REG-BARCLAYS PLC FORM 8.3 – DRAFTKINGS INC
27/10/2021 11:10
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FORM 8.3 – DRAFTKINGS INC
FORM 8.3
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
Rule 8.3 of the Takeover Code (the “Code”)
1. KEY INFORMATION
(a) Full name of discloser: Barclays PLC.
(b) Owner or controller of interest and short
positions disclosed, if different from 1(a):
(c) Name of offeror/offeree in relation to whose DRAFTKINGS INC
relevant securities this form relates:
(d) If an exempt fund manager connected with an
offeror/offeree, state this and specify identity of
offeror/offeree:
(e) Date position held/dealing undertaken: 26 October 2021
(f) In addition to the company in 1(c) above, is the discloser making YES:
disclosures in respect of any other party to the offer? ENTAIN PLC
GVC HLDGS PLC
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
If there are positions or rights to subscribe to disclose in more than one
class of relevant securities of the offeror or offeree named in 1(c), copy
table 2(a) or (b) (as appropriate) for each additional class of relevant
security.
(a) Interests and short positions in the relevant securities of the offeror or
offeree to which the disclosure relates following the dealing (if any)
Class of relevant security: USD 0.0001 class A common
Interests Short Positions
Number (%) Number (%)
(1) Relevant securities owned
and/or controlled: 574,326 0.14% 319,441 0.08%
(2) Cash-settled derivatives:
16,877 0.00% 0 0.00%
(3) Stock-settled derivatives (including options)
and agreements to purchase/sell: 2,534,295 0.62% 1,295,030 0.32%
TOTAL: 3,125,498 0.77% 1,614,471 0.40%
Class of relevant security: Convertible Bond US26142RAA23
Interests Short Positions
Number (%) Number (%)
(1) Relevant securities owned
and/or controlled: 1,361,000 0.34% 0 0.00%
(2) Cash-settled derivatives:
0 0.00% 0 0.00%
(3) Stock-settled derivatives (including options)
and agreements to purchase/sell: 0 0.00% 0 0.00%
TOTAL: 1,361,000 0.34% 0 0.00%
All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions (including traded
options), or agreements to purchase or sell relevant securities, should be
given on a Supplemental Form 8 (Open Positions).
(b) Rights to subscribe for new securities (including directors’ and other
employee options)
Class of relevant security in relation to which subscription right exists:
Details, including nature of the rights concerned and relevant percentages:
3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
Where there have been dealings in more than one class of relevant securities
of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as
appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant Purchase/sale Number of Price per unit
security securities
Convertible Bond Purchase 1,228,000 89.6094 USD
Convertible Bond Sale 1,228,000 89.6094 USD
USD 0.0001 class A common Purchase 10 50.5000 USD
USD 0.0001 class A common Purchase 20 50.2500 USD
USD 0.0001 class A common Purchase 37 50.0350 USD
USD 0.0001 class A common Purchase 42 48.9300 USD
USD 0.0001 class A common Purchase 50 50.0000 USD
USD 0.0001 class A common Purchase 100 48.9000 USD
USD 0.0001 class A common Purchase 100 50.2880 USD
USD 0.0001 class A common Purchase 100 50.2800 USD
USD 0.0001 class A common Purchase 100 49.9000 USD
USD 0.0001 class A common Purchase 100 49.8600 USD
USD 0.0001 class A common Purchase 100 49.4600 USD
USD 0.0001 class A common Purchase 175 49.3828 USD
USD 0.0001 class A common Purchase 190 48.9310 USD
USD 0.0001 class A common Purchase 200 49.8875 USD
USD 0.0001 class A common Purchase 200 48.8000 USD
USD 0.0001 class A common Purchase 200 49.2750 USD
USD 0.0001 class A common Purchase 200 50.0200 USD
USD 0.0001 class A common Purchase 200 49.9125 USD
USD 0.0001 class A common Purchase 210 49.4598 USD
USD 0.0001 class A common Purchase 210 48.9207 USD
USD 0.0001 class A common Purchase 248 49.9040 USD
USD 0.0001 class A common Purchase 264 49.8889 USD
USD 0.0001 class A common Purchase 336 49.9072 USD
