REG - Genus - Notification of Major Holdings

GenusAnnouncement

20/07/2022 15:15

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RNS Number : 1871T  Genus PLC  20 July 2022

TR-1: Standard form for notification of major holdings

1. Issuer Details

ISIN

GB0002074580

Issuer Name

GENUS PLC

UK or Non-UK Issuer

UK

2. Reason for Notification

An acquisition or disposal of voting rights

3. Details of person subject to the notification obligation

Name

Wellington Management Company LLP

City of registered office (if applicable)

 

Country of registered office (if applicable)

US

4. Details of the shareholder

 Name                                      City of registered office  Country of registered office
 Vidacos Nominees Limited
 ROY Nominees Limited
 Nortrust Nominees Limited
 Mellon Nominees (UK) Ltd.
 JP Morgan Chase Nominees Limited
 HSBC Global Custody Nominee (UK) Limited
 Goldman Sachs International
 Bank of New York (Nominees) Ltd
 State Street Nominees Limited
 BBH ISL Nominees Ltd

5. Date on which the threshold was crossed or reached

19-Jul-2022

6. Date on which Issuer notified

20-Jul-2022

7. Total positions of person(s) subject to the notification obligation

                                                                            % of voting rights attached to shares (total of 8.A)  % of voting rights through financial instruments (total of 8.B 1 + 8.B 2)  Total of both in % (8.A + 8.B)  Total number of voting rights held in issuer
 Resulting situation on the date on which threshold was crossed or reached  5.020000                                              0.030000                                                                   5.050000                        3324364
 Position of previous notification (if applicable)                          4.990000                                              0.030000                                                                   5.020000

8. Notified details of the resulting situation on the date on which the
threshold was crossed or reached

8A. Voting rights attached to shares

 Class/Type of shares ISIN code(if possible)  Number of direct voting rights (DTR5.1)  Number of indirect voting rights (DTR5.2.1)  % of direct voting rights (DTR5.1)  % of indirect voting rights (DTR5.2.1)
 GB0002074580                                                                          3303392                                                                          5.020000
 Sub Total 8.A                                3303392                                                                               5.020000%

8B1. Financial Instruments according to (DTR5.3.1R.(1) (a))

 Type of financial instrument  Expiration date  Exercise/conversion period  Number of voting rights that may be acquired if the instrument is  % of voting rights
                                                                            exercised/converted

 Sub Total 8.B1

8B2. Financial Instruments with similar economic effect according to
(DTR5.3.1R.(1) (b))

 Type of financial instrument  Expiration date  Exercise/conversion period  Physical or cash settlement  Number of voting rights  % of voting rights
 Equity Swap                   15/05/2023       01/11/2018 to 15/05/2023    Cash                         12500                    0.020000
 Equity Swap                   22/05/2023       15/07/2019 to 22/05/2023    Cash                         1881                     0.000000
 Equity Swap                   22/05/2023       05/10/2018 to 22/05/2023    Cash                         1740                     0.000000
 Equity Swap                   22/05/2023       08/10/2018 to 22/05/2023    Cash                         1102                     0.000000
 Equity Swap                   22/05/2023       06/01/2021 to 22/05/2023    Cash                         712                      0.000000
 Equity Swap                   22/05/2023       20/01/2020 to 22/05/2023    Cash                         450                      0.000000
 Equity Swap                   22/05/2023       03/03/2022 to 22/05/2023    Cash                         436                      0.000000
 Equity Swap                   22/05/2023       08/03/2022 to 22/05/2023    Cash                         400                      0.000000
 Equity Swap                   22/05/2023       01/03/2022 to 22/05/2023    Cash                         284                      0.000000
 Equity Swap                   22/05/2023       03/03/2022 to 22/05/2023    Cash                         265                      0.000000
 Equity Swap                   05/05/2023       30/07/2018 to 05/05/2023    Cash                         239                      0.000000
 Equity Swap                   22/05/2023       02/03/2022 to 22/05/2023    Cash                         204                      0.000000
 Equity Swap                   22/05/2023       07/03/2022 to 22/05/2023    Cash                         177                      0.000000
 Equity Swap                   22/05/2023       03/07/2018 to 22/05/2023    Cash                         159                      0.000000
 Equity Swap                   22/05/2023       11/03/2022 to 22/05/2023    Cash                         89                       0.000000
 Equity Swap                   22/05/2023       15/03/2022 to 22/05/2023    Cash                         81                       0.000000
 Equity Swap                   22/05/2023       09/03/2022 to 22/05/2023    Cash                         80                       0.000000
 Equity Swap                   22/05/2023       10/03/2022 to 22/05/2023    Cash                         54                       0.000000
 Equity Swap                   22/05/2023       15/03/2022 to 22/05/2023    Cash                         50                       0.000000
 Equity Swap                   22/05/2023       14/03/2022 to 22/05/2023    Cash                         46                       0.000000
 Equity Swap                   22/05/2023       04/03/2022 to 22/05/2023    Cash                         23                       0.000000
 Sub Total 8.B2                                                                                          20972                    0.030000%

9. Information in relation to the person subject to the notification
obligation

2. Full chain of controlled undertakings through which the voting rights
and/or the financial instruments are effectively held starting with the
ultimate controlling natural person or legal entities (please add additional
rows as necessary)

 Ultimate controlling person                  Name of controlled undertaking               % of voting rights if it equals or is higher than the notifiable threshold  % of voting rights through financial instruments if it equals or is higher  Total of both if it equals or is higher than the notifiable threshold
                                                                                                                                                                       than the notifiable threshold
 Wellington Management Group LLP              Wellington Group Holdings LLP                5.170000                                                                                                                                                5.200000%
 Wellington Group Holdings LLP                Wellington Investment Advisors Holdings LLP  5.170000                                                                                                                                                5.200000%
 Wellington Investment Advisors Holdings LLP  Wellington Management Company LLP            5.020000                                                                                                                                                5.050000%

10. In case of proxy voting

Name of the proxy holder

 

The number and % of voting rights held

 

The date until which the voting rights will be held

 

11. Additional Information

Wellington Management Company LLP has crossed above the 5% notification
threshold for voting rights attached to shares in its own right. Wellington
Management Company LLP is an investment management entity that manages the
assets of certain funds and/or managed accounts.

Wellington Management Company LLP is a direct controlled undertaking of
Wellington Investment Advisors Holdings LLP, which, in turn, is a direct
controlled undertaking of Wellington Group Holdings LLP, which, in turn, is a
direct controlled undertaking of Wellington Management Group LLP.

12. Date of Completion

20-Jul-2022

13. Place Of Completion

London, UK

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