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RNS Number : 6344X Duke Royalty Limited 30 August 2022
30 August 2022
Duke Royalty Limited
("Duke Royalty", "Duke" or the "Company")
Holding(s) in Company
The Company has today been informed that as of 25 August 2022, Canaccord
Genuity Group Inc ("Canaccord"), held 19,824,798 ordinary shares in the
Company representing approximately 4.76% of its issued share capital and total
voting rights. The day prior to this transaction, Canaccord held approximately
5.26% of the Company's issued share capital.
The full TR-1 form is set out below, which includes detail of the Canaccord's
previous shareholding as at 9 March 2021, being the date of the most recently
submitted TR-1 notification by Canaccord to the Company, prior to today's
notification.
TR-1: Standard form for notification of major holdings
NOTIFICATION OF MAJOR HOLDINGS (to be sent to the relevant issuer and to the
FCA in Microsoft Word format if possible)(i)
1a. Identity of the issuer or the underlying issuer of existing shares to DUKE ROYALTY LIMITED
which voting rights are attached(ii):
1b. Please indicate if the issuer is a non-UK issuer (please mark with an
"X" if appropriate)
Non-UK issuer X
2. Reason for the notification (please mark the appropriate box or boxes with
an "X")
An acquisition or disposal of voting rights X
An acquisition or disposal of financial instruments
An event changing the breakdown of voting rights
Other (please specify)(iii):
3. Details of person subject to the notification obligation(iv)
Name CANACCORD GENUITY GROUP INC
City and country of registered office (if applicable) VANCOUVER, CANADA
4. Full name of shareholder(s) (if different from 3.)(v)
Name DISCRETIONARY CLIENTS
City and country of registered office (if applicable) As above
5. Date on which the threshold was crossed or reached(vi): 25 AUGUST 2022
6. Date on which issuer notified (DD/MM/YYYY): 30 AUGUST 2022
7. Total positions of person(s) subject to the notification obligation
% of voting rights attached to shares (total of 8. A) % of voting rights through financial instruments Total of both in % (8.A + 8.B) Total number of voting rights held in issuer (8.A + 8.B) (vii)
(total of 8.B 1 + 8.B 2)
Resulting situation on the date on which threshold was crossed or reached 4.7638 4.7638 19,824,798
Position of previous notification (if 9.1802 9.1802
applicable)
8. Notified details of the resulting situation on the date on which the
threshold was crossed or reached(viii)
A: Voting rights attached to shares
Class/type of Number of voting rights(ix) % of voting rights
shares
ISIN code (if possible)
Direct Indirect Direct Ind
ire
(DTR5.1) (DTR5.2.1) (DTR5.1) ct
(DT
R5.
2.1
)
GG00BYZSSY63 19,824,798 4.7638
SUBTOTAL 8. A 19,824,798 4.7638
B 1: Financial Instruments according to DTR5.3.1R (1) (a)
Type of financial instrument Expiration Exercise/ Number of voting rights that may be acquired if the instrument is % of voting rights
date(x)
Conversion Period(xi)
exercised/converted.
SUBTOTAL 8. B 1
B 2: Financial Instruments with similar economic effect according to DTR5.3.1R
(1) (b)
Type of financial instrument Expiration Exercise/ Physical or cash Number of voting rights % of voting rights
date(x)
Conversion Period (xi)
settlement(xii)
SUBTOTAL 8.B.2
9. Information in relation to the person subject to the notification
obligation (please mark the
applicable box with an "X")
Person subject to the notification obligation is not controlled by any natural
person or legal entity and does not control any other undertaking(s) holding
directly or indirectly an interest in the (underlying) issuer(xiii)
Full chain of controlled undertakings through which the voting rights and/or X
the
financial instruments are effectively held starting with the ultimate
controlling natural person or legal entity(xiv) (please add additional rows as
necessary)
Name(xv) % of voting rights if it equals or is higher than the notifiable threshold % of voting rights through financial instruments if it equals or is higher Total of both if it equals or is higher than the notifiable threshold
than the notifiable threshold
Canaccord Genuity Group Inc. 4.7638 4.7638
Canaccord Genuity Wealth Group Holdings Limited 4.7638 4.7638
Canaccord Genuity Wealth Group Holdings (Jersey) Limited 4.7638 4.7638
Canaccord Genuity Wealth Group Limited 4.7638 4.7638
Canaccord Genuity Wealth Limited 0.8795 0.8795
Hargreave Hale Ltd 3.8843 3.8843
10. In case of proxy voting, please identify:
Name of the proxy holder
The number and % of voting rights held
The date until which the voting rights will be held
11. Additional information(xvi)
Place of completion BLACKPOOL, ENGLAND
Date of completion 30 AUGUST 2022
For further information, please visit www.dukeroyalty.com
(http://www.dukeroyalty.com/) or contact:
Duke Royalty Limited Neil Johnson / Charles Cannon Brookes / Hugo Evans +44 (0) 1481 730 613
Cenkos Securities plc Stephen Keys / Callum Davidson / Michael Johnson +44 (0) 207 397 8900
(Nominated Adviser
and Joint Broker)
Canaccord Genuity Adam James / Georgina McCooke +44 (0) 207 523 8000
(Joint Broker)
SEC Newgate (PR) Elisabeth Cowell / Richard Bicknell / Max Richardson +44 (0) 20 3757 6882
dukeroyalty@secnewgate.co.uk (mailto:dukeroyalty@secnewgate.co.uk)
About Duke Royalty
Duke Royalty Limited provides alternative capital solutions to a diversified
range of profitable and long-established businesses in Europe and abroad.
Duke Royalty's experienced team provide financing solutions to private
companies that are in need of capital but whose owners wish to maintain equity
control of their business. Duke Royalty's royalty investments are intended to
provide robust, stable, long term returns to its shareholders. Duke Royalty is
listed on the AIM market under the ticker DUKE and is headquartered
in Guernsey.
About Duke Royalty
Duke Royalty Limited provides alternative capital solutions to a diversified
range of profitable and long-established businesses in Europe and abroad.
Duke Royalty's experienced team provide financing solutions to private
companies that are in need of capital but whose owners wish to maintain equity
control of their business. Duke Royalty's royalty investments are intended to
provide robust, stable, long term returns to its shareholders. Duke Royalty is
listed on the AIM market under the ticker DUKE and is headquartered
in Guernsey.
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