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REG - GSK PLC Goldman Sachs Group. - Holding(s) in Company

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RNS Number : 0027L  GSK PLC  31 August 2023

TR-1: Standard form for notification of major holdings

1. Issuer Details

ISIN

GB00BN7SWP63

Issuer Name

GSK PLC

UK or Non-UK Issuer

UK

2. Reason for Notification

An acquisition or disposal of voting rights; An acquisition or disposal of
financial instruments

3. Details of person subject to the notification obligation

Name

The Goldman Sachs Group, Inc.

City of registered office (if applicable)

Wilmington, Delaware

Country of registered office (if applicable)

USA

4. Details of the shareholder

Full name of shareholder(s) if different from the person(s) subject to the
notification obligation, above

 

City of registered office (if applicable)

 

Country of registered office (if applicable)

 

5. Date on which the threshold was crossed or reached

28-Aug-2023

6. Date on which Issuer notified

30-Aug-2023

7. Total positions of person(s) subject to the notification obligation

                                                                            % of voting rights attached to shares (total of 8.A)  % of voting rights through financial instruments (total of 8.B 1 + 8.B 2)  Total of both in % (8.A + 8.B)  Total number of voting rights held in issuer
 Resulting situation on the date on which threshold was crossed or reached  0.200188                                              1.245935                                                                   1.446123                        59218837
 Position of previous notification (if applicable)                          0.196168                                              6.279741                                                                   6.475909

8. Notified details of the resulting situation on the date on which the
threshold was crossed or reached

8A. Voting rights attached to shares

 Class/Type of shares ISIN code(if possible)  Number of direct voting rights (DTR5.1)  Number of indirect voting rights (DTR5.2.1)  % of direct voting rights (DTR5.1)  % of indirect voting rights (DTR5.2.1)
 GB00BN7SWP63                                                                          4154252                                                                          0.101447
 US37733W2044                                                                          4043456                                                                          0.098741
 Sub Total 8.A                                8197708                                                                               0.200188%

8B1. Financial Instruments according to (DTR5.3.1R.(1) (a))

 Type of financial instrument  Expiration date  Exercise/conversion period  Number of voting rights that may be acquired if the instrument is  % of voting rights
                                                                            exercised/converted
 Securities Lending            Open                                         335953                                                             0.008204
 Call Option                   19-Jan-2024                                  971900                                                             0.023734
 Sub Total 8.B1                                                             1307853                                                            0.031938%

8B2. Financial Instruments with similar economic effect according to
(DTR5.3.1R.(1) (b))

