REG - Morgan Stanley Dundee Precious Met. - Form 8.3 - Dundee Precious
05/06/2025 13:30
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RNS Number : 6564L Morgan Stanley 05 June 2025
FORM 8.3
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
Rule 8.3 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Full name of discloser: Morgan Stanley
(b) Owner or controller of interests and short positions disclosed, if Morgan Stanley Canada Limited
different from 1(a):
The naming of nominee or vehicle companies is insufficient. For a
trust, the trustee(s), settlor and beneficiaries must be named.
(c) Name of offeror/offeree in relation to whose relevant securities this form Dundee Precious Metals Inc.
relates:
Use a separate form for each offeror/offeree
(d) If an exempt fund manager connected with an offeror/offeree, state this N/A
and specify identity of offeror/offeree:
(e) Date position held/dealing undertaken: 04 June 2025
For an opening position disclosure, state the latest practicable date
prior to the disclosure
(f) In addition to the company in 1(c) above, is the discloser making YES- Adriatic Metals plc
disclosures in respect of any other party to the offer?
If it is a cash offer or possible cash offer, state "N/A"
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
If there are positions or rights to subscribe to disclose in more than one
class of relevant securities of the offeror or offeree named in 1(c), copy
table 2(a) or (b) (as appropriate) for each additional class of relevant
security.
(a) Interests and short positions in the relevant securities of
the offeror or offeree to which the disclosure relates following the dealing
(if any)
Class of relevant security: Common
Interests Short positions
Number % Number %
(1) Relevant securities owned and/or controlled: 1,178,509 0.71 924,959 0.55
(2) Cash-settled derivatives: 841,812 0.5 1,170,747 0.7
(3) Stock-settled derivatives (including options) and agreements to 0 0.00 0 0.00
purchase/sell:
2,020,321 1.21 2,095,706 1.25
TOTAL:
All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions (including traded
options), or agreements to purchase or sell relevant securities, should be
given on a Supplemental Form 8 (Open Positions).
(b) Rights to subscribe for new securities (including directors'
and other employee options
Class of relevant security in relation to which subscription right exists: NO
Details, including nature of the rights concerned and relevant percentages: NO
3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
Where there have been dealings in more than one class of relevant securities
of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as
appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security Purchase/sale Number of securities Price per unit
Common PURCHASE 8,200 22.0854 CAD
Common PURCHASE 3,500 22.1279 CAD
Common PURCHASE 300 22.1300 CAD
Common PURCHASE 2,332 22.1537 CAD
Common PURCHASE 4,500 22.1624 CAD
Common SALE 5,900 22.0700 CAD
Common SALE 1,900 22.2411 CAD
Common SALE 29,877 22.2419 CAD
Common SALE 7,500 22.2561 CAD
Common SALE 78 22.2600 CAD
Common SALE 200 22.2900 CAD
Common SALE 600 22.2950 CAD
Common SALE 12,401 22.3227 CAD
Common SALE 4,400 22.3259 CAD
Common SALE 9,301 22.3724 CAD
Common SALE 3,000 22.3973 CAD
Common SALE 1,300 22.4669 CAD
Common SALE 1,432 22.4728 CAD
Common SALE 300 22.4933 CAD
(b) Cash-settled derivative transactions
Class of relevant security Product description Nature of dealing Number of reference securities Price per unit
e.g. CFD e.g. opening/closing a long/short position, increasing/reducing a long/short
position
Common CFD increasing a long position 7,577 22.2123 CAD
Common CFD increasing a long position 22,300 22.2520 CAD
Common CFD increasing a long position 7,500 22.2561 CAD
Common CFD increasing a long position 78 22.2600 CAD
Common CFD increasing a long position 100 22.2900 CAD
Common CFD increasing a long position 200 22.2950 CAD
Common CFD increasing a long position 400 22.2950 CAD
Common CFD increasing a long position 4,400 22.3259 CAD
Common CFD increasing a long position 3,000 22.3973 CAD
Common CFD increasing a long position 1,432 22.4728 CAD
Common CFD increasing a long position 200 22.5950 CAD
Common CFD increasing a short position 8,200 22.0854 CAD
Common CFD increasing a short position 300 22.1300 CAD
Common CFD reducing a long position 2,900 22.0700 CAD
Common CFD reducing a long position 3,500 22.1279 CAD
Common CFD reducing a long position 2,232 22.1485 CAD
Common CFD reducing a long position 100 22.2700 CAD
Common CFD reducing a long position 1,600 22.3300 CAD
Common CFD reducing a short position 1,900 22.2411 CAD
Common CFD reducing a short position 1 22.2600 CAD
Common CFD reducing a short position 1 22.2600 CAD
Common CFD reducing a short position 200 22.2900 CAD
Common CFD reducing a short position 12,400 22.3227 CAD
Common CFD reducing a short position 9,300 22.3724 CAD
Common CFD reducing a short position 1,000 22.4669 CAD
Common CFD reducing a short position 300 22.4669 CAD
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security Product description e.g. call option Writing, purchasing, selling, varying etc. Number of securities to which option relates Exercise price per unit Type Expiry date Option money paid/ received per unit
e.g. American, European etc.
N/A N/A N/A N/A N/A N/A N/A N/A
(ii) Exercise
Class of relevant security Product description Exercising/ exercised against Number of securities Exercise price per unit
e.g. call option
N/A N/A N/A N/A N/A
(d) Other dealings (including subscribing for new securities)
Class of relevant security Nature of dealing Details Price per unit (if applicable)
e.g. subscription, conversion
N/A N/A N/A N/A
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or
understanding, formal or informal, relating to relevant securities which may
be an inducement to deal or refrain from dealing entered into by the person
making the disclosure and any party to the offer or any person acting in
concert with a party to the offer:
Irrevocable commitments and letters of intent should not be included. If there
are no such agreements, arrangements or understandings, state "none"
NONE
(b) Agreements, arrangements or understandings relating to
options or derivatives
Details of any agreement, arrangement or understanding, formal or informal,
between the person making the disclosure and any other person relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any relevant
securities to which any derivative is referenced:
If there are no such agreements, arrangements or understandings, state "none"
NONE
(c) Attachments
Is a Supplemental Form 8 (Open Positions) attached? NO
Date of disclosure: 05 June 2025
Contact name: Craig Horsley
Telephone number*: +44 141 245-7736
Public disclosures under Rule 8 of the Code must be made to a Regulatory
Information Service.
The Panel's Market Surveillance Unit is available for consultation in relation
to the Code's disclosure requirements on +44 (0)20 7638 0129.
*If the discloser is a natural person, a telephone number does not need to be
included, provided contact information has been provided to the Panel's Market
Surveillance Unit.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk
(http://www.thetakeoverpanel.org.uk) .
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