REG - Duke Capital - Director/PDMR Shareholding

Duke CapitalAnnouncement

04/12/2024 09:45

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RNS Number : 7843O  Duke Capital Limited  04 December 2024

4 December 2024

 

 

 

Duke Capital Limited

 

("Duke Capital", "Duke" or the "Company")

 

Director / PDMR Dealings

 

Further to its announcement on 15 November 2024, and following admission of
the Placing Shares and Subscription Shares to trading on AIM this morning, the
Company announces that the following Directors and/or their persons closely
associated ("PCAs") have acquired the following New Shares issued in
connection with the Fundraising at the Issue Price:

 

 Director/PCA/PDMR                                Number of New Shares subscribed
 Neil Johnson                                     363,636
 Nigel Birrell                                    363,636
 Arlington Group Asset Management Limited ((1))   1,818,181
 Oryx Consulting Limited ((2))                    363,636

((1))  Arlington Group Asset Management Limited, an entity in which Charlie
Cannon Brookes, Executive Director, has a 50 per cent. interest, and which is
a PCA of Mr Cannon Brookes

((2)) Oryx Consulting Limited is a PCA of Maree Wilms, Non-Executive Director
of Duke Capital

Capitalised terms used in this announcement have the meaning given to them in
the Placing and Retail Offer announcement dated 14 November 2024, unless
otherwise defined in this announcement.

The notifications below, made in accordance with the requirements of the EU
Market Abuse Regulation, provides further detail.

 1    Details of the person discharging managerial responsibilities / person closely

    associated

 a)   Name                                                         Neil Johnson

 2    Reason for the notification

 a)   Position/status                                              Chief Executive Officer

 b)   Initial notification /Amendment                              Initial

 3    Details of the issuer, emission allowance market participant, auction

    platform, auctioneer or auction monitor

 a)   Name                                                         Duke Capital Limited

 b)   LEI                                                          213800GUTKPSJ39SER44

 4    Details of the transaction(s): section to be repeated for (i) each type of

    instrument; (ii) each type of transaction; (iii) each date; and (iv) each
      place where transactions have been conducted

 a)   Description of the financial instrument, type of instrument   Ordinary shares of nil par value

      Identification code                                          ISIN: GG00BYZSSY63

 b)   Nature of the transaction                                    Acquisition of shares pursuant to the Subscription

 c)   Price(s) and volume(s)                                       Price(s)              Volume(s)

                                                            27.5 pence per share  363,636

 d)   Aggregated information                                       N/A

      - Aggregated volume

      - Price
 e)   Date of the transaction                                      4 December 2024

 f)   Place of the transaction                                     London Stock Exchange

d)

 

Aggregated information

- Aggregated volume

- Price

N/A

e)

 

Date of the transaction

 

4 December 2024

f)

 

Place of the transaction

 

London Stock Exchange

 

 1    Details of the person discharging managerial responsibilities / person closely

    associated

 a)   Name                                                         Nigel Birrell

 2    Reason for the notification

 a)   Position/status                                              Non-Executive Chairman

 b)   Initial notification /Amendment                              Initial

 3    Details of the issuer, emission allowance market participant, auction

    platform, auctioneer or auction monitor

 a)   Name                                                         Duke Capital Limited

 b)   LEI                                                          213800GUTKPSJ39SER44

 4    Details of the transaction(s): section to be repeated for (i) each type of

    instrument; (ii) each type of transaction; (iii) each date; and (iv) each
      place where transactions have been conducted

 a)   Description of the financial instrument, type of instrument   Ordinary shares of nil par value

      Identification code                                          ISIN: GG00BYZSSY63

 b)   Nature of the transaction                                    Acquisition of shares pursuant to the Subscription

 c)   Price(s) and volume(s)                                       Price(s)              Volume(s)

                                                            27.5 pence per share  363,636

 d)   Aggregated information                                       N/A

      - Aggregated volume

      - Price
 e)   Date of the transaction                                      4 December 2024

 f)   Place of the transaction                                     London Stock Exchange

d)

 

Aggregated information

- Aggregated volume

- Price

N/A

e)

 

Date of the transaction

 

4 December 2024

f)

 

Place of the transaction

 

London Stock Exchange

 