 Type of financial instrument  Expiration date  Exercise/conversion period  Physical or cash settlement  Number of voting rights  % of voting rights
 Future                        15-Sep-2023                                  Cash                         21136262                 0.516147
 Future                        15-Dec-2023                                  Cash                         14899402                 0.363843
 Future                        20-Dec-2024                                  Cash                         7091644                  0.173178
 Call Option                   15-Dec-2023                                  Cash                         2118886                  0.051743
 Future                        18-Dec-2026                                  Cash                         1240310                  0.030288
 Future                        17-Dec-2027                                  Cash                         958707                   0.023412
 Swap                          15-Dec-2023                                  Cash                         533475                   0.013027
 Put Option                    15-Dec-2023                                  Cash                         418124                   0.010211
 Put Option                    20-Dec-2024                                  Cash                         110107                   0.002689
 Call Option                   20-Dec-2024                                  Cash                         99861                    0.002439
 Put Option                    15-Sep-2023                                  Cash                         84361                    0.002060
 Forward                       15-Sep-2023                                  Cash                         75531                    0.001844
 Future                        19-Dec-2025                                  Cash                         64277                    0.001570
 Call Option                   19-Dec-2025                                  Cash                         62225                    0.001520
 Put Option                    21-Jun-2024                                  Cash                         54339                    0.001327
 Swap                          15-Sep-2023                                  Cash                         46463                    0.001135
 Forward                       31-Aug-2023                                  Cash                         43678                    0.001067
 Put Option                    15-Mar-2024                                  Cash                         42961                    0.001049
 Call Option                   15-Dec-2028                                  Cash                         38280                    0.000935
 Swap                          19-Apr-2027                                  Cash                         35930                    0.000877
 Call Warrant                  31-Dec-2030                                  Cash                         29442                    0.000719
 Swap                          27-Jul-2033                                  Cash                         28579                    0.000698
 Put Option                    09-May-2024                                  Cash                         27828                    0.000680
 Forward                       30-Aug-2023                                  Cash                         27474                    0.000671
 Put Option                    19-Dec-2025                                  Cash                         24864                    0.000607
 Call Option                   09-May-2024                                  Cash                         23912                    0.000584
 Call Option                   15-Sep-2023                                  Cash                         23422                    0.000572
 Put Option                    23-Jan-2026                                  Cash                         22345                    0.000546
 Call Option                   20-Dec-2030                                  Cash                         21242                    0.000519
 Call Option                   17-Jan-2025                                  Cash                         19916                    0.000486
 Call Option                   20-Oct-2023                                  Cash                         16621                    0.000406
 Put Option                    16-Jun-2028                                  Cash                         16456                    0.000402
 Call Option                   21-Jun-2024                                  Cash                         16343                    0.000399
 Put Option                    17-Nov-2025                                  Cash                         15891                    0.000388
 Put Option                    15-Dec-2028                                  Cash                         15012                    0.000367
 Call Option                   08-Sep-2023                                  Cash                         13606                    0.000332
 Put Option                    18-Jun-2027                                  Cash                         11546                    0.000282
 Swap                          15-Jul-2025                                  Cash                         11187                    0.000273
 Call Option                   21-Feb-2025                                  Cash                         11145                    0.000272
 Swap                          09-Nov-2023                                  Cash                         10849                    0.000265
 Put Option                    02-Dec-2024                                  Cash                         10048                    0.000245
 Put Option                    03-Feb-2027                                  Cash                         9751                     0.000238
 Swap                          17-Aug-2033                                  Cash                         9130                     0.000223
 Swap                          03-Aug-2026                                  Cash                         6972                     0.000170
 Call Option                   22-May-2028                                  Cash                         6811                     0.000166
 Swap                          18-Aug-2025                                  Cash                         6470                     0.000158
 Forward                       05-Sep-2023                                  Cash                         6055                     0.000148
 Forward                       01-Sep-2023                                  Cash                         6034                     0.000147
 Put Option                    19-Sep-2025                                  Cash                         5916                     0.000144
 Call Option                   20-Jul-2026                                  Cash                         5595                     0.000137
