REG - JPMorgan Sec.Plc FirstGroup PLC - Form 8.5 (EPT/RI) - FirstGroup plc
16/06/2022 10:30
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RNS Number : 1445P JPMorgan Securities Plc 16 June 2022
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED
INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: J.P. Morgan Securities Plc
(b) Name of offeror/offeree in relation to whose relevant securities this form FirstGroup plc
relates:
Use a separate form for each offeror/offeree
(c) Name of the party to the offer with which exempt principal trader is Financial Adviser and Corporate Broker to FirstGroup plc
connected:
(d) Date dealing undertaken: 15 June 2022
(e) In addition to the company in 1(b) above, is the exempt principal trader N/A
making disclosures in respect of any other party to this offer?
If it is a cash offer or possible cash offer, state "N/A"
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities
of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as
appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security Purchases/ sales Total number of securities Highest price per unit paid/received Lowest price per unit paid/received
5p ordinary Purchase 246,580 1.3982 GBP 1.3720 GBP
Sale 248,572 1.4060 GBP 1.3700 GBP
(b) Cash-settled derivative transactions
Class of relevant security Product description Nature of dealing Number of reference securities Price per unit
e.g. CFD e.g. opening/closing a long/short position, increasing/reducing a long/short
position
5p ordinary Equity Swap Decrease Long 19,652 1.3869 GBP
138 1.3980 GBP
Decrease Short 57 1.3728 GBP
521 1.3729 GBP
11,219 1.3744 GBP
173 1.3757 GBP
2,343 1.3759 GBP
6,634 1.3768 GBP
2,279 1.3803 GBP
2,980 1.3846 GBP
50,018 1.3850 GBP
539 1.3854 GBP
8,746 1.3857 GBP
2,214 1.3880 GBP
26,926 1.3893 GBP
11 1.3895 GBP
9,249 1.3901 GBP
13,764 1.3912 GBP
483 1.3929 GBP
7,233 1.3954 GBP
7,548 1.3975 GBP
628 1.4024 GBP
Increase Short 1,184 1.3720 GBP
21,155 1.3722 GBP
17,305 1.3760 GBP
5,550 1.3761 GBP
116 1.3763 GBP
22 1.3765 GBP
35 1.3766 GBP
1,905 1.3798 GBP
7,421 1.3829 GBP
19,000 1.3838 GBP
44,000 1.3841 GBP
795 1.3860 GBP
6,835 1.3876 GBP
10,184 1.3888 GBP
1,140 1.3889 GBP
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security Product description e.g. call option Writing, purchasing, selling, varying etc. Number of securities to which option relates Exercise price per unit Type Expiry date Option money paid/ received per unit
e.g. American, European etc.
(ii) Exercise
Class of relevant security Product description Exercising/ exercised against Number of securities Exercise price per unit
e.g. call option
(d) Other dealings (including subscribing for new securities)
Class of relevant security Nature of dealing Details Price per unit (if applicable)
e.g. subscription, conversion
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or
understanding, formal or informal, relating to relevant securities which may
be an inducement to deal or refrain from dealing entered into by the exempt
principal trader making the disclosure and any party to the offer or any
person acting in concert with a party to the offer:
Irrevocable commitments and letters of intent should not be included. If
there are no such agreements, arrangements or understandings, state "none"
None
(b) Agreements, arrangements or understandings relating to
options or derivatives
Details of any agreement, arrangement or understanding, formal or informal,
between the exempt principal trader making the disclosure and any other person
relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any relevant
securities to which any derivative is referenced:
If there are no such agreements, arrangements or understandings, state "none"
None
Date of disclosure: 16 June 2022
Contact name: Alwyn Basch
Telephone number: 020 7742 7407
Public disclosures under Rule 8 of the Code must be made to a Regulatory
Information Service.
The Panel's Market Surveillance Unit is available for consultation in relation
to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk
(http://www.thetakeoverpanel.org.uk) .
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