REG - Morgan Stanley & Co. DraftKings Inc. - Form 8.5 (EPT/RI)- DraftKings Inc

DraftKingsAnnouncement

25/10/2021 11:45

RNS Number : 1564Q
  
Morgan Stanley & Co. Int'l plc
  
25 October 2021
  
 

FORM 8.5 (EPT/RI)
 
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
 
1.         KEY INFORMATION
 



(a) Name of exempt principal trader:


Morgan Stanley & Co. International plc




(b) Name of offeror/offeree in relation to whose relevant securities this form relates:
     Use a separate form for each offeror/offeree


DraftKings Inc




(c) Name of the party to the offer with which exempt principal trader is connected:


Entain plc




(d) Date dealing undertaken:


22 October 2021




(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to this offer?
     If it is a cash offer or possible cash offer, state "N/A"


YES-ENTAIN PLC



 
2.         DEALINGS BY THE EXEMPT PRINCIPAL TRADER
 
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
 
The currency of all prices and other monetary amounts should be stated.
 
(a)        Purchases and sales
 



Class of relevant security


Purchases/ sales
 


Total number of securities


Highest price per unit paid/received


Lowest price per unit paid/received




USD 0.0001 class A common


SALES


10,019


46.9876 USD


46.1100 USD




USD 0.0001 class A common


PURCHASES


6,665


47.3800 USD


46.1100 USD



 
(b)        Cash-settled derivative transactions
 



Class of relevant security


Product description
e.g. CFD


Nature of dealing
e.g. opening/closing a long/short position, increasing/reducing a long/short position


Number of reference securities


Price per unit




USD 0.0001 class A common


Constant Leverage Certificate (DE000MA48GK5)


SHORT


200


1.3800 EUR




USD 0.0001 class A common


Constant Leverage Certificate X3  (DE000MA20BF5)


LONG


30


4.7800 EUR




USD 0.0001 class A common


Constant Leverage Certificate X3  (DE000MA20BF5)


SHORT


100


4.5500 EUR




USD 0.0001 class A common


Knock Out Warrant (DE000MA88JB4)


LONG


84


0.4300 EUR




USD 0.0001 class A common


Knock Out Warrant (DE000MA88JD0)


LONG


3,000


0.2100 EUR




USD 0.0001 class A common


Knock Out Warrant (DE000MA88JD0)


LONG


12,940


0.2600 EUR




USD 0.0001 class A common


Knock Out Warrant (DE000MA88JE8)


LONG


12,000


0.2000 EUR




USD 0.0001 class A common


Knock Out Warrant(DE000MA20A18)


LONG


450


1.3700 EUR




USD 0.0001 class A common


Knock Out Warrant(DE000MA4K3X9)


SHORT


2,000


0.6800 EUR




USD 0.0001 class A common


Knock Out Warrant(DE000MA6RJP3)


LONG


3,750


1.0900 EUR




USD 0.0001 class A common


Knock Out Warrant(DE000MA6RJP3)


LONG


1,600


1.1000 EUR




USD 0.0001 class A common


Knock Out Warrant(DE000MA6RJP3)


LONG


1,000


1.1300 EUR




USD 0.0001 class A common


Knock Out Warrant(DE000MA6RJP3)


SHORT


850


1.2000 EUR




USD 0.0001 class A common


Knock Out Warrant(DE000MA6RJP3)


SHORT


1,600


1.2800 EUR




USD 0.0001 class A common


Knock Out Warrant(DE000MA6RJP3)Knock Out Warrant(DE000MA6RJP3)


LONG


1,200


1.0500 EUR




USD 0.0001 class A common


Mini Future (DE000MA3B3X1)


SHORT


550


2.0600 EUR




USD 0.0001 class A common


Mini Future (GB00BL083K10)


LONG


1,000


8.6800 SEK




USD 0.0001 class A common


Mini Future (GB00BL083K10)


LONG


251


8.7900 SEK




USD 0.0001 class A common


Mini Future (GB00BL083K10)


SHORT


1,000


8.5300 SEK




USD 0.0001 class A common


Mini Future (GB00BL083K10)


SHORT


136


8.8100 SEK




USD 0.0001 class A common


Mini Future (GB00BL083K10)


SHORT


100


9.3800 SEK



 
(c)        Stock-settled derivative transactions (including options)
 
(i)         Writing, selling, purchasing or varying
 



Class of relevant security


Product description e.g. call option


Writing, purchasing, selling, varying etc.


Number of securities to which option relates


Exercise price per unit


Type
e.g. American, European etc.


Expiry date


Option money paid/ received per unit




N/A


N/A


N/A


N/A


N/A


N/A


N/A


N/A



 
(ii)        Exercise
 



Class of relevant security


Product description
e.g. call option


Exercising/ exercised against


Number of securities


Exercise price per unit




N/A


N/A


N/A


N/A


N/A



 
(d)        Other dealings (including subscribing for new securities)
 



Class of relevant security


Nature of dealing
e.g. subscription, conversion


Details


Price per unit (if applicable)




N/A


N/A


N/A


N/A



 
3.         OTHER INFORMATION
 
(a)        Indemnity and other dealing arrangements
 



Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer:
Irrevocable commitments and letters of intent should not be included.  If there are no such agreements, arrangements or understandings, state "none"




NONE
 



 
(b)        Agreements, arrangements or understandings relating to options or derivatives
 



Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to:
(i)  the voting rights of any relevant securities under any option; or 
(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:
If there are no such agreements, arrangements or understandings, state "none"




NONE
 



 
 



Date of disclosure:


25 October 2021




Contact name:


Craig Horsley




Telephone number:


+44 141 245-7736



 
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.  
 
The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
 
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

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