REG - Morgan Stanley Dundee Precious Met. - Form 8.3 - Replacement of Dundee Precious Metals
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RNS Number : 5492R Morgan Stanley 17 July 2025
AMENDMENT(2(a), 3(b))
FORM 8.3
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
Rule 8.3 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Full name of discloser: Morgan Stanley
(b) Owner or controller of interests and short positions disclosed, if Morgan Stanley Canada Limited
different from 1(a):
Morgan Stanley Europe SE
The naming of nominee or vehicle companies is insufficient. For a
trust, the trustee(s), settlor and beneficiaries must be named.
(c) Name of offeror/offeree in relation to whose relevant securities this form Dundee Precious Metals Inc.
relates:
Use a separate form for each offeror/offeree
(d) If an exempt fund manager connected with an offeror/offeree, state this N/A
and specify identity of offeror/offeree:
(e) Date position held/dealing undertaken: 15 July 2025
For an opening position disclosure, state the latest practicable date
prior to the disclosure
(f) In addition to the company in 1(c) above, is the discloser making YES-Adriatic Metals plc
disclosures in respect of any other party to the offer?
If it is a cash offer or possible cash offer, state "N/A"
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
If there are positions or rights to subscribe to disclose in more than one
class of relevant securities of the offeror or offeree named in 1(c), copy
table 2(a) or (b) (as appropriate) for each additional class of relevant
security.
(a) Interests and short positions in the relevant securities of
the offeror or offeree to which the disclosure relates following the dealing
(if any)
Class of relevant security: Common
Interests Short positions
Number % Number %
(1) Relevant securities owned and/or controlled: 2,328,883 1.4 2,328,883 1.4
(2) Cash-settled derivatives: 2,358,838 1.41 683,943 0.41
(3) Stock-settled derivatives (including options) and agreements to 0 0.00 0 0.00
purchase/sell:
4,687,721 2.81 3,012,826 1.81
TOTAL:
All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions (including traded
options), or agreements to purchase or sell relevant securities, should be
given on a Supplemental Form 8 (Open Positions).
(b) Rights to subscribe for new securities (including directors'
and other employee options
Class of relevant security in relation to which subscription right exists: NO
Details, including nature of the rights concerned and relevant percentages: NO
3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
Where there have been dealings in more than one class of relevant securities
of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as
appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security Purchase/sale Number of securities Price per unit
Common PURCHASE 28,923 22.4200 CAD
Common PURCHASE 7,347 22.4244 CAD
Common PURCHASE 3,995 22.4368 CAD
Common PURCHASE 4,216 22.4568 CAD
Common PURCHASE 1,100 22.4800 CAD
Common PURCHASE 1,500 22.4940 CAD
Common PURCHASE 700 22.5300 CAD
Common PURCHASE 534 22.5517 CAD
Common PURCHASE 204 22.6900 CAD
Common SALE 200 22.3200 CAD
Common SALE 4,200 22.4200 CAD
Common SALE 11,161 22.4377 CAD
Common SALE 2,000 22.4530 CAD
Common SALE 600 22.4567 CAD
Common SALE 22,601 22.4571 CAD
Common SALE 307 22.4600 CAD
Common SALE 4,003 22.5336 CAD
Common SALE 847 22.6256 CAD
Common SALE 2,600 22.6431 CAD
Common PURCHASE 188 22.6170 CAD
Common PURCHASE 170 22.6500 CAD
Common SALE 188 22.6170 CAD
Common SALE 170 22.6500 CAD
(b) Cash-settled derivative transactions
Class of relevant security Product description Nature of dealing Number of reference securities Price per unit
e.g. CFD e.g. opening/closing a long/short position, increasing/reducing a long/short
position
Common CFD increasing a long position 200 22.3200 CAD
Common CFD increasing a long position 6,700 22.4097 CAD
Common CFD increasing a long position 900 22.4200 CAD
Common CFD increasing a long position 100 22.4200 CAD
Common CFD increasing a long position 10,000 22.4277 CAD
Common CFD increasing a long position 2,000 22.4530 CAD
Common CFD increasing a long position 600 22.4567 CAD
Common CFD increasing a long position 4,361 22.4810 CAD
Common CFD increasing a long position 11,701 22.4851 CAD
Common CFD increasing a long position 847 22.6256 CAD
Common CFD increasing a short position 1,500 22.4940 CAD
Common CFD reducing a long position 1,200 22.3692 CAD
Common CFD reducing a long position 6,526 22.4169 CAD
Common CFD reducing a long position 4,216 22.4568 CAD
Common CFD reducing a long position 2,795 22.4658 CAD
Common CFD reducing a long position 700 22.4757 CAD
Common CFD reducing a long position 821 22.4837 CAD
Common CFD reducing a long position 400 22.4875 CAD
Common CFD reducing a long position 200 22.5300 CAD
Common CFD reducing a long position 500 22.5300 CAD
Common CFD reducing a long position 534 22.5517 CAD
Common CFD reducing a long position 100 22.6300 CAD
Common CFD reducing a short position 4,200 22.4200 CAD
Common CFD reducing a short position 307 22.4600 CAD
Common CFD reducing a short position 100 22.6300 CAD
Common CFD reducing a short position 2,600 22.6431 CAD
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security Product description e.g. call option Writing, purchasing, selling, varying etc. Number of securities to which option relates Exercise price per unit Type Expiry date Option money paid/ received per unit
e.g. American, European etc.
N/A N/A N/A N/A N/A N/A N/A N/A
(ii) Exercise
Class of relevant security Product description Exercising/ exercised against Number of securities Exercise price per unit
e.g. call option
N/A N/A N/A N/A N/A
(d) Other dealings (including subscribing for new securities)
Class of relevant security Nature of dealing Details Price per unit (if applicable)
e.g. subscription, conversion
N/A N/A N/A N/A
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or
understanding, formal or informal, relating to relevant securities which may
be an inducement to deal or refrain from dealing entered into by the person
making the disclosure and any party to the offer or any person acting in
concert with a party to the offer:
Irrevocable commitments and letters of intent should not be included. If there
are no such agreements, arrangements or understandings, state "none"
NONE
(b) Agreements, arrangements or understandings relating to
options or derivatives
Details of any agreement, arrangement or understanding, formal or informal,
between the person making the disclosure and any other person relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any relevant
securities to which any derivative is referenced:
If there are no such agreements, arrangements or understandings, state "none"
NONE
(c) Attachments
Is a Supplemental Form 8 (Open Positions) attached? NO
Date of disclosure: 17 July 2025
Contact name: Claire Gordon
Telephone number*: +44 141 245-8893
Public disclosures under Rule 8 of the Code must be made to a Regulatory
Information Service.
The Panel's Market Surveillance Unit is available for consultation in relation
to the Code's disclosure requirements on +44 (0)20 7638 0129.
*If the discloser is a natural person, a telephone number does not need to be
included, provided contact information has been provided to the Panel's Market
Surveillance Unit.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk
(http://www.thetakeoverpanel.org.uk) .
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