REG - Morgan Stanley & Co. FirstGroup PLC - Form 8.5 (EPT/RI) - Replacement of First Group Plc
17/04/2018 14:00
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RNS Number : 2041L
Morgan Stanley & Co. Int'l plc
17 April 2018
AMENDMENT Section 2(a)
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED
INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: Morgan Stanley & Co. International plc
(b) Name of offeror/offeree in relation to whose relevant securities this form FirstGroup plc
relates:
Use a separate form for each offeror/offeree
(c) Name of the party to the offer with which exempt principal trader is Apollo Management IX L.P.
connected:
(d) Date dealing undertaken: 13 APRIL 2018
(e) Has the EPT previously disclosed, or is it today disclosing, under the No
Code in respect of any other party to this offer?
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities
of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as
appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security Purchases/sales Total number of securities Highest price per unit paid/received Lowest price per unit paid/received
5p ordinary PURCHASES 1,705,546 1.1430 GBP 1.0801 GBP
5p ordinary SALES 1,214,632 1.1400 GBP 1.0900 GBP
(b) Cash-settled derivative transactions
Class of relevant security Product description Nature of dealing Number of reference securities Price per unit
e.g. CFD e.g. opening/closing a long/short position, increasing/reducing a long/short
position
5p ordinary CFD LONG 6,525 1.0950 GBP
5p ordinary CFD LONG 340 1.0950 GBP
5p ordinary CFD LONG 4,459 1.0960 GBP
5p ordinary CFD LONG 204,600 1.0961 GBP
5p ordinary CFD LONG 26,100 1.1034 GBP
5p ordinary CFD LONG 9,373 1.1036 GBP
5p ordinary CFD LONG 23,351 1.1036 GBP
5p ordinary CFD LONG 6,049 1.1057 GBP
5p ordinary CFD LONG 3,336 1.1057 GBP
5p ordinary CFD LONG 41,600 1.1057 GBP
5p ordinary CFD LONG 8,963 1.1084 GBP
5p ordinary CFD LONG 489 1.1084 GBP
5p ordinary CFD LONG 1,101 1.1084 GBP
5p ordinary CFD LONG 1,200 1.1090 GBP
5p ordinary CFD LONG 558 1.1094 GBP
5p ordinary CFD LONG 16,343 1.1114 GBP
5p ordinary CFD LONG 1,500 1.1117 GBP
5p ordinary CFD LONG 22,756 1.1145 GBP
5p ordinary CFD LONG 60,429 1.1188 GBP
5p ordinary CFD LONG 159,321 1.1240 GBP
5p ordinary CFD SHORT 6,525 1.0960 GBP
5p ordinary CFD SHORT 5,100 1.0990 GBP
5p ordinary CFD SHORT 1,985 1.0994 GBP
5p ordinary CFD SHORT 1,247 1.1019 GBP
5p ordinary CFD SHORT 1,015 1.1030 GBP
5p ordinary CFD SHORT 1,753 1.1030 GBP
5p ordinary CFD SHORT 1,201 1.1052 GBP
5p ordinary CFD SHORT 23,351 1.1053 GBP
5p ordinary CFD SHORT 10,387 1.1053 GBP
5p ordinary CFD SHORT 3,400 1.1084 GBP
5p ordinary CFD SHORT 1 1.1110 GBP
5p ordinary CFD SHORT 52,936 1.1119 GBP
5p ordinary CFD SHORT 62,314 1.1122 GBP
5p ordinary CFD SHORT 6,263 1.1129 GBP
5p ordinary CFD SHORT 72,501 1.1229 GBP
5p ordinary CFD SHORT 423 1.1240 GBP
5p ordinary CFD SHORT 1,339 1.1240 GBP
5p ordinary CFD SHORT 2,620 1.1240 GBP
5p ordinary CFD SHORT 1,864 1.1240 GBP
5p ordinary CFD SHORT 70,000 1.1264 GBP
5p ordinary CFD SHORT 413 1.1290 GBP
5p ordinary CFD LONG 8,149 1.1026 GBP
5p ordinary CFD LONG 20,841 1.1048 GBP
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security Product description e.g. call option Writing, purchasing, selling, varying etc. Number of securities to which option relates Exercise price per unit Type e.g. American, European etc. Expiry date Option money paid/ received per unit
N/A N/A N/A N/A N/A N/A N/A N/A
(ii) Exercise
Class of relevant security Product description e.g. call option Number of securities Exercise price per unit
N/A N/A N/A N/A
(d) Other dealings (including subscribing for new securities)
Class of relevant security Nature of dealing e.g. subscription, conversion Details Price per unit (if applicable)
N/A N/A N/A N/A
The currency of all prices and other monetary amounts should be stated.
Where there have been dealings in more than one class of relevant securities
of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as
appropriate) for each additional class of relevant security dealt in.
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or
understanding, formal or informal, relating to relevant securities which may
be an inducement to deal or refrain from dealing entered into by the exempt
principal trader making the disclosure and any party to the offer or any
person acting in concert with a party to the offer:
If there are no such agreements, arrangements or understandings, state "none"
None
(b) Agreements, arrangements or understandings relating to
options or derivatives
Details of any agreement, arrangement or understanding, formal or informal,
between the exempt principal trader making the disclosure and any other person
relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any relevant
securities to which any derivative is referenced:
If there are no such agreements, arrangements or understandings, state "none"
None
Date of disclosure: 17 APRIL 2018
Contact name: Craig Horsley
Telephone number: +44(141) 245 7736
Public disclosures under Rule 8 of the Code must be made to a Regulatory
Information Service and must also be emailed to the Takeover Panel at
monitoring@disclosure.org.uk (mailto:monitoring@disclosure.org.uk) . The
Panel's Market Surveillance Unit is available for consultation in relation to
the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk
(http://www.thetakeoverpanel.org.uk) .
This information is provided by RNS
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