.3092 USD
USD 0.0001 class A common Sale 2,770 46.8523 USD
USD 0.0001 class A common Sale 2,800 46.3907 USD
USD 0.0001 class A common Sale 2,871 46.2713 USD
USD 0.0001 class A common Sale 3,468 46.2283 USD
USD 0.0001 class A common Sale 3,925 46.7417 USD
USD 0.0001 class A common Sale 5,400 46.2000 USD
USD 0.0001 class A common Sale 5,924 46.3753 USD
USD 0.0001 class A common Sale 7,534 46.5334 USD
USD 0.0001 class A common Sale 8,734 46.3589 USD
USD 0.0001 class A common Sale 10,550 46.4865 USD
USD 0.0001 class A common Sale 12,631 46.7557 USD
USD 0.0001 class A common Sale 12,937 46.2100 USD
USD 0.0001 class A common Sale 14,027 46.6908 USD
USD 0.0001 class A common Sale 14,147 46.2348 USD
USD 0.0001 class A common Sale 15,834 46.6605 USD
USD 0.0001 class A common Sale 15,911 46.1100 USD
USD 0.0001 class A common Sale 18,819 46.1582 USD
USD 0.0001 class A common Sale 21,826 46.3637 USD
USD 0.0001 class A common Sale 32,148 46.8053 USD
USD 0.0001 class A common Sale 32,829 46.6145 USD
USD 0.0001 class A common Sale 34,203 46.1600 USD
USD 0.0001 class A common Sale 40,021 46.5873 USD
USD 0.0001 class A common Sale 72,323 46.5083 USD
USD 0.0001 class A common Sale 97,592 46.8330 USD
USD 0.0001 class A common Sale 106,420 46.4199 USD
(b) Cash-settled derivative transactions
Class of relevant security Product description Nature of dealing Number of reference securities Price per unit
e.g. CFD e.g. opening/closing a long/short position, increasing/reducing a long/short
position
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security Product description e.g. call option Writing, purchasing, selling, varying etc. Number of securities to which option relates Exercise price per unit Type Expiry date Option money paid/ received per unit
e.g. American, European etc.
(ii) Exercise
Class of relevant security Product description Exercising/ exercised against Number of securities Exercise price per unit
e.g. call option
(d) Other dealings (including subscribing for new securities)
Class of relevant security Nature of dealing Details Price per unit (if applicable)
e.g. subscription, conversion
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or
understanding, formal or informal, relating to relevant securities which may
be an inducement to deal or refrain from dealing entered into by the person
making the disclosure and any party to the offer or any person acting in
concert with a party to the offer:
Irrevocable commitments and letters of intent should not be included. If there
are no such agreements, arrangements or understandings, state “none”
None
(b) Agreements, arrangements or understandings relating to options or
derivatives
Details of any agreement, arrangement or understanding, formal or informal,
between the person making the disclosure and any other person relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any relevant
securities to which any derivative is referenced:
If there are no such agreements, arrangements or understandings, state
“none”
None
(c) Attachments
Is a Supplemental Form 8 (Open Positions) attached? YES
Date of disclosure: 25 Oct 2021
Contact name: Large Holdings Regulatory Operations
Telephone number*: 020 3134 7213
Public disclosures under Rule 8 of the Code must be made to a Regulatory
Information Service.
The Panel’s Market Surveillance Unit is available for consultation in
relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
*If the discloser is a natural person, a telephone number does not need to be
included, provided contact information has been provided to the Panel’s
Market Surveillance Unit.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk
(http://www.thetakeoverpanel.org.uk/) .
SUPPLEMENTAL FORM 8 (OPEN POSITIONS)
DETAILS OF OPEN STOCK-SETTLED DERIVATIVE (INCLUDING OPTION) POSITIONS,
AGREEMENTS TO PURCHASE OR SELL ETC.
Note 5(i) on Rule 8 of the Takeover Code (the “Code”)
1. KEY INFORMATION
Full name of person making disclosure: Barclays PLC.
