REG - GSK PLC Goldman Sachs Group. - Holding(s) in Company
31/08/2023 15:15
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RNS Number : 0022L GSK PLC 31 August 2023
TR-1: Standard form for notification of major holdings
1. Issuer Details
ISIN
GB00BN7SWP63
Issuer Name
GSK PLC
UK or Non-UK Issuer
UK
2. Reason for Notification
An acquisition or disposal of voting rights; An acquisition or disposal of
financial instruments
3. Details of person subject to the notification obligation
Name
The Goldman Sachs Group, Inc.
City of registered office (if applicable)
Wilmington, Delaware
Country of registered office (if applicable)
USA
4. Details of the shareholder
Name City of registered office Country of registered office
Goldman Sachs International London United Kingdom
5. Date on which the threshold was crossed or reached
24-Aug-2023
6. Date on which Issuer notified
28-Aug-2023
7. Total positions of person(s) subject to the notification obligation
% of voting rights attached to shares (total of 8.A) % of voting rights through financial instruments (total of 8.B 1 + 8.B 2) Total of both in % (8.A + 8.B) Total number of voting rights held in issuer
Resulting situation on the date on which threshold was crossed or reached 0.196168 6.279741 6.475909 265189235
Position of previous notification (if applicable)
8. Notified details of the resulting situation on the date on which the
threshold was crossed or reached
8A. Voting rights attached to shares
Class/Type of shares ISIN code(if possible) Number of direct voting rights (DTR5.1) Number of indirect voting rights (DTR5.2.1) % of direct voting rights (DTR5.1) % of indirect voting rights (DTR5.2.1)
GB00BN7SWP63 3981863 0.097237
US37733W2044 4051236 0.098931
Sub Total 8.A 8033099 0.196168%
8B1. Financial Instruments according to (DTR5.3.1R.(1) (a))
Type of financial instrument Expiration date Exercise/conversion period Number of voting rights that may be acquired if the instrument is % of voting rights
exercised/converted
Securities Lending Open 334772 0.008175
Future 15-Sep-2023 4865354 0.118812
Call Option 15-Dec-2023 1050000 0.025641
Call Option 19-Jan-2024 971900 0.023734
Call Option 15-Sep-2023 490000 0.011966
Call Option 20-Oct-2023 70000 0.001709
Sub Total 8.B1 7782026 0.190037%
8B2. Financial Instruments with similar economic effect according to
(DTR5.3.1R.(1) (b))
Type of financial instrument Expiration date Exercise/conversion period Physical or cash settlement Number of voting rights % of voting rights
Swap 04-Sep-2023 Cash 174549395 4.262489
Future 15-Sep-2023 Cash 21093287 0.515097
Future 15-Dec-2023 Cash 14999323 0.366283
Swap 15-Sep-2023 Cash 13674201 0.333923
Swap 11-Oct-2023 Cash 9396400 0.229460
Future 20-Dec-2024 Cash 6178184 0.150871
Call Option 15-Dec-2023 Cash 2102525 0.051344
Future 18-Dec-2026 Cash 1240307 0.030288
Future 17-Dec-2027 Cash 958707 0.023412
Swap 28-Apr-2026 Cash 633531 0.015471
Swap 12-Jul-2033 Cash 628712 0.015353
Swap 15-Dec-2023 Cash 533528 0.013029
Swap 15-Jul-2025 Cash 439191 0.010725
Put Option 15-Dec-2023 Cash 431281 0.010532
Swap 17-Aug-2033 Cash 339204 0.008283
Swap 16-Aug-2033 Cash 220465 0.005384