 Call Option                   22-May-2026                                  Cash                         5314                     0.000130
 Call Option                   01-Apr-2026                                  Cash                         5010                     0.000122
 Put Option                    20-Dec-2030                                  Cash                         4931                     0.000120
 Call Option                   17-Dec-2032                                  Cash                         4604                     0.000112
 Call Option                   10-Sep-2026                                  Cash                         4547                     0.000111
 Call Option                   13-Oct-2023                                  Cash                         4267                     0.000104
 Call Option                   22-Feb-2027                                  Cash                         4245                     0.000104
 Call Option                   18-Dec-2026                                  Cash                         4238                     0.000103
 Forward                       29-Aug-2023                                  Cash                         4119                     0.000101
 Put Option                    14-Jul-2027                                  Cash                         2800                     0.000068
 Call Option                   26-Oct-2026                                  Cash                         2794                     0.000068
 Call Option                   30-Apr-2029                                  Cash                         2554                     0.000062
 Put Option                    25-Jun-2026                                  Cash                         2379                     0.000058
 Put Option                    13-Jan-2028                                  Cash                         2351                     0.000057
 Call Option                   08-Apr-2024                                  Cash                         2312                     0.000056
 Put Option                    06-Jun-2024                                  Cash                         2051                     0.000050
 Call Option                   19-Sep-2025                                  Cash                         1995                     0.000049
 Swap                          22-Aug-2033                                  Cash                         1991                     0.000049
 Call Option                   28-Mar-2025                                  Cash                         1920                     0.000047
 Put Option                    17-Sep-2027                                  Cash                         1872                     0.000046
 Put Option                    19-Mar-2027                                  Cash                         1865                     0.000046
 Call Option                   28-Jun-2028                                  Cash                         1850                     0.000045
 Put Option                    17-Dec-2027                                  Cash                         1849                     0.000045
 Put Option                    13-Jan-2027                                  Cash                         1666                     0.000041
 Call Option                   15-Mar-2024                                  Cash                         1559                     0.000038
 Put Option                    18-Sep-2026                                  Cash                         1547                     0.000038
 Put Option                    19-Jun-2026                                  Cash                         1537                     0.000038
 Put Option                    18-Dec-2026                                  Cash                         1534                     0.000037
 Put Option                    20-Mar-2026                                  Cash                         1523                     0.000037
 Call Option                   12-May-2025                                  Cash                         1469                     0.000036
 Put Option                    20-Jun-2025                                  Cash                         1454                     0.000035
 Put Option                    20-Sep-2024                                  Cash                         1414                     0.000035
 Put Option                    21-Mar-2025                                  Cash                         1364                     0.000033
 Call Option                   08-Apr-2025                                  Cash                         1230                     0.000030
 Call Option                   06-Jun-2024                                  Cash                         1184                     0.000029
 Call Option                   10-Jan-2029                                  Cash                         1141                     0.000028
 Call Option                   30-Jun-2028                                  Cash                         1036                     0.000025
 Call Option                   12-Jul-2024                                  Cash                         987                      0.000024
 Call Option                   02-Nov-2027                                  Cash                         951                      0.000023
 Call Option                   31-Jul-2028                                  Cash                         777                      0.000019
 Call Option                   29-Sep-2023                                  Cash                         726                      0.000018
 Call Option                   22-Sep-2023                                  Cash                         601                      0.000015
 Swap                          24-Nov-2023                                  Cash                         574                      0.000014
 Future                        19-Dec-2024                                  Cash                         528                      0.000013
 Call Option                   02-Nov-2028                                  Cash                         393                      0.000010
 Call Option                   20-Apr-2028                                  Cash                         275                      0.000007
 Swap                          28-Aug-2025                                  Cash                         243                      0.000006
 Call Option                   10-Jan-2028                                  Cash                         203                      0.000005
 Call Option                   11-Mar-2027                                  Cash                         126                      0.000003
 Put Option                    16-Feb-2024                                  Cash                         72                       0.000002
 Future                        14-Dec-2023                                  Cash                         19                       0.000000
 Sub Total 8.B2                                                                                          49713276                 1.213997%