Name of offeror/offeree in relation to whose relevant securities the DRAFTKINGS INC
disclosure relates:
2. STOCK-SETTLED DERIVATIVES (INCLUDING OPTIONS)
Class Product Writing, Number Exercise Type Expiry
of description purchasing, of price date
relevant selling, securities per unit
security varying etc to which
option
relates
USD 0.0001 class A common Call Options Purchased 65,000 50.0000 American 29 Oct 2021
USD 0.0001 class A common Call Options Written -56,900 50.0000 American 22 Oct 2021
USD 0.0001 class A common Call Options Written -35,500 55.0000 American 21 Jan 2022
USD 0.0001 class A common Call Options Written -33,835 70.0000 American 20 Jan 2023
USD 0.0001 class A common Call Options Written -31,007 65.0000 American 20 Jan 2023
USD 0.0001 class A common Call Options Written -20,503 65.0000 American 21 Jan 2022
USD 0.0001 class A common Call Options Written -16,059 55.0000 American 20 Jan 2023
USD 0.0001 class A common Call Options Written -14,443 60.0000 American 20 Jan 2023
USD 0.0001 class A common Call Options Written -7,373 45.0000 American 19 Nov 2021
USD 0.0001 class A common Call Options Written -6,363 50.0000 American 21 Jan 2022
USD 0.0001 class A common Call Options Written -707 40.0000 American 21 Jan 2022
USD 0.0001 class A common Call Options Written -101 60.0000 American 21 Jan 2022
USD 0.0001 class A common Put Options Purchased -418,200 45.0000 American 20 May 2022
USD 0.0001 class A common Put Options Purchased -212,400 55.0000 American 21 Jan 2022
USD 0.0001 class A common Put Options Purchased -211,100 45.0000 American 20 Jan 2023
USD 0.0001 class A common Put Options Purchased -85,700 40.0000 American 19 Nov 2021
USD 0.0001 class A common Put Options Purchased -63,963 50.0000 American 21 Jan 2022
USD 0.0001 class A common Put Options Purchased -52,500 40.0000 American 20 Jan 2023
USD 0.0001 class A common Put Options Purchased -30,000 60.0000 American 19 Nov 2021
USD 0.0001 class A common Put Options Purchased -22,601 60.0000 American 21 Jan 2022
USD 0.0001 class A common Put Options Purchased -18,700 49.0000 American 22 Oct 2021
USD 0.0001 class A common Put Options Purchased -16,968 65.0000 American 21 Jan 2022
USD 0.0001 class A common Put Options Purchased -15,000 49.0000 American 29 Oct 2021
USD 0.0001 class A common Put Options Purchased -707 40.0000 American 21 Jan 2022
USD 0.0001 class A common Put Options Written 505 40.0000 American 20 May 2022
USD 0.0001 class A common Put Options Written 9,999 55.0000 American 20 Jan 2023
USD 0.0001 class A common Put Options Written 22,500 60.0000 American 21 Jan 2022
USD 0.0001 class A common Put Options Written 23,230 60.0000 American 19 Nov 2021
USD 0.0001 class A common Put Options Written 45,248 45.0000 American 19 Nov 2021
USD 0.0001 class A common Put Options Written 50,500 60.0000 American 15 Jul 2022
USD 0.0001 class A common Put Options Written 54,944 50.0000 American 20 May 2022
USD 0.0001 class A common Put Options Written 57,600 50.0000 American 21 Jan 2022
USD 0.0001 class A common Put Options Written 111,403 60.0000 American 20 Jan 2023
USD 0.0001 class A common Put Options Written 113,778 40.0000 American 19 Nov 2021
USD 0.0001 class A common Put Options Written 141,400 55.0000 American 19 Nov 2021
USD 0.0001 class A common Put Options Written 201,596 45.0000 American 21 Jan 2022
USD 0.0001 class A common Put Options Written 202,000 45.0000 American 14 Apr 2022
USD 0.0001 class A common Put Options Written 206,222 40.0000 American 20 Jan 2023
USD 0.0001 class A common Put Options Written 223,210 50.0000 American 20 Jan 2023
USD 0.0001 class A common Put Options Written 228,400 55.0000 American 21 Jan 2022
USD 0.0001 class A common Put Options Written 275,033 45.0000 American 20 Jan 2023
USD 0.0001 class A common Put Options Written 501,727 45.0000 American 20 May 2022
3. AGREEMENTS TO PURCHASE OR SELL ETC.
Full details should be given so that the nature of the interest or position
can be fully understood:
It is not necessary to provide details on a Supplemental Form (Open Positions)
with regard to cash-settled derivatives.
The currency of all prices and other monetary amounts should be stated.
The Panel’s Market Surveillance Unit is available for consultation in
relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk
(http://www.thetakeoverpanel.org.uk/)
View source version on businesswire.com:
https://www.businesswire.com/news/home/20211025005435/en/
(https://www.businesswire.com/news/home/20211025005435/en/)
BARCLAYS PLC
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