REG - Halma PLC - Director/PDMR Shareholding
RNS Number : 2234EHalma PLC05 July 2021
Halma plc
Directors' and PDMRs' Share Transactions
In accordance with Article 19 of the Market Abuse Regulation, notification is hereby given of transactions in the 10p ordinary shares of Halma by Directors and Persons Discharging Managerial Responsibilities (PDMRs), as set out below.
Vesting of Deferred Share Awards (DSAs)
The DSAs granted on 1 July 2019, vested on Thursday, 1 July 2021 in accordance with the Rules of the Executive Share Plan. The share price on vesting was 2692p (being the closing mid-market price on Wednesday, 30 June 2021).
Following the transactions noted below, the beneficial holdings of Directors and PDMRs, including family interests, in the 10p ordinary shares of Halma are as follows:
Shares
vested(gross number)
Shares withheld to
meet tax costs
(number)
Shares sold*
(number)
Resultant
beneficial
holdingConstance Baroudel
4,121
1,937
0
2,517
Inken Braunschmidt
6,518
2,909
0
19,540
Wendy McMillan
5,866
2,758
0
3,680
Adam Meyers
9,773
4,692
5,081
350,480
Marc Ronchetti
8,642
4,062
0
30,876
Jennifer Ward
7,821
3,676
0
71,272
Andrew Williams
15,961
7,502
5,307
704,224
*The price achieved on the sale of shares on 1 July 2021 was 2701p.
Vesting of Performance Share Plan Awards (PSPs)
The PSPs granted on 2 July 2018 vested on Friday, 2 July 2021. The PSPs vested at 73.7% of the original award in accordance with the Rules of the Executive Share Plan and the relevant performance criteria. The share price on vesting was 2710p (being the closing mid-market price on Thursday, 1 July 2021).
Following the transactions noted below, the beneficial holdings of Directors and PDMRs, including family interests, in the 10p ordinary shares of Halma are as follows:
Shares
vested(gross number)
Shares withheld to
meet tax costs
(number)
Shares sold*
(number)
Resultant
beneficial
holdingInken Braunschmidt
17,102
7,611
0
29,031
Adam Meyers
31,943
15,333
16,610
350,480
Marc Ronchetti
38,903
18,285
0
51,494
Jennifer Ward
25,645
12,054
4,078
80,785
Andrew Williams
70,104
32,949
5,307
736,072
*The price achieved on the sale of shares on 2 July 2021 was 2734p.
Vesting of Basic Deferred Share Award (BDSA)
The BDSA granted on 2 July 2018 vested on Friday, 2 July 2021 in accordance with the Rules of the Executive Share Plan (no performance conditions apply to this award). The share price on vesting was 2710p (being the closing mid-market price on Thursday, 1 July 2021).
Following the transactions noted below, the beneficial holdings of Wendy McMillan, including family interests, in the 10p ordinary shares of Halma are as follows:
Shares
vested(gross number)
Shares withheld to
meet tax costs
(number)
Shares sold
(number)
Resultant
beneficial
holdingWendy McMillan
3,249
1,528
0
5,401
The attached notifications, made in accordance with the requirements of the Market Abuse Regulation, provide further detail.