 1    Details of the person discharging managerial responsibilities / person closely

    associated

 a)   Name                                                         Arlington Group Asset Management Limited

 2    Reason for the notification

 a)   Position/status                                              PCA of Charlie Cannon Brookes, Executive Director and Chief Investment Officer

 b)   Initial notification /Amendment                              Initial

 3    Details of the issuer, emission allowance market participant, auction

    platform, auctioneer or auction monitor

 a)   Name                                                         Duke Capital Limited

 b)   LEI                                                          213800GUTKPSJ39SER44

 4    Details of the transaction(s): section to be repeated for (i) each type of

    instrument; (ii) each type of transaction; (iii) each date; and (iv) each
      place where transactions have been conducted

 a)   Description of the financial instrument, type of instrument   Ordinary shares of nil par value

      Identification code                                          ISIN: GG00BYZSSY63

 b)   Nature of the transaction                                    Acquisition of shares pursuant to the Placing

 c)   Price(s) and volume(s)                                       Price(s)              Volume(s)

                                                            27.5 pence per share  1,818,181

 d)   Aggregated information                                       N/A

      - Aggregated volume

      - Price
 e)   Date of the transaction                                      4 December 2024

 f)   Place of the transaction                                     London Stock Exchange

d)

 

Aggregated information

- Aggregated volume

- Price

N/A

e)

 

Date of the transaction

 

4 December 2024

f)

 

Place of the transaction

 

London Stock Exchange

 

 

 

 1    Details of the person discharging managerial responsibilities / person closely

    associated

 a)   Name                                                         Oryx Consulting Limited

 2    Reason for the notification

 a)   Position/status                                              PCA of Maree Wilms, Non-Executive Director

 b)   Initial notification /Amendment                              Initial

 3    Details of the issuer, emission allowance market participant, auction

    platform, auctioneer or auction monitor

 a)   Name                                                         Duke Capital Limited

 b)   LEI                                                          213800GUTKPSJ39SER44

 4    Details of the transaction(s): section to be repeated for (i) each type of

    instrument; (ii) each type of transaction; (iii) each date; and (iv) each
      place where transactions have been conducted

 a)   Description of the financial instrument, type of instrument   Ordinary shares of nil par value

      Identification code                                          ISIN: GG00BYZSSY63

 b)   Nature of the transaction                                    Acquisition of shares pursuant to the Subscription

 c)   Price(s) and volume(s)                                       Price(s)              Volume(s)

                                                            27.5 pence per share  363,636

 d)   Aggregated information                                       N/A

      - Aggregated volume

      - Price
 e)   Date of the transaction                                      4 December 2024

 f)   Place of the transaction                                     London Stock Exchange

d)

 

Aggregated information

- Aggregated volume

- Price

N/A

e)

 

Date of the transaction

 

4 December 2024

f)

 

Place of the transaction

 

London Stock Exchange

***ENDS***

 

 

 

For further information, please visit https://dukecapital.com/
(https://dukecapital.com/)  or contact:

 

 Duke Capital Limited                                                    Neil Johnson / Charles Cannon Brookes / Hugo Evans  +44 (0) 1481 231 816

 Cavendish Capital Markets Limited (Nominated Adviser and Joint Broker)  Stephen Keys / Callum Davidson / Michael Johnson    +44 (0) 207 220 0500

 Canaccord Genuity Limited                                               Adam James / Harry Rees / Sam Lucas                 +44 (0) 207 523 8000

 (Joint Broker)

 SEC Newgate (Financial Communications)                                  Elisabeth Cowell / Alice Cho                        + +44 (0) 20 3757 6882 dukecapital@secnewgate.co.uk

 

 

About Duke Capital

 

Duke is a leading provider of hybrid capital solutions for SME business owners
in Europe and North America, combining the best features of both equity and
debt.

 

Since 2017, Duke has provided unique long-term financing which eliminates
re-financing risk and necessity for a short-term exit by providing a unique
'corporate mortgage' while also aligning its returns to grow with the success
of the business.

 

Duke is focused on generating attractive risk-adjusted returns for
shareholders and has a track record of achieving this across market cycles.
It's three investment pillars are capital preservation, attractive dividend
yield, and to provide upside upon exits.  Duke is listed on the AIM market
under the ticker DUKE and is headquartered in Guernsey.

 

 

 

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