REG - Ergomed plc - Holdings in Company <Origin Href="QuoteRef">ERGO.L</Origin>
RNS Number : 5074BErgomed plc10 January 2018TR-1: Standard form for notification of major holdings
1a. Identity of the issuer or the underlying issuer of existing shares to which voting rights are attachedii:
Ergomed Plc
1b. Please indicate if the issuer is a non-UK issuer (please mark with an "X" if appropriate)
Non-UK issuer
2. Reason for the notification (please mark the appropriate box or boxes with an "X")
An acquisition or disposal of voting rights
An acquisition or disposal of financial instruments
An event changing the breakdown of voting rights
Other (please specify)iii: See Section 11 - Additional Information
X
3. Details of person subject to the notification obligationiv
Name
BGF Investment Management Limited
(a/c BGF Investments LP)
City and country of registered office (if applicable)
London, England
4. Full name of shareholder(s) (if different from 3.)v
Name
Pershing Securities Limited
(via Pershing Nominees Limited)
City and country of registered office (if applicable)
Liverpool, England
5. Date on which the threshold was crossed or reachedvi:
01/10/2017
6. Date on which issuer notified (DD/MM/YYYY):
10/01/2018
7. Total positions of person(s) subject to the notification obligation
% of voting rights attached to shares (total of 8. A)
% of voting rights through financial instruments
(total of 8.B 1 + 8.B 2)Total of both in % (8.A + 8.B)
Total number of voting rights of issuervii
Resulting situation on the date on which threshold was crossed or reached
3.347%
0
3.347%
42,680,813
Position of previous notification (if
applicable)
3.347%
0
3.347%
8. Notified details of the resulting situation on the date on which the threshold was crossed or reachedviii
A: Voting rights attached to shares
Class/type of
sharesISIN code (if possible)
Number of voting rightsix
% of voting rights
Direct
(Art 9 of Directive 2004/109/EC) (DTR5.1)
Indirect
(Art 10 of Directive 2004/109/EC) (DTR5.2.1)
Direct
(Art 9 of Directive 2004/109/EC) (DTR5.1)
Indirect
(Art 10 of Directive 2004/109/EC) (DTR5.2.1)
Ordinary Shares
GB00BN7ZCY67
-
1,428,571
-
3.347%
SUBTOTAL 8. A
1,428,571
3.347%
B 1: Financial Instruments according to Art. 13(1)(a) of Directive 2004/109/EC (DTR5.3.1.1 (a))
Type of financial instrument
Expiration
datexExercise/
Conversion PeriodxiNumber of voting rights that may be acquired if the instrument is
exercised/converted.
% of voting rights
SUBTOTAL 8. B 1
B 2: Financial Instruments with similar economic effect according to Art. 13(1)(b) of Directive 2004/109/EC (DTR5.3.1.1 (b))
Type of financial instrument
Expiration
datexExercise/
Conversion Period xiPhysical or cash
settlementxii
Number of voting rights
% of voting rights
SUBTOTAL 8.B.2
9. Information in relation to the person subject to the notification obligation (please mark the
applicable box with an "X")
Person subject to the notification obligation is not controlled by any natural person or legal entity and does not control any other undertaking(s) holding directly or indirectly an interest in the (underlying) issuerxiii
Full chain of controlled undertakings through which the voting rights and/or the
financial instruments are effectively held starting with the ultimate controlling natural person or legal entityxiv (please add additional rows as necessary)X
Namexv
% of voting rights if it equals or is higher than the notifiable threshold
% of voting rights through financial instruments if it equals or is higher than the notifiable threshold
Total of both if it equals or is higher than the notifiable threshold
BGF Group Limited
3.347%
-
3.347%
BGF Investment Management Limited
3.347%
-
3.347%
10. In case of proxy voting, please identify:
Name of the proxy holder
N/A
The number and % of voting rights held
N/A
The date until which the voting rights will be held
N/A
11. Additional informationxvi
On 25 May 2016, Business Growth Fund plc issued a TR1 (as a person subject to the notification obligation). Business Growth Fund plc was acting in its capacity as general partner of BGF Investments LP and therefore exercises the voting rights attaching to the shares.
On 1 October 2017, the general partner of BGF Investments LP changed to BGF GP Limited and on the same day such general partner appointed BGF Investment Management Limited to act as its manager which includes exercising all voting rights attached to the shares detailed above.
Place of completion
13-15 York Buildings, London, WC2N 6JU
Date of completion
10/01/2018
This information is provided by RNSThe company news service from the London Stock ExchangeENDHOLBMMTTMBABBPP
Recent news on Ergomed
See all newsREG - Ergomed plc - Cancellation of admission to trading of shares
AnnouncementREG - AIM Ergomed plc - Cancellation - Ergomed plc
AnnouncementREG - Takeover Panel - Disclosure Table
AnnouncementREG-Millennium Partners, L.P. Form 8.3 - Ergomed plc
AnnouncementREG - BlackRock Group Ergomed plc - Form 8.3 - Ergomed plc
Announcement