REG - FD Technologies PLC - Holding(s) in Company
15/03/2024 16:45
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RNS Number : 1159H FD Technologies PLC 15 March 2024
TR-1: Standard form for notification of major holdings
NOTIFICATION OF MAJOR HOLDINGS (to be sent to the relevant issuer and to the
FCA in Microsoft Word format if possible) (i)
1a. Identity of the issuer or the underlying issuer of existing shares to FD Technologies Plc
which voting rights are attached (ii):
1b. Please indicate if the issuer is a non-UK issuer (please mark with an "X"
if appropriate)
Non-UK issuer
2. Reason for the notification (please mark the appropriate box or boxes with
an "X")
An acquisition or disposal of voting rights X
An acquisition or disposal of financial instruments X
An event changing the breakdown of voting rights
Other (please specify) (iii):
3. Details of person subject to the notification obligation (iv)
Name Jefferies Financial Group Inc.
City and country of registered office (if applicable) New York, United States
4. Full name of shareholder(s) (if different from 3.) (v)
Name
City and country of registered office (if applicable)
5. Date on which the threshold was crossed or reached (vi): 13(th) March 2024
6. Date on which issuer notified (DD/MM/YYYY): 15(th) March 2024
7. Total positions of person(s) subject to the notification obligation
% of voting rights attached to shares (total of 8. A) % of voting rights through financial instruments Total of both in % (8.A + 8.B) Total number of voting rights held in issuer (8.A + 8.B) (vii)
(total of 8.B 1 + 8.B 2)
Resulting situation on the date on which threshold was crossed or reached 0.07% 5.92% 6.00% 1,685,903
Position of previous notification (if 1.44% 4.56% 6.00%
applicable)
8. Notified details of the resulting situation on the date on which the
threshold was crossed or reached (viii)
A: Voting rights attached to shares
Class/type of Number of voting rights (ix) % of voting rights
shares
ISIN code (if possible)
Direct Indirect Direct Indirect
(DTR5.1) (DTR5.2.1) (DTR5.1) (DTR5.2.1)
GB0031477770 20,649 0.07%
SUBTOTAL 8. A 405,474 0.07%
B 1: Financial Instruments according to DTR5.3.1R (1) (a)
Type of financial instrument Expiration Exercise/ Number of voting rights that may be acquired if the instrument is % of voting rights
date (x)
Conversion Period (xi)
exercised/converted.
Triparty - with right of recall Open Expiration 429,675 1.52%
Stock Loan - with right of recall Open Expiration 685,299 2.43%
SUBTOTAL 8. B 1 1,114,974 3.96%
B 2: Financial Instruments with similar economic effect according to DTR5.3.1R
(1) (b)
Type of financial instrument Expiration Exercise/ Physical or cash Number of voting rights % of voting rights
date (x)
Conversion Period (xi)
Settlement (xii)
Equity Swap 10/01/2025 Cash 176 0.00
Equity Swap 04/12/2024 Cash 733 0.00
Equity Swap 10/12/2024 Cash 1,921 0.01
Equity Swap 30/01/2025 Cash 3,400 0.01
Equity Swap 04/12/2024 Cash 3,855 0.01
Equity Swap 15/01/2025 Cash 20,195 0.07
Equity Swap 22/05/2025 Cash 320,000 1.14
Equity Swap 15/04/2024 Cash 200,000 0.71%
SUBTOTAL 8.B.2 350,280 1.95%
9. Information in relation to the person subject to the notification
obligation (please mark the
applicable box with an "X")
Person subject to the notification obligation is not controlled by any natural
person or legal entity and does not control any other undertaking(s) holding
directly or indirectly an interest in the (underlying) issuer (xiii)
Full chain of controlled undertakings through which the voting rights and/or X
the
financial instruments are effectively held starting with the ultimate
controlling natural person or legal entity (please add additional rows as
necessary) (xiv)
Name (xv) % of voting rights if it equals or is higher than the notifiable threshold % of voting rights through financial instruments if it equals or is higher Total of both if it equals or is higher than the notifiable threshold
than the notifiable threshold
Jefferies Financial Group Inc.
Jefferies International Limited 0.07% 5.92% 6.00%
10. In case of proxy voting, please identify:
Name of the proxy holder
The number and % of voting rights held
The date until which the voting rights will be held
11. Additional information (xvi)
Place of completion London, United Kingdom
Date of completion 15(th) March 2024
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