REG - JPMorgan Sec.Plc FD Technologies PLC - Form 8.5 (EPT/RI)-FD Technologies plc Amend

FD TechnologiesAnnouncement

04/07/2025 15:15

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RNS Number : 8652P  JPMorgan Securities Plc  04 July 2025

AMENDMENT

FORM 8.5 (EPT/RI)

 

PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED
INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY

Rule 8.5 of the Takeover Code (the "Code")

 

1.         KEY INFORMATION

 

 (a) Name of exempt principal trader:                                            J.P. Morgan Securities Plc
 (b) Name of offeror/offeree in relation to whose relevant securities this form  FD Technologies plc
 relates:

      Use a separate form for each offeror/offeree
 (c) Name of the party to the offer with which exempt principal trader is        Joint Financial Adviser and Joint Corporate Broker to FD Technologies plc and
 connected:                                                                      TA Associates Management, L.P.
 (d) Date dealing undertaken:                                                    1 July 2025
 (e) In addition to the company in 1(b) above, is the exempt principal trader    N/A
 making disclosures in respect of any other party to this offer?

      If it is a cash offer or possible cash offer, state "N/A"

 

2.         DEALINGS BY THE EXEMPT PRINCIPAL TRADER

 

Where there have been dealings in more than one class of relevant securities
of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as
appropriate) for each additional class of relevant security dealt in.

 

The currency of all prices and other monetary amounts should be stated.

 

(a)        Purchases and sales

 

 Class of relevant security  Purchases/ sales  Total number of securities  Highest price per unit paid/received  Lowest price per unit paid/received

 0.5p ordinary               Purchase          255,822                     24.4475 GBP                           24.3500 GBP

                             Sale              12,949                      24.4250 GBP                           24.3750 GBP

 

(b)        Cash-settled derivative transactions

 

 Class of relevant security  Product description  Nature of dealing                                                              Number of reference securities  Price per unit

                             e.g. CFD             e.g. opening/closing a long/short position, increasing/reducing a long/short
                                                  position
 0.5p ordinary               Equity Swap          Decrease Long                                                                  36                              24.4000 GBP

                                                                                                                                  425                            24.4001 GBP

                                                                                                                                  558                            24.4018 GBP

                                                                                                                                  30                             24.4077 GBP

                                                  Decrease Short                                                                  117                            24.4013 GBP

                                                                                                                                  14                             24.4014 GBP

                                                                                                                                  11,264                         24.4030 GBP

                                                  Increase Long                                                                   36                             24.4000 GBP

                                                  Increase Short                                                                  58                             24.3512 GBP

                                                                                                                                  135,000                        24.3622 GBP

                                                                                                                                  247                            24.4000 GBP

                                                                                                                                  505                            24.4001 GBP

                                                                                                                                  3,502                          24.4068 GBP

                                                                                                                                  44                             24.4082 GBP

                                                                                                                                  72                             24.4086 GBP

                                                                                                                                  264                            24.4113 GBP

                                                  Opening a short position                                                        113,552                        24.3646 GBP

 

(c)        Stock-settled derivative transactions (including options)

 

(i)         Writing, selling, purchasing or varying

 

 Class of relevant security  Product description e.g. call option  Writing, purchasing, selling, varying etc.  Number of securities to which option relates  Exercise price per unit  Type                           Expiry date  Option money paid/ received per unit

                                                                                                                                                                                      e.g. American, European etc.

 

(ii)        Exercise

 

 Class of relevant security  Product description  Exercising/ exercised against  Number of securities  Exercise price per unit

                             e.g. call option

 

(d)        Other dealings (including subscribing for new securities)

 

 Class of relevant security  Nature of dealing               Details  Price per unit (if applicable)

                             e.g. subscription, conversion

 

3.         OTHER INFORMATION

 

(a)        Indemnity and other dealing arrangements

 

 Details of any indemnity or option arrangement, or any agreement or
 understanding, formal or informal, relating to relevant securities which may
 be an inducement to deal or refrain from dealing entered into by the exempt
 principal trader making the disclosure and any party to the offer or any
 person acting in concert with a party to the offer:

 Irrevocable commitments and letters of intent should not be included.  If
 there are no such agreements, arrangements or understandings, state "none"
 None

 

(b)        Agreements, arrangements or understandings relating to
options or derivatives

 

 Details of any agreement, arrangement or understanding, formal or informal,
 between the exempt principal trader making the disclosure and any other person
 relating to:

 (i)  the voting rights of any relevant securities under any option; or

 (ii) the voting rights or future acquisition or disposal of any relevant
 securities to which any derivative is referenced:

 If there are no such agreements, arrangements or understandings, state "none"
 None

 

 

 Date of disclosure:  4 July 2025
 Contact name:        Hetvi Shah
 Telephone number:    44 2034 936359

 

Public disclosures under Rule 8 of the Code must be made to a Regulatory
Information Service.

 

The Panel's Market Surveillance Unit is available for consultation in relation
to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.

 

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk
(http://www.thetakeoverpanel.org.uk) .

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