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RNS Number : 0027L GSK PLC 31 August 2023
TR-1: Standard form for notification of major holdings
1. Issuer Details
ISIN
GB00BN7SWP63
Issuer Name
GSK PLC
UK or Non-UK Issuer
UK
2. Reason for Notification
An acquisition or disposal of voting rights; An acquisition or disposal of
financial instruments
3. Details of person subject to the notification obligation
Name
The Goldman Sachs Group, Inc.
City of registered office (if applicable)
Wilmington, Delaware
Country of registered office (if applicable)
USA
4. Details of the shareholder
Full name of shareholder(s) if different from the person(s) subject to the
notification obligation, above
City of registered office (if applicable)
Country of registered office (if applicable)
5. Date on which the threshold was crossed or reached
28-Aug-2023
6. Date on which Issuer notified
30-Aug-2023
7. Total positions of person(s) subject to the notification obligation
% of voting rights attached to shares (total of 8.A) % of voting rights through financial instruments (total of 8.B 1 + 8.B 2) Total of both in % (8.A + 8.B) Total number of voting rights held in issuer
Resulting situation on the date on which threshold was crossed or reached 0.200188 1.245935 1.446123 59218837
Position of previous notification (if applicable) 0.196168 6.279741 6.475909
8. Notified details of the resulting situation on the date on which the
threshold was crossed or reached
8A. Voting rights attached to shares
Class/Type of shares ISIN code(if possible) Number of direct voting rights (DTR5.1) Number of indirect voting rights (DTR5.2.1) % of direct voting rights (DTR5.1) % of indirect voting rights (DTR5.2.1)
GB00BN7SWP63 4154252 0.101447
US37733W2044 4043456 0.098741
Sub Total 8.A 8197708 0.200188%
8B1. Financial Instruments according to (DTR5.3.1R.(1) (a))
Type of financial instrument Expiration date Exercise/conversion period Number of voting rights that may be acquired if the instrument is % of voting rights
exercised/converted
Securities Lending Open 335953 0.008204
Call Option 19-Jan-2024 971900 0.023734
Sub Total 8.B1 1307853 0.031938%
8B2. Financial Instruments with similar economic effect according to
(DTR5.3.1R.(1) (b))
Type of financial instrument Expiration date Exercise/conversion period Physical or cash settlement Number of voting rights % of voting rights
Future 15-Sep-2023 Cash 21136262 0.516147
Future 15-Dec-2023 Cash 14899402 0.363843
Future 20-Dec-2024 Cash 7091644 0.173178
Call Option 15-Dec-2023 Cash 2118886 0.051743
Future 18-Dec-2026 Cash 1240310 0.030288
Future 17-Dec-2027 Cash 958707 0.023412
Swap 15-Dec-2023 Cash 533475 0.013027
Put Option 15-Dec-2023 Cash 418124 0.010211
Put Option 20-Dec-2024 Cash 110107 0.002689
Call Option 20-Dec-2024 Cash 99861 0.002439
Put Option 15-Sep-2023 Cash 84361 0.002060
Forward 15-Sep-2023 Cash 75531 0.001844
Future 19-Dec-2025 Cash 64277 0.001570
Call Option 19-Dec-2025 Cash 62225 0.001520
Put Option 21-Jun-2024 Cash 54339 0.001327
Swap 15-Sep-2023 Cash 46463 0.001135
Forward 31-Aug-2023 Cash 43678 0.001067
Put Option 15-Mar-2024 Cash 42961 0.001049
Call Option 15-Dec-2028 Cash 38280 0.000935
Swap 19-Apr-2027 Cash 35930 0.000877
Call Warrant 31-Dec-2030 Cash 29442 0.000719
Swap 27-Jul-2033 Cash 28579 0.000698
Put Option 09-May-2024 Cash 27828 0.000680
Forward 30-Aug-2023 Cash 27474 0.000671
Put Option 19-Dec-2025 Cash 24864 0.000607
Call Option 09-May-2024 Cash 23912 0.000584
Call Option 15-Sep-2023 Cash 23422 0.000572
Put Option 23-Jan-2026 Cash 22345 0.000546
Call Option 20-Dec-2030 Cash 21242 0.000519
Call Option 17-Jan-2025 Cash 19916 0.000486
Call Option 20-Oct-2023 Cash 16621 0.000406
