REG - Genus - Holding(s) in Company <Origin Href="QuoteRef">GENS.L</Origin>

GenusAnnouncement

01/12/2015 17:01

RNS Number : 6381H
Genus PLC
01 December 2015
TR-1: Notifications of Major Interests in Shares
1. Identity of the issuer or the underlying issuer of existing shares to which voting rights are attached:
Genus PLC
2. Reason for notification (yes/no)
An acquisition or disposal of voting rights
No
An acquisition or disposal of financial instruments which may result in the acquisition of shares already issued to which voting rights are attached 
No
An acquisition or disposal of instruments with similar economic effect to qualifying financial instruments
No
An event changing the breakdown of voting rights
No
Other (please specify): Voluntary baseline disclosure in line with the UK implementation of the Amended Transparency Directive
Yes
3. Full name of person(s) subject to notification obligation:
Ameriprise Financial, Inc. and its group
4. Full name of shareholder(s) (if different from 3):
Bank Lombard Odier & Co Ltd
HSBC Global Custody Nominee (UK) Limited
Nortrust Nominees Ltd
Securities Services Nominees Limited
State Street Bank & Trust Boston
Vidacos Nominees Ltd
5. Date of transaction and date on which the threshold is crossed or reached:
N/A - Voluntary baseline disclosure in line with the UK implementation of the Amended Transparency Directive
6. Date on which issuer notified:
30th November 2015
7. Threshold(s) that is/are crossed or reached:
Voluntary baseline disclosure in line with the UK implementation of the Amended Transparency Directive


8: Notified Details
A: Voting rights attached to shares
Class/type of shares
If possible use ISIN code
Situation previous to the triggering transaction
Resulting situation after the triggering transaction
Number of shares
Number of voting rights
Number of shares
Number of voting rights
Percentage of voting rights
Direct
Direct
Indirect
Direct
Indirect
GB0002074580 
3,061,821
3,061,821
30,424
30,424
3,543,116
0.050% 
5.809% 





B: Qualifying Financial Instruments
Resulting situation after the triggering transaction
Type of financial instrument
Expiration date
Exercise/ conversion period
No. of voting rights that may be acquired if the instrument is exercised/converted.
Percentage of voting rights





C: Financial Instruments with similar economic effect to Qualifying Financial Instruments
Resulting situation after the triggering transaction
Type of financial instrument
Exercise Price
Expiration date
Exercise / conversion period
No. of voting rights instrument refers to
Percentage of voting rights





Nominal
Delta







Total (A+B+C)
Number of voting rights
Percentage of voting rights
3,573,540
5.859% 


9. Chain of controlled undertakings through which the voting rights and /or the financial instruments are effectively held, if applicable:
Threadneedle Asset Management Limited (5.859%)
Threadneedle Asset Management Limited is wholly owned by TC Financing Limited, which is itself wholly owned by Threadneedle Asset Management Holdings Limited, which is itself wholly owned by TAM UK Holdings Limited, which is itself wholly owned by Threadneedle Holdings Limited, which is itself wholly owned by Threadneedle Asset Management Holdings SARL, which is itself wholly owned by Ameriprise International Holdings GmbH, which is itself wholly owned by Ameriprise Financial, Inc.
Proxy Voting:
10. Name of proxy holder:
N/A
11. Number of voting rights proxy holder will cease to hold:
N/A
12. Date on which proxy holder will cease to hold voting rights:
N/A
13. Additional information:
The Shares referred to in section 9 of this form are held in portfolios and funds managed on a discretionary basis by the entities set out in section 9.
Please note that the Shares are held through certain nominee companies.
14 Contact name:
Mark Powney, Threadneedle Group
15. Contact telephone name:
+44 (0) 1793 363 135

This information is provided by RNS
The company news service from the London Stock Exchange
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