REG - Barclays PLC GB Group PLC - Form 8.5 (EPT/NON-RI) GB Group plc

GBAnnouncement

05/10/2022 09:32

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RNS Number : 8627B  Barclays PLC  05 October 2022

 FORM 8.5 (EPT/NON-RI)
 PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN
 EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY ("RI") STATUS
 (OR WHERE RI STATUS IS NOT APPLICABLE)
 Rule 8.5 of the Takeover Code (the "Code")
 1.                                                                                 KEY INFORMATION
 (a)          Name of exempt principal trader:                                                          BARCLAYS CAPITAL SECURITIES LTD
 (b)          Name of offeror/offeree in relation to whose                                              GB GROUP PLC
              relevant securities this form relates:
 (c)          Name of the party to the offer with which exempt                                          GB Group plc
              principal trader is connected
 (d)          Date position held/dealing undertaken:                                                    03 October 2022
 (e)          In addition to the company in 1(b) above, is the exempt principal                         NO
              trader making disclosures in respect of any other party to the offer?
 2.                                                                                 POSITIONS OF THE EXEMPT PRINCIPAL TRADER
 (a)          Interests and short positions in the relevant securities of the offeror or
              offeree
              to which the disclosure relates following the dealing (if any)
 Class of relevant security:                                    2.5p ordinary
                                                                Interests                               Short Positions
                                                                Number              (%)                 Number       (%)
 (1)          Relevant securities owned
              and/or controlled:                                311,294             0.12%               1,477,299    0.59%

 (2)          Cash-settled derivatives:
                                                                1,795,954           0.71%               383,429      0.15%

 (3)          Stock-settled derivatives (including options)
              and agreements to purchase/sell:                  0                   0.00%               0            0.00%

              TOTAL:                                            2,107,248           0.84%               1,860,728    0.74%

 (b)          Rights to subscribe for new securities (including directors and other
              executive
              options)
 Class of relevant security in relation to
 which subscription right exists
 Details, including nature of the rights
 concerned and relevant percentages:

 

 3.                                                DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER
 (a)                Purchases and sales
 Class of relevant           Purchase/sale         Total number of                 Highest price per unit  Lowest price per unit
 security                                          securities                      paid/received           paid/received
 2.5p ordinary               Purchase              73,518                          6.1450 GBP              5.9671 GBP
 2.5p ordinary               Sale                  98,517                          6.1450 GBP              5.9924 GBP

 

 (b)       Cash-settled derivative transactions
 Class of           Product              Nature of dealing             Number of   Price per
 relevant           description                                        reference   unit
 security                                                              securities
 2.5p ordinary       SWAP                Decreasing Long               46          6.0500 GBP
 2.5p ordinary       SWAP                Decreasing Long               541         6.1450 GBP
 2.5p ordinary       SWAP                Decreasing Long               9,512       6.0366 GBP
 2.5p ordinary       CFD                 Decreasing Short              1           6.1500 GBP
 2.5p ordinary       CFD                 Decreasing Short              12          5.9925 GBP
 2.5p ordinary       SWAP                Decreasing Short              915         6.1449 GBP
 2.5p ordinary       CFD                 Decreasing Short              1,500       6.0992 GBP
 2.5p ordinary       SWAP                Decreasing Short              1,559       6.0739 GBP
 2.5p ordinary       CFD                 Decreasing Short              5,000       5.9671 GBP
 2.5p ordinary       CFD                 Decreasing Short              5,991       6.0718 GBP
 2.5p ordinary       SWAP                Decreasing Short              12,827      6.0417 GBP
 2.5p ordinary       CFD                 Decreasing Short              13,228      6.1450 GBP
 2.5p ordinary       SWAP                Increasing Long               410         6.0423 GBP
 2.5p ordinary       SWAP                Increasing Long               585         6.0350 GBP
 2.5p ordinary       SWAP                Increasing Long               1,417       6.0760 GBP
 2.5p ordinary       SWAP                Increasing Long               1,844       6.0439 GBP
 2.5p ordinary       SWAP                Increasing Long               2,996       6.0360 GBP
 2.5p ordinary       SWAP                Increasing Long               3,103       6.0498 GBP
 2.5p ordinary       SWAP                Increasing Long               4,688       6.0354 GBP
 2.5p ordinary       SWAP                Increasing Long               6,907       6.1335 GBP
 2.5p ordinary       SWAP                Increasing Long               10,539      6.1424 GBP
 2.5p ordinary       SWAP                Increasing Long               13,382      6.0411 GBP
 2.5p ordinary       SWAP                Opening Long                  6,834       6.0768 GBP

 

 (c)                Stock-settled derivative transactions (including options)
 (i)                Writing, selling, purchasing or varying
 Class              Product        Writing,            Number         Exercise         Type             Expiry              Option
 of                 description    purchasing,         of             price                             date                money
 relevant                          selling,            securities     per unit                                              paid/
 security                          varying etc         to which                                                             received
                                                       option                                                               per unit
                                                       relates

 (ii)               Exercising
 Class of relevant                 Product description                Exercising/ exercised against     Number of           Exercise price per
 security                                                                              securities       unit

 (d)                Other dealings (including subscribing for new securities)
 Class of relevant                 Nature of Dealings                 Details                           Price per unit (if
 security                                                                              applicable)

 4.                                                                   OTHER INFORMATION
 (a)                Indemnity and other dealings arrangements
 Details of any indemnity or option arrangement, or any agreement or
 understanding,
 formal or informal, relating to relevant securities which may be an inducement
 to deal
 or refrain from dealing entered into by the exempt principal trader making the
 disclosure and any party
 to the offer or any person acting in concert with a party to the offer:
 NONE
 (b)                Agreements, arrangements or understandings relating to options or derivatives
 Details of any agreement, arrangement or understanding, formal or informal,
 between
 the exempt principal trader making the disclosure and any other person
 relating to:
 (i)   the voting rights of any relevant securities under any option; or
 (ii)   the voting rights of future acquisition or disposal of any relevant
 securities to which
 any derivative is referenced:
 NONE
 (c)                Attachments
 Is a Supplemental Form 8 (Open Positions) attached?                  NO
 Date of disclosure:                                                  5 Oct 2022
 Contact name:                                                        Large Holdings Regulatory Operations
 Telephone number:                                                    020 3134 7213

 

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