REG - Facilities by ADF - Holding(s) in Company

Facilities by ADFAnnouncement

10/01/2022 07:05

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RNS Number : 8507X  Facilities by ADF plc  10 January 2022

TR-1: Standard form for notification of major holdings

 

 NOTIFICATION OF MAJOR HOLDINGS (to be sent to the relevant issuer and to the
 FCA in Microsoft Word format if possible) (i)

 1a. Identity of the issuer or the underlying issuer of existing shares to                                                                                                    FACILITIES BY ADF PLC
 which voting rights are attached (ii):
 1b. Please indicate if the issuer is a non-UK issuer  (please mark with an
 "X" if appropriate)
 Non-UK issuer
 2. Reason for the notification (please mark the appropriate box or boxes with
 an "X")
 An acquisition or disposal of voting rights                                                                                                                                                                                                                                                                                 X
 An acquisition or disposal of financial instruments
 An event changing the breakdown of voting rights                                                                                                                                                                                                                                                                            X
 Other (please specify) (iii):
 3. Details of person subject to the notification obligation (iv)
 Name                                                                                                                                                                         CANACCORD GENUITY GROUP INC
 City and country of registered office (if applicable)                                                                                                                        VANCOUVER, CANADA
 4. Full name of shareholder(s) (if different from 3.) (v)
 Name                                                                                                                                                                         DISCRETIONARY CLIENTS
 City and country of registered office (if applicable)                                                                                                                        As above
 5. Date on which the threshold was crossed or reached (vi):                                                                                                                  05 JANUARY 2022
 6. Date on which issuer notified (DD/MM/YYYY):                                                                                                                               07 JANUARY 2022
 7. Total positions of person(s) subject to the notification obligation
                                                                               % of voting rights attached to shares (total of 8. A)            % of voting rights through financial instruments            Total of both in % (8.A + 8.B)                                     Total number of voting rights held in issuer (8.A + 8.B) (vii)

(total of 8.B 1 + 8.B 2)
 Resulting situation on the date on which threshold was crossed or reached     6.6225                                                                                                                       6.6225                                                             5,000,000
 Position of previous notification (if                                         N/A                                                                                                                          N/A

 applicable)
                                        8. Notified details of the resulting situation on the date on which the
                                        threshold was crossed or reached (viii)
                                        A: Voting rights attached to shares
                                        Class/type of                                           Number of voting rights (ix)                                                                                                             % of voting rights

shares

                                        ISIN code (if possible)
                                                                                                                                Direct                                                       Indirect                                                                          Direct                                                               Ind

                                                                    ire
                                                                                                                                (DTR5.1)                                                      (DTR5.2.1)                                                                       (DTR5.1)                                                             ct

                                                                                                                                                                                                                                                                                                                                                    (DT
                                                                                                                                                                                                                                                                                                                                                    R5.
                                                                                                                                                                                                                                                                                                                                                    2.1
                                                                                                                                                                                                                                                                                                                                                    )
                                        GB00BNZGNM64                                                                                                           5,000,000                                                                                                                              6.6225

                                        SUBTOTAL 8. A                                           5,000,000                                                                                                                                6.6225

                                        B 1: Financial Instruments according to DTR5.3.1R (1) (a)
                                        Type of financial instrument                            Expiration                      Exercise/                                                                             Number of voting rights that may be acquired if the instrument is               % of voting rights

date (x)
Conversion Period (xi)

                                                                                                                                                                                                                      exercised/converted.

                                                                                                                                SUBTOTAL 8. B 1

                                        B 2: Financial Instruments with similar economic effect according to DTR5.3.1R
                                        (1) (b)
                                        Type of financial instrument                                            Expiration      Exercise/                                                    Physical or cash                                               Number of voting rights                   % of voting rights

date (x)
Conversion Period (xi)

                                                                                                                                                                                             Settlement (xii)

                                                                                                                                                                                             SUBTOTAL 8.B.2

 

 

 

 9. Information in relation to the person subject to the notification
 obligation (please mark the

 applicable box with an "X")
 Person subject to the notification obligation is not controlled by any natural
 person or legal entity and does not control any other undertaking(s) holding
 directly or indirectly an interest in the (underlying) issuer (xiii)
 Full chain of controlled undertakings through which the voting rights and/or                                                                                                                                                                           X
 the

financial instruments are effectively held starting with the ultimate
 controlling natural person or legal entity (please add additional rows as
 necessary) (xiv)
 Name (xv)                                                 % of voting rights if it equals or is higher than the notifiable threshold  % of voting rights through financial instruments if it equals or is higher  Total of both if it equals or is higher than the notifiable threshold
                                                                                                                                       than the notifiable threshold
 Canaccord Genuity Group Inc.                              6.6225                                                                                                                                                  6.6225
 Canaccord Genuity Wealth Group Holdings Limited           6.6225                                                                                                                                                  6.6225
 Canaccord Genuity Wealth Group Holdings (Jersey) Limited  6.6225                                                                                                                                                  6.6225
 Canaccord Genuity Wealth Group Limited                    6.6225                                                                                                                                                  6.6225
 Hargreave Hale Ltd                                        6.6225                                                                                                                                                  6.6225

 

 10. In case of proxy voting, please identify:
 Name of the proxy holder
 The number and % of voting rights held
 The date until which the voting rights will be held

 

 11. Additional information(xvi)
 The holdings disclosed were obtained in the placing by Facilities by ADF plc,
 which occurred along with the admission to trading on AIM on 05/01/2022.

 

 Place of completion  BLACKPOOL, ENGLAND
 Date of completion   07 JANUARY 2022

 

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