9. Information in relation to the person subject to the notification
obligation

2. Full chain of controlled undertakings through which the voting rights
and/or the financial instruments are effectively held starting with the
ultimate controlling natural person or legal entities (please add additional
rows as necessary)

 Ultimate controlling person               Name of controlled undertaking                                        % of voting rights if it equals or is higher than the notifiable threshold  % of voting rights through financial instruments if it equals or is higher  Total of both if it equals or is higher than the notifiable threshold
                                                                                                                                                                                             than the notifiable threshold
 The Goldman Sachs Group, Inc. (Chain 1)
 The Goldman Sachs Group, Inc. (Chain 1)   Goldman Sachs (UK) L.L.C.
 The Goldman Sachs Group, Inc. (Chain 1)   Goldman Sachs Group UK Limited
 The Goldman Sachs Group, Inc. (Chain 1)   Goldman Sachs International
 The Goldman Sachs Group, Inc. (Chain 2)
 The Goldman Sachs Group, Inc. (Chain 2)   GSAM Holdings LLC
 The Goldman Sachs Group, Inc. (Chain 2)   Goldman Sachs Asset Management Holdings LLC
 The Goldman Sachs Group, Inc. (Chain 2)   Goldman Sachs Asset Management UK Holdings I Ltd
 The Goldman Sachs Group, Inc. (Chain 2)   Goldman Sachs Asset Management UK Holdings II Ltd
 The Goldman Sachs Group, Inc. (Chain 2)   Goldman Sachs Asset Management Holdings I B.V. / Goldman Sachs Asset
                                           Management Holdings II B.V.
 The Goldman Sachs Group, Inc. (Chain 2)   Goldman Sachs Asset Management Holdings B.V.
 The Goldman Sachs Group, Inc. (Chain 3)
 The Goldman Sachs Group, Inc. (Chain 3)   Goldman Sachs Bank USA
 The Goldman Sachs Group, Inc. (Chain 3)   Goldman Sachs Bank Europe SE
 The Goldman Sachs Group, Inc. (Chain 4)
 The Goldman Sachs Group, Inc. (Chain 4)   Goldman Sachs & Co. LLC
 The Goldman Sachs Group, Inc. (Chain 5)
 The Goldman Sachs Group, Inc. (Chain 5)   GSAM Holdings LLC
 The Goldman Sachs Group, Inc. (Chain 5)   Goldman Sachs Asset Management, L.P.
 The Goldman Sachs Group, Inc. (Chain 6)
 The Goldman Sachs Group, Inc. (Chain 6)   IMD Holdings LLC
 The Goldman Sachs Group, Inc. (Chain 6)   United Capital Financial Partners, Inc.
 The Goldman Sachs Group, Inc. (Chain 6)   United Capital Financial Advisers, LLC
 The Goldman Sachs Group, Inc. (Chain 7)
 The Goldman Sachs Group, Inc. (Chain 7)   Goldman Sachs (UK) L.L.C.
 The Goldman Sachs Group, Inc. (Chain 7)   Goldman Sachs Group UK Limited
 The Goldman Sachs Group, Inc. (Chain 7)   Goldman Sachs International Bank
 The Goldman Sachs Group, Inc. (Chain 8)
 The Goldman Sachs Group, Inc. (Chain 8)   The Goldman Sachs Group, Inc.
 The Goldman Sachs Group, Inc. (Chain 8)   The Goldman Sachs Trust Company, National Association
 The Goldman Sachs Group, Inc. (Chain 8)   The Goldman Sachs Trust Company of Delaware
 The Goldman Sachs Group, Inc. (Chain 9)
 The Goldman Sachs Group, Inc. (Chain 9)   Goldman Sachs Financial Markets L.L.C.
 The Goldman Sachs Group, Inc. (Chain 9)   Goldman Sachs Financial Markets, L.P.
 The Goldman Sachs Group, Inc. (Chain 10)
 The Goldman Sachs Group, Inc. (Chain 10)  Murray Street Corporation
 The Goldman Sachs Group, Inc. (Chain 10)  Benson Street Limited
 The Goldman Sachs Group, Inc. (Chain 11)
 The Goldman Sachs Group, Inc. (Chain 11)  Folio Financial, Inc.
 The Goldman Sachs Group, Inc. (Chain 11)  Folio Investments Inc.

10. In case of proxy voting

Name of the proxy holder

 

The number and % of voting rights held

 

The date until which the voting rights will be held

 

11. Additional Information

Please note, positions previously reportable are now exempt under the market
making exemption as they are below the 10% limit.

Please note, the total amount of voting rights has been rounded to 6 decimal
places therefore there is a possibility of a rounding error.

General email contact:
gs-regops-emea-position-enquiries@gs.com
(mailto:gs-regops-emea-position-enquiries@gs.com)

12. Date of Completion

30-Aug-2023

13. Place Of Completion

London

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.   END  HOLWPUPGRUPWGCG

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