Put Option 16-Jun-2028 Cash 16456 0.000402
Call Option 21-Jun-2024 Cash 16343 0.000399
Put Option 17-Nov-2025 Cash 15891 0.000388
Put Option 15-Dec-2028 Cash 15012 0.000367
Call Option 08-Sep-2023 Cash 13606 0.000332
Put Option 18-Jun-2027 Cash 11546 0.000282
Swap 15-Jul-2025 Cash 11187 0.000273
Call Option 21-Feb-2025 Cash 11145 0.000272
Swap 09-Nov-2023 Cash 10849 0.000265
Put Option 02-Dec-2024 Cash 10048 0.000245
Put Option 03-Feb-2027 Cash 9751 0.000238
Swap 17-Aug-2033 Cash 9130 0.000223
Swap 03-Aug-2026 Cash 6972 0.000170
Call Option 22-May-2028 Cash 6811 0.000166
Swap 18-Aug-2025 Cash 6470 0.000158
Forward 05-Sep-2023 Cash 6055 0.000148
Forward 01-Sep-2023 Cash 6034 0.000147
Put Option 19-Sep-2025 Cash 5916 0.000144
Call Option 20-Jul-2026 Cash 5595 0.000137
Call Option 22-May-2026 Cash 5314 0.000130
Call Option 01-Apr-2026 Cash 5010 0.000122
Put Option 20-Dec-2030 Cash 4931 0.000120
Call Option 17-Dec-2032 Cash 4604 0.000112
Call Option 10-Sep-2026 Cash 4547 0.000111
Call Option 13-Oct-2023 Cash 4267 0.000104
Call Option 22-Feb-2027 Cash 4245 0.000104
Call Option 18-Dec-2026 Cash 4238 0.000103
Forward 29-Aug-2023 Cash 4119 0.000101
Put Option 14-Jul-2027 Cash 2800 0.000068
Call Option 26-Oct-2026 Cash 2794 0.000068
Call Option 30-Apr-2029 Cash 2554 0.000062
Put Option 25-Jun-2026 Cash 2379 0.000058
Put Option 13-Jan-2028 Cash 2351 0.000057
Call Option 08-Apr-2024 Cash 2312 0.000056
Put Option 06-Jun-2024 Cash 2051 0.000050
Call Option 19-Sep-2025 Cash 1995 0.000049
Swap 22-Aug-2033 Cash 1991 0.000049
Call Option 28-Mar-2025 Cash 1920 0.000047
Put Option 17-Sep-2027 Cash 1872 0.000046
Put Option 19-Mar-2027 Cash 1865 0.000046
Call Option 28-Jun-2028 Cash 1850 0.000045
Put Option 17-Dec-2027 Cash 1849 0.000045
Put Option 13-Jan-2027 Cash 1666 0.000041
Call Option 15-Mar-2024 Cash 1559 0.000038
Put Option 18-Sep-2026 Cash 1547 0.000038
Put Option 19-Jun-2026 Cash 1537 0.000038
Put Option 18-Dec-2026 Cash 1534 0.000037
Put Option 20-Mar-2026 Cash 1523 0.000037
Call Option 12-May-2025 Cash 1469 0.000036
Put Option 20-Jun-2025 Cash 1454 0.000035
Put Option 20-Sep-2024 Cash 1414 0.000035
Put Option 21-Mar-2025 Cash 1364 0.000033
Call Option 08-Apr-2025 Cash 1230 0.000030
Call Option 06-Jun-2024 Cash 1184 0.000029
Call Option 10-Jan-2029 Cash 1141 0.000028
Call Option 30-Jun-2028 Cash 1036 0.000025
Call Option 12-Jul-2024 Cash 987 0.000024
Call Option 02-Nov-2027 Cash 951 0.000023
Call Option 31-Jul-2028 Cash 777 0.000019
Call Option 29-Sep-2023 Cash 726 0.000018
Call Option 22-Sep-2023 Cash 601 0.000015
Swap 24-Nov-2023 Cash 574 0.000014
Future 19-Dec-2024 Cash 528 0.000013
Call Option 02-Nov-2028 Cash 393 0.000010
Call Option 20-Apr-2028 Cash 275 0.000007
Swap 28-Aug-2025 Cash 243 0.000006
Call Option 10-Jan-2028 Cash 203 0.000005
Call Option 11-Mar-2027 Cash 126 0.000003
Put Option 16-Feb-2024 Cash 72 0.000002
Future 14-Dec-2023 Cash 19 0.000000
Sub Total 8.B2 49713276 1.213997%
9. Information in relation to the person subject to the notification
obligation
2. Full chain of controlled undertakings through which the voting rights
and/or the financial instruments are effectively held starting with the
ultimate controlling natural person or legal entities (please add additional
rows as necessary)
Ultimate controlling person Name of controlled undertaking % of voting rights if it equals or is higher than the notifiable threshold % of voting rights through financial instruments if it equals or is higher Total of both if it equals or is higher than the notifiable threshold
than the notifiable threshold
The Goldman Sachs Group, Inc. (Chain 1)
The Goldman Sachs Group, Inc. (Chain 1) Goldman Sachs (UK) L.L.C.