Swap 18-Jul-2033 Cash 142059 0.003469
Swap 18-Aug-2033 Cash 139923 0.003417
Swap 15-Aug-2033 Cash 117652 0.002873
Put Option 20-Dec-2024 Cash 111098 0.002713
Call Option 20-Dec-2024 Cash 99356 0.002426
Put Option 15-Sep-2023 Cash 89607 0.002188
Forward 15-Sep-2023 Cash 74832 0.001827
Future 19-Dec-2025 Cash 64287 0.001570
Swap 10-Jul-2026 Cash 61590 0.001504
Call Option 19-Dec-2025 Cash 61342 0.001498
Put Option 21-Jun-2024 Cash 54891 0.001340
Swap 02-Nov-2023 Cash 46902 0.001145
Forward 31-Aug-2023 Cash 43664 0.001066
Put Option 15-Mar-2024 Cash 43342 0.001058
Call Option 15-Dec-2028 Cash 37738 0.000922
Swap 19-Apr-2027 Cash 35933 0.000877
Call Warrant 31-Dec-2030 Cash 31133 0.000760
Swap 26-Aug-2033 Cash 30000 0.000733
Swap 30-Apr-2024 Cash 29761 0.000727
Swap 27-Jul-2033 Cash 28579 0.000698
Put Option 09-May-2024 Cash 28068 0.000685
Forward 30-Aug-2023 Cash 27467 0.000671
Put Option 19-Dec-2025 Cash 25510 0.000623
Call Option 09-May-2024 Cash 23791 0.000581
Call Option 15-Sep-2023 Cash 23395 0.000571
Call Option 31-Oct-2023 Cash 23380 0.000571
Put Option 23-Jan-2026 Cash 22584 0.000551
Call Option 20-Dec-2030 Cash 21031 0.000514
Call Option 17-Jan-2025 Cash 19769 0.000483
Call Option 20-Oct-2023 Cash 16661 0.000407
Put Option 16-Jun-2028 Cash 16659 0.000407
Call Option 21-Jun-2024 Cash 16162 0.000395
Put Option 17-Nov-2025 Cash 16035 0.000392
Put Option 15-Dec-2028 Cash 15336 0.000375
Call Option 08-Sep-2023 Cash 14341 0.000350
Call Option 07-Nov-2023 Cash 13380 0.000327
Swap 19-Jul-2033 Cash 12575 0.000307
Swap 04-Jul-2033 Cash 11998 0.000293
Put Option 18-Jun-2027 Cash 11681 0.000285
Call Option 21-Feb-2025 Cash 11105 0.000271
Swap 09-Nov-2023 Cash 10904 0.000266
Swap 06-Sep-2032 Cash 10428 0.000255
Put Option 02-Dec-2024 Cash 9941 0.000243
Put Option 03-Feb-2027 Cash 9846 0.000240
Call Option 24-Oct-2023 Cash 9589 0.000234
Swap 26-May-2026 Cash 8930 0.000218
Call Option 26-Sep-2023 Cash 8824 0.000215
Call Option 25-Oct-2023 Cash 8505 0.000208
Call Option 17-Oct-2023 Cash 8244 0.000201
Swap 03-Aug-2026 Cash 6973 0.000170
Call Option 22-May-2028 Cash 6865 0.000168
Swap 18-Aug-2025 Cash 6471 0.000158
Forward 28-Aug-2023 Cash 6053 0.000148
Put Option 19-Sep-2025 Cash 5976 0.000146
Call Option 20-Jul-2026 Cash 5525 0.000135
Swap 29-Jan-2030 Cash 5452 0.000133
Call Option 22-May-2026 Cash 5300 0.000129
Forward 25-Aug-2023 Cash 5234 0.000128
Put Option 20-Dec-2030 Cash 5010 0.000122
Call Option 01-Apr-2026 Cash 4949 0.000121
Call Option 13-Oct-2023 Cash 4609 0.000113
Call Option 10-Sep-2026 Cash 4552 0.000111
Call Option 17-Dec-2032 Cash 4532 0.000111
Call Option 22-Feb-2027 Cash 4320 0.000105
Call Option 18-Dec-2026 Cash 4185 0.000102
Forward 29-Aug-2023 Cash 4118 0.000101
Swap 22-Aug-2033 Cash 3593 0.000088
Put Option 14-Jul-2027 Cash 2834 0.000069
Call Option 26-Oct-2026 Cash 2795 0.000068
Call Option 12-Sep-2023 Cash 2780 0.000068
Call Option 30-Apr-2029 Cash 2536 0.000062
Put Option 25-Jun-2026 Cash 2408 0.000059
Put Option 13-Jan-2028 Cash 2381 0.000058
Call Option 08-Apr-2024 Cash 2297 0.000056
Put Option 06-Jun-2024 Cash 2106 0.000051
Call Option 19-Sep-2025 Cash 1956 0.000048