1
Details of the person discharging managerial responsibilities / person closely associated
a)
Name
Constance Baroudel
2
Reason for the notification
a)
Position/status
Sector Chief Executive, Environmental & Analysis
b)
Initial notification /Amendment
Initial notification
3
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
a)
Name
Halma plc
b)
LEI
2138007FRGLUR9KGBT40
4
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
a)
Description of the financial instrument, type of instrument
Identification code
Ordinary shares of 10p each in Halma plc
GB0004052071
b)
Nature of the transaction
(1) Vesting of Executive Share Plan Awards
(2) Notional sale of shares to cover tax
c)
Price(s) and volume(s)
Price(s)
Volume(s)
(1) £26.92
4,121
(2) £26.92
1,937
d)
Aggregated information
- Aggregated volume
- Price
See above
See above
e)
Date of the transaction
2021-07-01
f)
Place of the transaction
(1) & (2) Outside a trading venue
1
Details of the person discharging managerial responsibilities / person closely associated
a)
Name
Inken Braunschmidt
2
Reason for the notification
a)
Position/status
Chief Innovation and Digital Officer
b)
Initial notification /Amendment
Initial notification
3
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
a)
Name
Halma plc
b)
LEI
2138007FRGLUR9KGBT40
4
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
a)
Description of the financial instrument, type of instrument
Identification code
Ordinary shares of 10p each in Halma plc
GB0004052071
b)
Nature of the transaction
(1) Vesting of Executive Share Plan Awards
(2) Notional sale of shares to cover tax
c)
Price(s) and volume(s)
Price(s)
Volume(s)
(1) £26.92
6,518
(2) £26.92
2,909
d)
Aggregated information
- Aggregated volume
- Price
See above
See above
e)
Date of the transaction
2021-07-01
f)
Place of the transaction
(1) & (2) Outside a trading venue
1
Details of the person discharging managerial responsibilities / person closely associated
a)
Name
Wendy McMillan
2
Reason for the notification
a)
Position/status
Sector Chief Executive, Safety
b)
Initial notification /Amendment
Initial notification
3
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
a)
Name
Halma plc
b)
LEI
2138007FRGLUR9KGBT40
4
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
a)
Description of the financial instrument, type of instrument
Identification code
Ordinary shares of 10p each in Halma plc
GB0004052071
b)
Nature of the transaction
(1) Vesting of Executive Share Plan Awards
(2) Notional sale of shares to cover tax
c)
Price(s) and volume(s)
Price(s)
Volume(s)
(1) £26.92
5,866
(2) £26.92
2,758
d)
Aggregated information
- Aggregated volume
- Price
See above
See above
e)
Date of the transaction
2021-07-01
f)
Place of the transaction
(1) & (2) Outside a trading venue
1
Details of the person discharging managerial responsibilities / person closely associated
a)
Name
Adam Meyers
2
Reason for the notification
a)
Position/status
Executive Director
b)
Initial notification /Amendment
Initial notification
3
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
a)
Name
Halma plc
b)
LEI
2138007FRGLUR9KGBT40
4
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
a)
Description of the financial instrument, type of instrument
Identification code
Ordinary shares of 10p each in Halma plc
GB0004052071
b)
Nature of the transaction
(1) Vesting of Executive Share Plan Awards
(2) Notional sale of shares to cover tax
(3) Additional shares sold
c)
Price(s) and volume(s)
Price(s)
Volume(s)
(1) £26.92
9,773
(2) £26.92
4,692
(3) £27.01
5,081
d)
Aggregated information
- Aggregated volume
- Price
See above
See above
e)
Date of the transaction
2021-07-01
f)
Place of the transaction
(1) & (2) Outside a trading venue
(3) London Stock Exchange, Main Market (XLON)
1
Details of the person discharging managerial responsibilities / person closely associated
a)
Name
Marc Ronchetti
2
Reason for the notification
a)
Position/status
Chief Financial Officer
b)
Initial notification /Amendment
Initial notification
3
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
a)
Name
Halma plc
b)
LEI
2138007FRGLUR9KGBT40
4
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
a)
Description of the financial instrument, type of instrument
Identification code
Ordinary shares of 10p each in Halma plc
GB0004052071
b)
Nature of the transaction
(1) Vesting of Executive Share Plan Awards
(2) Notional sale of shares to cover tax
c)
Price(s) and volume(s)
Price(s)
Volume(s)
(1) £26.92
8,642
(2) £26.92
4,062
d)
Aggregated information
- Aggregated volume
- Price
See above
See above
e)
