REG - Credit Suisse Cap. DraftKings Inc. - Form 8.5 (EPT/NON-RI) - DraftKings Inc

DraftKingsAnnouncement

22/10/2021 11:55

RNS Number : 9790P
  
Credit Suisse Capital LLC
  
22 October 2021
  
 

 
FORM 8.5 (EPT/NON-RI)
 
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY ("RI") STATUS (OR WHERE RI STATUS IS NOT APPLICABLE)
Rule 8.5 of the Takeover Code (the "Code")
 
1.      KEY INFORMATION
 



(a) Name of exempt principal trader:


Credit Suisse Capital LLC




  (b) Name of offeror/offeree in relation to whose        relevant securities this form relates:        Use a separate form for each offeror/offeree


Draftkings Inc




(c) Name of the party to the offer with which exempt        principal trader is connected:


Draftkings Inc




(d) Date position held/dealing undertaken:          For an opening position disclosure, state the latest        practicable date prior to the disclosure 


21-Oct-2021




(e) In addition to the company in 1(b) above, is the       exempt principal trader making disclosures in       respect of any other party to the offer?
If it is a cash offer or possible cash offer, state "N/A"


N/A
If YES, specify which:
 



 
2.      POSITIONS OF THE EXEMPT PRINCIPAL TRADER
 
If there are positions or rights to subscribe to disclose in more than one class of relevant   securities of the offeror or offeree named in 1(b), copy table 2(a) or (b) (as appropriate) for   each additional class of relevant security.
 
(a)     Interests and short positions in the relevant securities of the offeror or offeree            to which the disclosure relates following the dealing (if any)
 



Class of relevant security:


Class A




 


Interests


Short positions




Number


%


Number


%




(1) Relevant securities owned        and/or controlled:


967,207


0.24%


644,130


0.16%




(2) Cash-settled derivatives:


644,130


0.16%


0


0.00%




(3) Stock-settled derivatives       (including options) and       agreements to purchase/sell:


0


0.00%


0


0.00%




TOTAL:


1,611,337


0.40%


644,130


0.16%



 
All interests and all short positions should be disclosed.
 
Details of any open stock-settled derivative positions (including traded options), or   agreements to purchase or sell relevant securities, should be given on a Supplemental   Form 8 (Open Positions).
 
(b)       Rights to subscribe for new securities (including directors' and other employee              options)
 



Class of relevant security in relation to   which subscription right exists:


 




Details, including nature of the rights   concerned and relevant percentages:


 



 
3.     DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER
 
Where there have been dealings in more than one class of relevant securities of the offeror or   offeree named in 1(b), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class   of relevant security dealt in.
 
The currency of all prices and other monetary amounts should be stated.
 
(a)     Purchases and sales
 



Class of relevant security


Purchases/ sales


Total number of securities


Highest price per unit paid/received


Lowest price per unit paid/received




Class A


Purchase


376,138


49.90 (USD)


49.04 (USD)




Class A


Sale


188,069


49.40 (USD)


49.27 (USD)



 
(b)     Cash-settled derivative transactions
 



Class of relevant security


Product descriptione.g. CFD


Nature of dealinge.g. opening/closing a long/short position, increasing/reducing a long/short position


Number of reference securities


Price per unit (USD)




Class A


SWAP


Reducing a long


118,331


49.40




Class A


SWAP


Reducing a long


69,738


49.27



 
(c)     Stock-settled derivative transactions (including options)
 
(i)     Writing, selling, purchasing or varying
 



Class of relevant security


Product descriptione.g. call option


Writing, purchasing, selling, varying etc.


Number of securities to which option relates


Exercise price per unit


Typee.g. American, European etc.


Expiry date


Option money paid/ received per unit




 


 


 


0


0.00


 


 


0.00



 
(ii)     Exercise
 



Class of relevant security


Product descriptione.g. call option


Exercising/ exercised against


Number of securities


Exercise price per unit




 


 


 


0


0.00



 
(d)     Other dealings (including subscribing for new securities)
 



Class of relevant security


Nature of dealinge.g. subscription, conversion


Details


Price per unit (if applicable)




 


 


 


0.00



 
4.       OTHER INFORMATION
 
(a)      Indemnity and other dealing arrangements
 



Details of any indemnity or option arrangement, or any agreement or understanding,   formal or informal, relating to relevant securities which may be an inducement to deal   or refrain from dealing entered into by the exempt principal trader making the   disclosure and any party to the offer or any person acting in concert with a party to the   offer:  
Irrevocable commitments and letters of intent should not be included.  If there are no such   agreements, arrangements or understandings, state "none"





 




 
(b)      Agreements, arrangements or understandings relating to options or derivatives
 



Details of any agreement, arrangement or understanding, formal or informal, between   the exempt principal trader making the disclosure and any other person relating to:   (i) the voting rights of any relevant securities under any option; or     (ii) the voting rights or future acquisition or disposal of any relevant securities to which        any derivative is referenced:  
If there are no such agreements, arrangements or understandings, state "none"





 




 
(c)      Attachments
 



Is a Supplemental Form 8 (Open Positions) attached?


NO



 



Date of disclosure:


22-Oct-2021




Contact name:


Anthony Allen / Paul MacDonald




Telephone number:


0207 888 5416 / 8548



 
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information   Service.
 
The Panel's Market Surveillance Unit is available for consultation in relation to the Code's   disclosure requirements on +44 (0)20 7638 0129.
 
The Code can be viewed on the Panel's website atwww.thetakeoverpanel.org.uk.  

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