REG - General Elec. - Director/PDMR Shareholding

General Electric CoAnnouncement

10/05/2022 07:00

For best results when printing this announcement, please click on link below:
http://newsfile.refinitiv.com/getnewsfile/v1/story?guid=urn:newsml:reuters.com:20220510:nRSJ8608Ka&default-theme=true

RNS Number : 8608K  General Electric Company  09 May 2022

4

SEC Form 4

 FORM 4                                                                     UNITED STATES SECURITIES AND EXCHANGE COMMISSION                         OMB APPROVAL
                                                                            Washington, D.C. 20549                                                   OMB Number:          3235-0287

                                                                        Estimated average burden
                                                                            STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP                             hours per response:  0.5

                                                                            Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934

or Section 30(h) of the Investment Company Act of 1940
       Check this box if no longer subject to Section 16. Form 4 or Form 5
       obligations may continue. See Instruction 1(b).

Check this box if no longer subject to Section 16. Form 4 or Form 5
obligations may continue. See Instruction 1(b).

 1. Name and Address of Reporting Person(*)                                          2. Issuer Name and Ticker or Trading Symbol                                    5. Relationship of Reporting Person(s) to Issuer

Reynolds Paula Rosput                                                              GENERAL ELECTRIC CO
(Check all applicable)
 (file:///C%3A/cgi-bin/browse-edgar%3faction=getcompany&CIK=0001179998)              (file:///C%3A/cgi-bin/browse-edgar%3faction=getcompany&CIK=0000040545) [
X Director                      10% Owner

                                                                                   GE ]                                                                             Officer (give title below)    Other (specify below)

(Last)  (First)  (Middle)

GENERAL ELECTRIC COMPANY
 5NECCO STREET

 (Street)

BOSTON  MA  02210

(City)  (State)  (Zip)
                                                                                     3. Date of Earliest Transaction (Month/Day/Year)
                                                                                     05/06/2022
                                                                                     4. If Amendment, Date of Original Filed (Month/Day/Year)                       6. Individual or Joint/Group Filing (Check Applicable Line)

X Form filed by One Reporting Person
                                                                                                                                                                      Form filed by More than One Reporting Person

 (Last)  (First)  (Middle)

 GENERAL ELECTRIC COMPANY
 5 NECCO STREET

(Street)

 BOSTON  MA  02210

 (City)  (State)  (Zip)

2. Issuer Name and Ticker or Trading Symbol
GENERAL ELECTRIC CO
(file:///C%3A/cgi-bin/browse-edgar%3faction=getcompany&CIK=0000040545) [
GE ]

5. Relationship of Reporting Person(s) to Issuer

(Check all applicable)

 X  Director                      10% Owner
    Officer (give title below)    Other (specify below)

3. Date of Earliest Transaction (Month/Day/Year)
05/06/2022

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

 X  Form filed by One Reporting Person
    Form filed by More than One Reporting Person

 Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially
 Owned
 1. Title of Security (Instr. 3)  2. Transaction Date (Month/Day/Year)  2A. Deemed Execution Date, if any (Month/Day/Year)  3. Transaction Code (Instr. 8)      4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)       5. Amount of Securities Beneficially Owned Following Reported Transaction(s)  6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)  7. Nature of Indirect Beneficial Ownership (Instr. 4)
                                                                                                                                                                                                                                        (Instr. 3 and 4)
                                  Code                                                                                      V                                   Amount                  (A) or (D)              Price
 Common Stock                     05/06/2022                                                                                P                                   1,200                   A                       $77.65((1))             5,563((2))                                                                    D
 Common Stock                                                                                                                                                                                                                           537                                                                           I                                                         By family

 Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned

(e.g., puts, calls, warrants, options, convertible securities)
 1. Title of Derivative Security (Instr. 3)  2. Conversion or Exercise Price of Derivative    3. Transaction Date (Month/Day/Year)  3A. Deemed Execution Date, if any                4. Transaction Code (Instr. 8)      5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3,     6. Date Exercisable and Expiration Date (Month/Day/Year)      7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and      8. Price of Derivative Security (Instr. 5)  9. Number of derivative         10. Ownership Form: Direct (D) or Indirect (I)    11. Nature of Indirect Beneficial Ownership
                                             Security                                                                               (Month/Day/Year)                                                                     4 and 5)                                                                                                                                        4)                                                                                                                              Securities Beneficially Owned   (Instr. 4)                                        (Instr. 4)
                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                         Following Reported
                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                         Transaction(s) (Instr. 4)
                                             Code                                                                                   V                                                                  (A)                                                        (D)                                      Date Exercisable               Expiration Date                Title                                     Amount or Number of Shares

 Explanation of Responses:
 1. The price reported is a weighted average price. These shares were purchased
 in multiple transactions ranging from $77.64 to $77.65, inclusive. The
 Reporting Person undertakes to provide to the Company, any security holder of
 the Company or the staff of the Securities and Exchange Commission, upon
 request, full information regarding the number of shares purchased at each
 separate price within the range.
 2. The amount of securities beneficially owned on the Reporting Person's Form
 4 filed on November 16, 2021 was erroneously reported; the number should have
 been 4,363.

   Brandon Smith on behalf of Paula Rosput Reynolds  05/09/2022
   ** Signature of Reporting Person                  Date
 Reminder: Report on a separate line for each class of securities beneficially
 owned directly or indirectly.
 * If the form is filed by more than one reporting person, see Instruction 4
 (b)(v).
 ** Intentional misstatements or omissions of facts constitute Federal Criminal
 Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
 Note: File three copies of this Form, one of which must be manually signed. If
 space is insufficient, see Instruction 6 for procedure.
 Persons who respond to the collection of information contained in this form
 are not required to respond unless the form displays a currently valid OMB
 Number.

 

This information is provided by RNS, the news service of the London Stock Exchange. RNS is approved by the Financial Conduct Authority to act as a Primary Information Provider in the United Kingdom. Terms and conditions relating to the use and distribution of this information may apply. For further information, please contact
rns@lseg.com (mailto:rns@lseg.com)
 or visit
www.rns.com (http://www.rns.com/)
.

RNS may use your IP address to confirm compliance with the terms and conditions, to analyse how you engage with the information contained in this communication, and to share such analysis on an anonymised basis with others as part of our commercial services. For further information about how RNS and the London Stock Exchange use the personal data you provide us, please see our
Privacy Policy (https://www.lseg.com/privacy-and-cookie-policy)
.   END  DSHEAFSNEFXAEAA