Call Option 28-Mar-2025 Cash 1939 0.000047
Put Option 17-Sep-2027 Cash 1895 0.000046
Put Option 19-Mar-2027 Cash 1889 0.000046
Put Option 17-Dec-2027 Cash 1871 0.000046
Call Option 28-Jun-2028 Cash 1831 0.000045
Put Option 13-Jan-2027 Cash 1687 0.000041
Call Option 15-Mar-2024 Cash 1582 0.000039
Put Option 18-Sep-2026 Cash 1566 0.000038
Put Option 19-Jun-2026 Cash 1556 0.000038
Put Option 18-Dec-2026 Cash 1553 0.000038
Put Option 20-Mar-2026 Cash 1540 0.000038
Swap 24-Jul-2028 Cash 1534 0.000037
Call Option 12-May-2025 Cash 1481 0.000036
Put Option 20-Jun-2025 Cash 1467 0.000036
Put Option 20-Sep-2024 Cash 1424 0.000035
Put Option 21-Mar-2025 Cash 1371 0.000033
Call Option 08-Apr-2025 Cash 1220 0.000030
Call Option 06-Jun-2024 Cash 1180 0.000029
Call Option 10-Jan-2029 Cash 1165 0.000028
Call Option 30-Jun-2028 Cash 1051 0.000026
Call Option 12-Jul-2024 Cash 983 0.000024
Call Option 02-Nov-2027 Cash 950 0.000023
Swap 23-Nov-2023 Cash 866 0.000021
Call Option 29-Sep-2023 Cash 833 0.000020
Forward 01-Sep-2023 Cash 799 0.000020
Call Option 31-Jul-2028 Cash 770 0.000019
Call Option 22-Sep-2023 Cash 730 0.000018
Swap 23-Sep-2024 Cash 658 0.000016
Swap 24-Nov-2023 Cash 574 0.000014
Future 19-Dec-2024 Cash 533 0.000013
Call Option 02-Nov-2028 Cash 392 0.000010
Swap 25-Aug-2025 Cash 374 0.000009
Call Option 20-Apr-2028 Cash 274 0.000007
Call Option 10-Jan-2028 Cash 208 0.000005
Swap 20-Feb-2026 Cash 170 0.000004
Call Option 11-Mar-2027 Cash 169 0.000004
Put Option 16-Feb-2024 Cash 75 0.000002
Swap 16-Nov-2023 Cash 50 0.000001
Future 14-Dec-2023 Cash 20 0.000000
Call Option 30-Aug-2023 Cash 1 0.000000
Sub Total 8.B2 249374110 6.089704%
9. Information in relation to the person subject to the notification
obligation
2. Full chain of controlled undertakings through which the voting rights
and/or the financial instruments are effectively held starting with the
ultimate controlling natural person or legal entities (please add additional
rows as necessary)
Ultimate controlling person Name of controlled undertaking % of voting rights if it equals or is higher than the notifiable threshold % of voting rights through financial instruments if it equals or is higher Total of both if it equals or is higher than the notifiable threshold
than the notifiable threshold
The Goldman Sachs Group, Inc. (Chain 1)
The Goldman Sachs Group, Inc. (Chain 1) Goldman Sachs (UK) L.L.C. 0.015311 3.709402 3.724713%
The Goldman Sachs Group, Inc. (Chain 1) Goldman Sachs Group UK Limited 0.015311 3.709402 3.724713%
The Goldman Sachs Group, Inc. (Chain 1) Goldman Sachs International 0.015311 3.709402 3.724713%
The Goldman Sachs Group, Inc. (Chain 2)
The Goldman Sachs Group, Inc. (Chain 2) GSAM Holdings LLC
The Goldman Sachs Group, Inc. (Chain 2) Goldman Sachs Asset Management Holdings LLC
The Goldman Sachs Group, Inc. (Chain 2) Goldman Sachs Asset Management UK Holdings I Ltd
The Goldman Sachs Group, Inc. (Chain 2) Goldman Sachs Asset Management UK Holdings II Ltd
The Goldman Sachs Group, Inc. (Chain 2) Goldman Sachs Asset Management Holdings I B.V. / Goldman Sachs Asset
Management Holdings II B.V.