USD 0.0001 class A common Purchase 400 49.8850 USD
USD 0.0001 class A common Purchase 400 49.8425 USD
USD 0.0001 class A common Purchase 406 49.4428 USD
USD 0.0001 class A common Purchase 500 50.3000 USD
USD 0.0001 class A common Purchase 500 49.9100 USD
USD 0.0001 class A common Purchase 528 48.7500 USD
USD 0.0001 class A common Purchase 636 49.9021 USD
USD 0.0001 class A common Purchase 648 48.8939 USD
USD 0.0001 class A common Purchase 1,073 49.4777 USD
USD 0.0001 class A common Purchase 1,452 49.9069 USD
USD 0.0001 class A common Purchase 1,497 49.2560 USD
USD 0.0001 class A common Purchase 1,900 48.9714 USD
USD 0.0001 class A common Purchase 1,976 48.7508 USD
USD 0.0001 class A common Purchase 3,464 49.9207 USD
USD 0.0001 class A common Purchase 3,464 49.9300 USD
USD 0.0001 class A common Purchase 4,133 48.9186 USD
USD 0.0001 class A common Purchase 4,984 48.9574 USD
USD 0.0001 class A common Purchase 5,093 48.8159 USD
USD 0.0001 class A common Purchase 5,345 48.9389 USD
USD 0.0001 class A common Purchase 6,399 48.9433 USD
USD 0.0001 class A common Purchase 6,405 48.9494 USD
USD 0.0001 class A common Purchase 6,547 48.9247 USD
USD 0.0001 class A common Purchase 7,238 48.8766 USD
USD 0.0001 class A common Purchase 7,878 48.9394 USD
USD 0.0001 class A common Purchase 8,920 48.7879 USD
USD 0.0001 class A common Purchase 9,153 49.8048 USD
USD 0.0001 class A common Purchase 9,238 48.8666 USD
USD 0.0001 class A common Purchase 10,150 49.4465 USD
USD 0.0001 class A common Purchase 10,994 49.3247 USD
USD 0.0001 class A common Purchase 11,333 50.1104 USD
USD 0.0001 class A common Purchase 12,833 49.4507 USD
USD 0.0001 class A common Purchase 13,700 48.7900 USD
USD 0.0001 class A common Purchase 13,845 49.3792 USD
USD 0.0001 class A common Purchase 14,705 49.3236 USD
USD 0.0001 class A common Purchase 24,440 49.0352 USD
USD 0.0001 class A common Purchase 43,907 49.2446 USD
USD 0.0001 class A common Purchase 49,415 49.2958 USD
USD 0.0001 class A common Purchase 69,852 49.3693 USD
USD 0.0001 class A common Purchase 92,860 49.3318 USD
USD 0.0001 class A common Purchase 104,473 48.8697 USD
USD 0.0001 class A common Purchase 117,043 49.4367 USD
USD 0.0001 class A common Purchase 124,561 49.1786 USD
USD 0.0001 class A common Sale 7 49.6042 USD
USD 0.0001 class A common Sale 12 48.7300 USD
USD 0.0001 class A common Sale 14 48.7150 USD
USD 0.0001 class A common Sale 14 48.7050 USD
USD 0.0001 class A common Sale 42 48.7133 USD
USD 0.0001 class A common Sale 50 49.8100 USD
USD 0.0001 class A common Sale 64 49.1910 USD
USD 0.0001 class A common Sale 68 48.7100 USD
USD 0.0001 class A common Sale 100 49.1900 USD
USD 0.0001 class A common Sale 100 48.7200 USD
USD 0.0001 class A common Sale 100 48.7400 USD
USD 0.0001 class A common Sale 100 49.8600 USD
USD 0.0001 class A common Sale 146 48.7536 USD
USD 0.0001 class A common Sale 147 50.0564 USD
USD 0.0001 class A common Sale 169 49.1685 USD
USD 0.0001 class A common Sale 200 48.7800 USD
USD 0.0001 class A common Sale 200 48.8000 USD
USD 0.0001 class A common Sale 200 48.7475 USD
USD 0.0001 class A common Sale 223 49.9033 USD
USD 0.0001 class A common Sale 300 48.7333 USD
USD 0.0001 class A common Sale 335 49.7406 USD
USD 0.0001 class A common Sale 475 49.6773 USD
USD 0.0001 class A common Sale 500 48.7080 USD
USD 0.0001 class A common Sale 592 49.0278 USD
USD 0.0001 class A common Sale 600 48.9241 USD
USD 0.0001 class A common Sale 618 48.7388 USD
USD 0.0001 class A common Sale 632 48.9028 USD
USD 0.0001 class A common Sale 639 48.7500 USD
USD 0.0001 class A common Sale 648 48.8939 USD
USD 0.0001 class A common Sale 799 48.9220 USD
USD 0.0001 class A common Sale 811 48.9439 USD
USD 0.0001 class A common Sale 914 48.8224 USD
USD 0.0001 class A common Sale 945 49.1453 USD
USD 0.0001 class A common Sale 992 48.8952 USD
USD 0.0001 class A common Sale 997 48.7645 USD
USD 0.0001 class A common Sale 1,043 48.9031 USD
USD 0.0001 class A common Sale 1,084 49.5996 USD