The Goldman Sachs Group, Inc. (Chain 1) Goldman Sachs Group UK Limited
The Goldman Sachs Group, Inc. (Chain 1) Goldman Sachs International
The Goldman Sachs Group, Inc. (Chain 2)
The Goldman Sachs Group, Inc. (Chain 2) GSAM Holdings LLC
The Goldman Sachs Group, Inc. (Chain 2) Goldman Sachs Asset Management Holdings LLC
The Goldman Sachs Group, Inc. (Chain 2) Goldman Sachs Asset Management UK Holdings I Ltd
The Goldman Sachs Group, Inc. (Chain 2) Goldman Sachs Asset Management UK Holdings II Ltd
The Goldman Sachs Group, Inc. (Chain 2) Goldman Sachs Asset Management Holdings I B.V. / Goldman Sachs Asset
Management Holdings II B.V.
The Goldman Sachs Group, Inc. (Chain 2) Goldman Sachs Asset Management Holdings B.V.
The Goldman Sachs Group, Inc. (Chain 3)
The Goldman Sachs Group, Inc. (Chain 3) Goldman Sachs Bank USA
The Goldman Sachs Group, Inc. (Chain 3) Goldman Sachs Bank Europe SE
The Goldman Sachs Group, Inc. (Chain 4)
The Goldman Sachs Group, Inc. (Chain 4) Goldman Sachs & Co. LLC
The Goldman Sachs Group, Inc. (Chain 5)
The Goldman Sachs Group, Inc. (Chain 5) GSAM Holdings LLC
The Goldman Sachs Group, Inc. (Chain 5) Goldman Sachs Asset Management, L.P.
The Goldman Sachs Group, Inc. (Chain 6)
The Goldman Sachs Group, Inc. (Chain 6) IMD Holdings LLC
The Goldman Sachs Group, Inc. (Chain 6) United Capital Financial Partners, Inc.
The Goldman Sachs Group, Inc. (Chain 6) United Capital Financial Advisers, LLC
The Goldman Sachs Group, Inc. (Chain 7)
The Goldman Sachs Group, Inc. (Chain 7) Goldman Sachs (UK) L.L.C.
The Goldman Sachs Group, Inc. (Chain 7) Goldman Sachs Group UK Limited
The Goldman Sachs Group, Inc. (Chain 7) Goldman Sachs International Bank
The Goldman Sachs Group, Inc. (Chain 8)
The Goldman Sachs Group, Inc. (Chain 8) The Goldman Sachs Group, Inc.
The Goldman Sachs Group, Inc. (Chain 8) The Goldman Sachs Trust Company, National Association
The Goldman Sachs Group, Inc. (Chain 8) The Goldman Sachs Trust Company of Delaware
The Goldman Sachs Group, Inc. (Chain 9)
The Goldman Sachs Group, Inc. (Chain 9) Goldman Sachs Financial Markets L.L.C.
The Goldman Sachs Group, Inc. (Chain 9) Goldman Sachs Financial Markets, L.P.
The Goldman Sachs Group, Inc. (Chain 10)
The Goldman Sachs Group, Inc. (Chain 10) Murray Street Corporation
The Goldman Sachs Group, Inc. (Chain 10) Benson Street Limited
The Goldman Sachs Group, Inc. (Chain 11)
The Goldman Sachs Group, Inc. (Chain 11) Folio Financial, Inc.
The Goldman Sachs Group, Inc. (Chain 11) Folio Investments Inc.
10. In case of proxy voting
Name of the proxy holder
The number and % of voting rights held
The date until which the voting rights will be held
11. Additional Information
Please note, positions previously reportable are now exempt under the market
making exemption as they are below the 10% limit.
Please note, the total amount of voting rights has been rounded to 6 decimal
places therefore there is a possibility of a rounding error.
General email contact:
gs-regops-emea-position-enquiries@gs.com
(mailto:gs-regops-emea-position-enquiries@gs.com)
12. Date of Completion
30-Aug-2023
13. Place Of Completion
London
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