The Goldman Sachs Group, Inc. (Chain 2) Goldman Sachs Asset Management Holdings B.V.
The Goldman Sachs Group, Inc. (Chain 3)
The Goldman Sachs Group, Inc. (Chain 3) Goldman Sachs Bank USA
The Goldman Sachs Group, Inc. (Chain 3) Goldman Sachs Bank Europe SE
The Goldman Sachs Group, Inc. (Chain 4)
The Goldman Sachs Group, Inc. (Chain 4) Goldman Sachs & Co. LLC
The Goldman Sachs Group, Inc. (Chain 5)
The Goldman Sachs Group, Inc. (Chain 5) GSAM Holdings LLC
The Goldman Sachs Group, Inc. (Chain 5) Goldman Sachs Asset Management, L.P.
The Goldman Sachs Group, Inc. (Chain 6)
The Goldman Sachs Group, Inc. (Chain 6) IMD Holdings LLC
The Goldman Sachs Group, Inc. (Chain 6) United Capital Financial Partners, Inc.
The Goldman Sachs Group, Inc. (Chain 6) United Capital Financial Advisers, LLC
The Goldman Sachs Group, Inc. (Chain 7)
The Goldman Sachs Group, Inc. (Chain 7) Goldman Sachs (UK) L.L.C.
The Goldman Sachs Group, Inc. (Chain 7) Goldman Sachs Group UK Limited
The Goldman Sachs Group, Inc. (Chain 7) Goldman Sachs International Bank
The Goldman Sachs Group, Inc. (Chain 8)
The Goldman Sachs Group, Inc. (Chain 8) The Goldman Sachs Group, Inc.
The Goldman Sachs Group, Inc. (Chain 8) The Goldman Sachs Trust Company, National Association
The Goldman Sachs Group, Inc. (Chain 8) The Goldman Sachs Trust Company of Delaware
The Goldman Sachs Group, Inc. (Chain 9)
The Goldman Sachs Group, Inc. (Chain 9) Goldman Sachs Financial Markets L.L.C.
The Goldman Sachs Group, Inc. (Chain 9) Goldman Sachs Financial Markets, L.P.
The Goldman Sachs Group, Inc. (Chain 10)
The Goldman Sachs Group, Inc. (Chain 10) Murray Street Corporation
The Goldman Sachs Group, Inc. (Chain 10) Benson Street Limited
The Goldman Sachs Group, Inc. (Chain 11)
The Goldman Sachs Group, Inc. (Chain 11) Folio Financial, Inc.
The Goldman Sachs Group, Inc. (Chain 11) Folio Investments, Inc.
10. In case of proxy voting
Name of the proxy holder
The number and % of voting rights held
The date until which the voting rights will be held
11. Additional Information
Please note, the total amount of voting rights have been rounded to 6 decimal
places therefore there is a possibility of a rounding error.
General email contact:
gs-regops-emea-position-enquiries@gs.com
(mailto:gs-regops-emea-position-enquiries@gs.com)
12. Date of Completion
28-Aug-2023
13. Place Of Completion
Paris
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