Date of the transaction
2021-07-01
f)
Place of the transaction
(1) & (2) Outside a trading venue
1
Details of the person discharging managerial responsibilities / person closely associated
a)
Name
Jennifer Ward
2
Reason for the notification
a)
Position/status
Group Talent, Culture and Communications Director
b)
Initial notification /Amendment
Initial notification
3
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
a)
Name
Halma plc
b)
LEI
2138007FRGLUR9KGBT40
4
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
a)
Description of the financial instrument, type of instrument
Identification code
Ordinary shares of 10p each in Halma plc
GB0004052071
b)
Nature of the transaction
(1) Vesting of Executive Share Plan Awards
(2) Notional sale of shares to cover tax
c)
Price(s) and volume(s)
Price(s)
Volume(s)
(1) £26.92
7,821
(2) £26.92
3,676
d)
Aggregated information
- Aggregated volume
- Price
See above
See above
e)
Date of the transaction
2021-07-01
f)
Place of the transaction
(1) & (2) Outside a trading venue
1
Details of the person discharging managerial responsibilities / person closely associated
a)
Name
Andrew Williams
2
Reason for the notification
a)
Position/status
Group Chief Executive
b)
Initial notification /Amendment
Initial notification
3
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
a)
Name
Halma plc
b)
LEI
2138007FRGLUR9KGBT40
4
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
a)
Description of the financial instrument, type of instrument
Identification code
Ordinary shares of 10p each in Halma plc
GB0004052071
b)
Nature of the transaction
(1) Vesting of Executive Share Plan Awards
(2) Notional sale of shares to cover tax
(3) Additional shares sold
c)
Price(s) and volume(s)
Price(s)
Volume(s)
(1) £26.92
15,961
(2) £26.92
7,502
(3) £27.01
5,307
d)
Aggregated information
- Aggregated volume
- Price
See above
See above
e)
Date of the transaction
2021-07-01
f)
Place of the transaction
(1) & (2) Outside a trading venue
(3) London Stock Exchange, Main Market (XLON)
1
Details of the person discharging managerial responsibilities / person closely associated
a)
Name
Inken Braunschmidt
2
Reason for the notification
a)
Position/status
Chief Innovation and Digital Officer
b)
Initial notification /Amendment
Initial notification
3
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
a)
Name
Halma plc
b)
LEI
2138007FRGLUR9KGBT40
4
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
a)
Description of the financial instrument, type of instrument
Identification code
Ordinary shares of 10p each in Halma plc
GB0004052071
b)
Nature of the transaction
(1) Vesting of Executive Share Plan Awards
(2) Notional sale of shares to cover tax
c)
Price(s) and volume(s)
Price(s)
Volume(s)
(3) £27.10
17,102
(4) £27.10
7,611
d)
Aggregated information
- Aggregated volume
- Price
See above
See above
e)
Date of the transaction
2021-07-02
f)
Place of the transaction
(1) & (2) Outside a trading venue
1
Details of the person discharging managerial responsibilities / person closely associated
a)
Name
Adam Meyers
2
Reason for the notification
a)
Position/status
Executive Director
b)
Initial notification /Amendment
Initial notification
3
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
a)
Name
Halma plc
b)
LEI
2138007FRGLUR9KGBT40
4
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
a)
Description of the financial instrument, type of instrument
Identification code
Ordinary shares of 10p each in Halma plc
GB0004052071
b)
Nature of the transaction
(1) Vesting of Executive Share Plan Awards
(2) Notional sale of shares to cover tax
(3) Additional shares sold
c)
Price(s) and volume(s)
Price(s)
Volume(s)
(4) £27.10
31,943
(5) £27.10
15,333
(6) £27.34
16,610
d)
Aggregated information
- Aggregated volume
- Price
See above
See above
e)
Date of the transaction
2021-07-02
f)
Place of the transaction
(1) & (2) Outside a trading venue
(3) London Stock Exchange, Main Market (XLON)
1
Details of the person discharging managerial responsibilities / person closely associated
a)
Name
Marc Ronchetti
2
Reason for the notification
a)
Position/status
Chief Financial Officer
b)
Initial notification /Amendment
Initial notification
3
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
a)
Name
Halma plc
b)
LEI
2138007FRGLUR9KGBT40
4
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
a)
Description of the financial instrument, type of instrument
Identification code
Ordinary shares of 10p each in Halma plc
GB0004052071
b)
Nature of the transaction
(1) Vesting of Executive Share Plan Awards
(2) Notional sale of shares to cover tax
