REG - Capricorn Energy PLC Goldman Sachs Group. - Holding(s) in Company
30/09/2022 09:30
For best results when printing this announcement, please click on link below:
http://newsfile.refinitiv.com/getnewsfile/v1/story?guid=urn:newsml:reuters.com:20220930:nRSd3351Ba&default-theme=true
RNS Number : 3351B Capricorn Energy PLC 30 September 2022
TR-1: Standard form for notification of major holdings
1. Issuer Details
ISIN
GB00BN0SMB92
Issuer Name
CAPRICORN ENERGY PLC
UK or Non-UK Issuer
UK
2. Reason for Notification
An acquisition or disposal of voting rights
3. Details of person subject to the notification obligation
Name
The Goldman Sachs Group, Inc.
City of registered office (if applicable)
Wilmington, Delaware
Country of registered office (if applicable)
USA
4. Details of the shareholder
Name City of registered office Country of registered office
Goldman Sachs International London United Kingdom
5. Date on which the threshold was crossed or reached
26-Sep-2022
6. Date on which Issuer notified
28-Sep-2022
7. Total positions of person(s) subject to the notification obligation
% of voting rights attached to shares (total of 8.A) % of voting rights through financial instruments (total of 8.B 1 + 8.B 2) Total of both in % (8.A + 8.B) Total number of voting rights held in issuer
Resulting situation on the date on which threshold was crossed or reached 10.195967 3.277615 13.473582 42451543
Position of previous notification (if applicable) 9.978906 3.277471 13.256377
8. Notified details of the resulting situation on the date on which the
threshold was crossed or reached
8A. Voting rights attached to shares
Class/Type of shares ISIN code(if possible) Number of direct voting rights (DTR5.1) Number of indirect voting rights (DTR5.2.1) % of direct voting rights (DTR5.1) % of indirect voting rights (DTR5.2.1)
GB00BN0SMB92 32124682 10.195967
Sub Total 8.A 32124682 10.195967%
8B1. Financial Instruments according to (DTR5.3.1R.(1) (a))
Type of financial instrument Expiration date Exercise/conversion period Number of voting rights that may be acquired if the instrument is % of voting rights
exercised/converted
Securities Lending Open 596960 0.189468
Sub Total 8.B1 596960 0.189468%
8B2. Financial Instruments with similar economic effect according to
(DTR5.3.1R.(1) (b))
Type of financial instrument Expiration date Exercise/conversion period Physical or cash settlement Number of voting rights % of voting rights
Swap 22-Mar-2023 Cash 5188707 1.646830
Swap 27-Feb-2023 Cash 4532179 1.438456
Swap 24-Feb-2032 Cash 8715 0.002766
Swap 30-Jun-2031 Cash 300 0.000095
Sub Total 8.B2 9729901 3.088147%
9. Information in relation to the person subject to the notification
obligation
2. Full chain of controlled undertakings through which the voting rights
and/or the financial instruments are effectively held starting with the
ultimate controlling natural person or legal entities (please add additional
rows as necessary)
Ultimate controlling person Name of controlled undertaking % of voting rights if it equals or is higher than the notifiable threshold % of voting rights through financial instruments if it equals or is higher Total of both if it equals or is higher than the notifiable threshold
than the notifiable threshold
The Goldman Sachs Group, Inc. (Chain 1)
The Goldman Sachs Group, Inc. (Chain 1) Goldman Sachs (UK) L.L.C. 10.039584 3.277615 13.317199%
The Goldman Sachs Group, Inc. (Chain 1) Goldman Sachs Group UK Limited 10.039584 3.277615 13.317199%
The Goldman Sachs Group, Inc. (Chain 1) Goldman Sachs International 10.039584 3.277615 13.317199%
The Goldman Sachs Group, Inc. (Chain 2)
The Goldman Sachs Group, Inc. (Chain 2) GSAM Holdings LLC
The Goldman Sachs Group, Inc. (Chain 2) Goldman Sachs Asset Management, L.P.
The Goldman Sachs Group, Inc. (Chain 3)
The Goldman Sachs Group, Inc. (Chain 3) NNIP Holdings LLC
The Goldman Sachs Group, Inc. (Chain 3) NNIP UK Holdings I Ltd
The Goldman Sachs Group, Inc. (Chain 3) NNIP UK Holdings II Ltd
The Goldman Sachs Group, Inc. (Chain 3) NNIP Holdings I B.V. / NNIP Holdings II B.V.
The Goldman Sachs Group, Inc. (Chain 3) NN Investment Partners Holdings B.V.
The Goldman Sachs Group, Inc. (Chain 4)
The Goldman Sachs Group, Inc. (Chain 4) The Goldman Sachs Group, Inc.
The Goldman Sachs Group, Inc. (Chain 4) Goldman Sachs Bank USA
The Goldman Sachs Group, Inc. (Chain 4) Goldman Sachs Bank Europe SE
10. In case of proxy voting
Name of the proxy holder
The number and % of voting rights held
The date until which the voting rights will be held
11. Additional Information
Please note, the total amount of voting rights have been rounded to 6 decimal
places therefore there is a possibility of a rounding error.
General email contact:
gs-regops-emea-position-enquiries@gs.com
(mailto:gs-regops-emea-position-enquiries@gs.com)
12. Date of Completion
28-Sep-2022
13. Place Of Completion
Warsaw
This information is provided by RNS, the news service of the London Stock Exchange. RNS is approved by the Financial Conduct Authority to act as a Primary Information Provider in the United Kingdom. Terms and conditions relating to the use and distribution of this information may apply. For further information, please contact
rns@lseg.com (mailto:rns@lseg.com)
or visit
www.rns.com (http://www.rns.com/)
.
RNS may use your IP address to confirm compliance with the terms and conditions, to analyse how you engage with the information contained in this communication, and to share such analysis on an anonymised basis with others as part of our commercial services. For further information about how RNS and the London Stock Exchange use the personal data you provide us, please see our
Privacy Policy (https://www.lseg.com/privacy-and-cookie-policy)
. END HOLURUWRUSUKORRRecent news on Goldman Sachs
See all newsREG - J.P. Morgan SE - Stabilisation Notice
AnnouncementREG - Goldman Sachs ETF - Net Asset Value(s)
AnnouncementREG - GS Activebeta EME $ - Net Asset Value(s)
AnnouncementREG - GS Green Bond ETF E - Net Asset Value(s)
AnnouncementREG - Spirent Comm PLC Goldman Sachs Group. - Holding(s) in Company
Announcement