USD 0.0001 class A common Sale 1,134 49.1043 USD
USD 0.0001 class A common Sale 1,258 48.7544 USD
USD 0.0001 class A common Sale 1,264 48.9024 USD
USD 0.0001 class A common Sale 1,292 48.7830 USD
USD 0.0001 class A common Sale 1,301 49.0583 USD
USD 0.0001 class A common Sale 1,717 48.8791 USD
USD 0.0001 class A common Sale 2,119 49.2296 USD
USD 0.0001 class A common Sale 2,188 49.5200 USD
USD 0.0001 class A common Sale 3,008 48.8534 USD
USD 0.0001 class A common Sale 3,464 49.9207 USD
USD 0.0001 class A common Sale 4,149 49.7691 USD
USD 0.0001 class A common Sale 8,125 48.7565 USD
USD 0.0001 class A common Sale 11,333 50.1104 USD
USD 0.0001 class A common Sale 13,700 48.7900 USD
USD 0.0001 class A common Sale 30,614 49.3691 USD
USD 0.0001 class A common Sale 32,182 49.4348 USD
USD 0.0001 class A common Sale 36,855 49.9080 USD
USD 0.0001 class A common Sale 52,439 49.2508 USD
USD 0.0001 class A common Sale 60,238 49.2738 USD
USD 0.0001 class A common Sale 73,671 49.3482 USD
USD 0.0001 class A common Sale 73,755 49.2929 USD
USD 0.0001 class A common Sale 77,520 49.2129 USD
USD 0.0001 class A common Sale 95,525 49.4064 USD
USD 0.0001 class A common Sale 96,513 48.9475 USD
USD 0.0001 class A common Sale 128,708 48.8650 USD
(b) Cash-settled derivative transactions
Class of relevant security Product description Nature of dealing Number of reference securities Price per unit
e.g. CFD e.g. opening/closing a long/short position, increasing/reducing a long/short
position
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security Product description e.g. call option Writing, purchasing, selling, varying etc. Number of securities to which option relates Exercise price per unit Type Expiry date Option money paid/ received per unit
e.g. American, European etc.
(ii) Exercise
Class of relevant security Product description Exercising/ exercised against Number of securities Exercise price per unit
e.g. call option
(d) Other dealings (including subscribing for new securities)
Class of relevant security Nature of dealing Details Price per unit (if applicable)
e.g. subscription, conversion
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or
understanding, formal or informal, relating to relevant securities which may
be an inducement to deal or refrain from dealing entered into by the person
making the disclosure and any party to the offer or any person acting in
concert with a party to the offer:
Irrevocable commitments and letters of intent should not be included. If there
are no such agreements, arrangements or understandings, state “none”
None
(b) Agreements, arrangements or understandings relating to options or
derivatives
Details of any agreement, arrangement or understanding, formal or informal,
between the person making the disclosure and any other person relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any relevant
securities to which any derivative is referenced:
If there are no such agreements, arrangements or understandings, state
“none”
None
(c) Attachments
Is a Supplemental Form 8 (Open Positions) attached? YES
Date of disclosure: 27 Oct 2021
Contact name: Large Holdings Regulatory Operations
Telephone number: 020 3134 7213
Public disclosures under Rule 8 of the Code must be made to a Regulatory
Information Service.
The Panel’s Market Surveillance Unit is available for consultation in
relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
*If the discloser is a natural person, a telephone number does not need to be
included, provided contact information has been provided to the Panel’s
Market Surveillance Unit.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk
(https://cts.businesswire.com/ct/CT?id=smartlink&url=http%3A%2F%2Fwww.thetakeoverpanel.org.uk%2F&esheet=52516457&newsitemid=20211027005498&lan=en-US&anchor=www.thetakeoverpanel.org.uk&index=1&md5=854edeff05e71a8e60b98cc8d85b1859)
.
SUPPLEMENTAL FORM 8 (OPEN POSITIONS)
DETAILS OF OPEN STOCK-SETTLED DERIVATIVE (INCLUDING OPTION) POSITIONS,
AGREEMENTS TO PURCHASE OR SELL ETC.
