REG - Morgan Stanley Dundee Precious Met. - Form 8.3 - Dundee Precious Metals Inc
30/07/2025 11:30
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RNS Number : 2083T Morgan Stanley 30 July 2025
FORM 8.3
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
Rule 8.3 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Full name of discloser: Morgan Stanley
(b) Owner or controller of interests and short positions disclosed, if Morgan Stanley Canada Limited
different from 1(a):
Morgan Stanley Europe SE
The naming of nominee or vehicle companies is insufficient. For a
trust, the trustee(s), settlor and beneficiaries must be named.
(c) Name of offeror/offeree in relation to whose relevant securities this form Dundee Precious Metals Inc.
relates:
Use a separate form for each offeror/offeree
(d) If an exempt fund manager connected with an offeror/offeree, state this N/A
and specify identity of offeror/offeree:
(e) Date position held/dealing undertaken: 29 July 2025
For an opening position disclosure, state the latest practicable date
prior to the disclosure
(f) In addition to the company in 1(c) above, is the discloser making YES - Adriatic Metals plc
disclosures in respect of any other party to the offer?
If it is a cash offer or possible cash offer, state "N/A"
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
If there are positions or rights to subscribe to disclose in more than one
class of relevant securities of the offeror or offeree named in 1(c), copy
table 2(a) or (b) (as appropriate) for each additional class of relevant
security.
(a) Interests and short positions in the relevant securities of
the offeror or offeree to which the disclosure relates following the dealing
(if any)
Class of relevant security: Common
Interests Short positions
Number % Number %
(1) Relevant securities owned and/or controlled: 2,298,513 1.38 2,298,513 1.38
(2) Cash-settled derivatives: 2,320,911 1.39 597,534 0.36
(3) Stock-settled derivatives (including options) and agreements to 0 0.00 0 0.00
purchase/sell:
4,619,424 2.77 2,896,047 1.74
TOTAL:
All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions (including traded
options), or agreements to purchase or sell relevant securities, should be
given on a Supplemental Form 8 (Open Positions).
(b) Rights to subscribe for new securities (including directors'
and other employee options
Class of relevant security in relation to which subscription right exists: NO
Details, including nature of the rights concerned and relevant percentages: NO
3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
Where there have been dealings in more than one class of relevant securities
of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as
appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security Purchase/sale Number of securities Price per unit
Common PURCHASE 700 22.7900 CAD
Common PURCHASE 392 22.9209 CAD
Common PURCHASE 4,300 22.9586 CAD
Common PURCHASE 600 22.9733 CAD
Common PURCHASE 1,700 22.9971 CAD
Common PURCHASE 500 22.9980 CAD
Common PURCHASE 4,724 23.0083 CAD
Common PURCHASE 11,338 23.0107 CAD
Common PURCHASE 13,445 23.0135 CAD
Common PURCHASE 25,900 23.0233 CAD
Common PURCHASE 2,200 23.0518 CAD
Common SALE 524 22.9609 CAD
Common SALE 56,555 23.0000 CAD
Common SALE 1,300 23.0031 CAD
Common SALE 3,361 23.0294 CAD
Common SALE 400 23.0400 CAD
Common SALE 2,959 23.0529 CAD
Common SALE 700 23.1086 CAD
Common PURCHASE 50 22.9400 CAD
Common SALE 50 22.9400 CAD
(b) Cash-settled derivative transactions
Class of relevant security Product description Nature of dealing Number of reference securities Price per unit
e.g. CFD e.g. opening/closing a long/short position, increasing/reducing a long/short
position
Common CFD increasing a long position 524 22.9609 CAD
Common CFD increasing a long position 8,900 23.0004 CAD
Common CFD increasing a long position 1,300 23.0031 CAD
Common CFD increasing a long position 3,361 23.0294 CAD
Common CFD increasing a long position 2,959 23.0529 CAD
Common CFD increasing a long position 700 23.1086 CAD
Common CFD increasing a short position 700 22.7900 CAD
Common CFD increasing a short position 400 22.9900 CAD
Common CFD increasing a short position 700 22.9900 CAD
Common CFD increasing a short position 500 22.9980 CAD
Common CFD increasing a short position 200 23.0100 CAD
Common CFD increasing a short position 400 23.0100 CAD
Common CFD reducing a long position 392 22.9209 CAD
Common CFD reducing a long position 4,300 22.9586 CAD
Common CFD reducing a long position 100 22.9733 CAD
Common CFD reducing a long position 100 22.9733 CAD
Common CFD reducing a long position 400 22.9733 CAD
Common CFD reducing a long position 3,738 22.9898 CAD
Common CFD reducing a long position 4,624 23.0059 CAD
Common CFD reducing a long position 9,845 23.0088 CAD
Common CFD reducing a long position 7,600 23.0210 CAD
Common CFD reducing a long position 25,900 23.0233 CAD
Common CFD reducing a long position 3,600 23.0264 CAD
Common CFD reducing a long position 2,000 23.0440 CAD
Common CFD reducing a long position 100 23.1200 CAD
Common CFD reducing a long position 200 23.1300 CAD
Common CFD reducing a short position 4,300 23.0000 CAD
Common CFD reducing a short position 400 23.0400 CAD
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security Product description e.g. call option Writing, purchasing, selling, varying etc. Number of securities to which option relates Exercise price per unit Type Expiry date Option money paid/ received per unit
e.g. American, European etc.
N/A N/A N/A N/A N/A N/A N/A N/A
(ii) Exercise
Class of relevant security Product description Exercising/ exercised against Number of securities Exercise price per unit
e.g. call option
N/A N/A N/A N/A N/A
(d) Other dealings (including subscribing for new securities)
Class of relevant security Nature of dealing Details Price per unit (if applicable)
e.g. subscription, conversion
N/A N/A N/A N/A
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or
understanding, formal or informal, relating to relevant securities which may
be an inducement to deal or refrain from dealing entered into by the person
making the disclosure and any party to the offer or any person acting in
concert with a party to the offer:
Irrevocable commitments and letters of intent should not be included. If there
are no such agreements, arrangements or understandings, state "none"
NONE
(b) Agreements, arrangements or understandings relating to
options or derivatives
Details of any agreement, arrangement or understanding, formal or informal,
between the person making the disclosure and any other person relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any relevant
securities to which any derivative is referenced:
If there are no such agreements, arrangements or understandings, state "none"
NONE
(c) Attachments
Is a Supplemental Form 8 (Open Positions) attached? NO
Date of disclosure: 30 July 2025
Contact name: Claire Gordon
Telephone number*: +44 141 245-8893
Public disclosures under Rule 8 of the Code must be made to a Regulatory
Information Service.
The Panel's Market Surveillance Unit is available for consultation in relation
to the Code's disclosure requirements on +44 (0)20 7638 0129.
*If the discloser is a natural person, a telephone number does not need to be
included, provided contact information has been provided to the Panel's Market
Surveillance Unit.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk
(http://www.thetakeoverpanel.org.uk) .
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