Note 5(i) on Rule 8 of the Takeover Code (the “Code”)
1. KEY INFORMATION
Identity of the person whose positions/dealings Barclays PLC.
are being disclosed:
Name of offeror/offeree in relation to whose DRAFTKINGS INC
relevant securities this from relates:
2. STOCK-SETTLED DERIVATIVES (INCLUDING OPTIONS)
Class Product Writing, Number Exercise Type Expiry
of description purchasing, of price date
relevant selling, securities per unit
security varying etc to which
option
relates
USD 0.0001 class A common Call Options Purchased 65,000 50.0000 American 29 Oct 2021
USD 0.0001 class A common Call Options Written -35,500 55.0000 American 21 Jan 2022
USD 0.0001 class A common Call Options Written -33,835 70.0000 American 20 Jan 2023
USD 0.0001 class A common Call Options Written -31,007 65.0000 American 20 Jan 2023
USD 0.0001 class A common Call Options Written -20,503 65.0000 American 21 Jan 2022
USD 0.0001 class A common Call Options Written -16,059 55.0000 American 20 Jan 2023
USD 0.0001 class A common Call Options Written -14,443 60.0000 American 20 Jan 2023
USD 0.0001 class A common Call Options Written -7,373 45.0000 American 19 Nov 2021
USD 0.0001 class A common Call Options Written -6,363 50.0000 American 21 Jan 2022
USD 0.0001 class A common Call Options Written -707 40.0000 American 21 Jan 2022
USD 0.0001 class A common Call Options Written -101 60.0000 American 21 Jan 2022
USD 0.0001 class A common Put Options Purchased -418,200 45.0000 American 20 May 2022
USD 0.0001 class A common Put Options Purchased -212,400 55.0000 American 21 Jan 2022
USD 0.0001 class A common Put Options Purchased -211,100 45.0000 American 20 Jan 2023
USD 0.0001 class A common Put Options Purchased -85,700 40.0000 American 19 Nov 2021
USD 0.0001 class A common Put Options Purchased -63,963 50.0000 American 21 Jan 2022
USD 0.0001 class A common Put Options Purchased -52,500 40.0000 American 20 Jan 2023
USD 0.0001 class A common Put Options Purchased -30,000 60.0000 American 19 Nov 2021
USD 0.0001 class A common Put Options Purchased -22,601 60.0000 American 21 Jan 2022
USD 0.0001 class A common Put Options Purchased -16,968 65.0000 American 21 Jan 2022
USD 0.0001 class A common Put Options Purchased -15,000 49.0000 American 29 Oct 2021
USD 0.0001 class A common Put Options Purchased -707 40.0000 American 21 Jan 2022
USD 0.0001 class A common Put Options Written 505 40.0000 American 20 May 2022
USD 0.0001 class A common Put Options Written 9,999 55.0000 American 20 Jan 2023
USD 0.0001 class A common Put Options Written 22,500 60.0000 American 21 Jan 2022
USD 0.0001 class A common Put Options Written 23,230 60.0000 American 19 Nov 2021
USD 0.0001 class A common Put Options Written 45,248 45.0000 American 19 Nov 2021
USD 0.0001 class A common Put Options Written 50,500 60.0000 American 15 Jul 2022
USD 0.0001 class A common Put Options Written 54,944 50.0000 American 20 May 2022
USD 0.0001 class A common Put Options Written 57,600 50.0000 American 21 Jan 2022
USD 0.0001 class A common Put Options Written 111,403 60.0000 American 20 Jan 2023
USD 0.0001 class A common Put Options Written 113,778 40.0000 American 19 Nov 2021
USD 0.0001 class A common Put Options Written 141,400 55.0000 American 19 Nov 2021
USD 0.0001 class A common Put Options Written 201,596 45.0000 American 21 Jan 2022
USD 0.0001 class A common Put Options Written 202,000 45.0000 American 14 Apr 2022
USD 0.0001 class A common Put Options Written 206,222 40.0000 American 20 Jan 2023
USD 0.0001 class A common Put Options Written 223,210 50.0000 American 20 Jan 2023
USD 0.0001 class A common Put Options Written 228,400 55.0000 American 21 Jan 2022
USD 0.0001 class A common Put Options Written 275,033 45.0000 American 20 Jan 2023
USD 0.0001 class A common Put Options Written 501,727 45.0000 American 20 May 2022
3. AGREEMENTS TO PURCHASE OR SELL ETC.
Full details should be given so that the nature of the interest or position
can be fully understood:
It is not necessary to provide details on a Supplemental Form (Open Positions)
with regard to cash-settled derivatives.
The currency of all prices and other monetary amounts should be stated.
The Panel’s Market Surveillance Unit is available for consultation in
relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk
(https://cts.businesswire.com/ct/CT?id=smartlink&url=http%3A%2F%2Fwww.thetakeoverpanel.org.uk&esheet=52516457&newsitemid=20211027005498&lan=en-US&anchor=www.thetakeoverpanel.org.uk&index=2&md5=7ad65f571d4568c6bfcbbf3da1f8ea02)
.
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