c)
Price(s) and volume(s)
Price(s)
Volume(s)
(3) £27.10
38,903
(4) £27.10
18,285
d)
Aggregated information
- Aggregated volume
- Price
See above
See above
e)
Date of the transaction
2021-07-02
f)
Place of the transaction
(1) & (2) Outside a trading venue
1
Details of the person discharging managerial responsibilities / person closely associated
a)
Name
Jennifer Ward
2
Reason for the notification
a)
Position/status
Group Talent, Culture and Communications Director
b)
Initial notification /Amendment
Initial notification
3
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
a)
Name
Halma plc
b)
LEI
2138007FRGLUR9KGBT40
4
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
a)
Description of the financial instrument, type of instrument
Identification code
Ordinary shares of 10p each in Halma plc
GB0004052071
b)
Nature of the transaction
(1) Vesting of Executive Share Plan Awards
(2) Notional sale of shares to cover tax
(3) Additional shares sold
c)
Price(s) and volume(s)
Price(s)
Volume(s)
(1) £27.10
25,645
(2) £27.10
12,054
(3) £27.34
4,078
d)
Aggregated information
- Aggregated volume
- Price
See above
See above
e)
Date of the transaction
2021-07-02
f)
Place of the transaction
(1) & (2) Outside a trading venue
(3) London Stock Exchange, Main Market (XLON)
1
Details of the person discharging managerial responsibilities / person closely associated
a)
Name
Andrew Williams
2
Reason for the notification
a)
Position/status
Group Chief Executive
b)
Initial notification /Amendment
Initial notification
3
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
a)
Name
Halma plc
b)
LEI
2138007FRGLUR9KGBT40
4
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
a)
Description of the financial instrument, type of instrument
Identification code
Ordinary shares of 10p each in Halma plc
GB0004052071
b)
Nature of the transaction
(1) Vesting of Executive Share Plan Awards
(2) Notional sale of shares to cover tax
(3) Additional shares sold
c)
Price(s) and volume(s)
Price(s)
Volume(s)
(1) £27.10
70,104
(2) £27.10
32,949
(3) £27.34
5,307
d)
Aggregated information
- Aggregated volume
- Price
See above
See above
e)
Date of the transaction
2021-07-02
f)
Place of the transaction
(1) & (2) Outside a trading venue
(3) London Stock Exchange, Main Market (XLON)
1
Details of the person discharging managerial responsibilities / person closely associated
a)
Name
Wendy McMillan
2
Reason for the notification
a)
Position/status
Sector Chief Executive, Safety
b)
Initial notification /Amendment
Initial notification
3
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
a)
Name
Halma plc
b)
LEI
2138007FRGLUR9KGBT40
4
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
a)
Description of the financial instrument, type of instrument
Identification code
Ordinary shares of 10p each in Halma plc
GB0004052071
b)
Nature of the transaction
(1) Vesting of Executive Share Plan Awards
(2) Notional sale of shares to cover tax
c)
Price(s) and volume(s)
Price(s)
Volume(s)
(1) £27.10
3,249
(2) £27.10
1,528
d)
Aggregated information
- Aggregated volume
- Price
See above
See above
e)
Date of the transaction
2021-07-02
f)
Place of the transaction
(1) & (2) Outside a trading venue
1
Details of the person discharging managerial responsibilities / person closely associated
a)
Name
Andrew Williams
2
Reason for the notification
a)
Position/status
Group Chief Executive
b)
Initial notification /Amendment
Initial notification
3
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
a)
Name
Halma plc
b)
LEI
2138007FRGLUR9KGBT40
4
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
a)
Description of the financial instrument, type of instrument
Identification code
Ordinary shares of 10p each in Halma plc
GB0004052071
b)
Nature of the transaction
Transfer of shares to spouse, Alison Williams, a person closely associated
c)
Price(s) and volume(s)
Price(s)
Volume(s)
Nil
35,000
d)
Aggregated information
- Aggregated volume
- Price
See above
See above
e)
Date of the transaction
2021-07-02
f)
Place of the transaction
Outside a trading venue
1
Details of the person discharging managerial responsibilities / person closely associated
a)
Name
Alison Williams
2
Reason for the notification
a)
Position/status
Person closely associated with Andrew Williams, Group Chief Executive
b)
Initial notification /Amendment
Initial notification
3
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
a)
Name
Halma plc
b)
LEI
2138007FRGLUR9KGBT40
4
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
a)
Description of the financial instrument, type of instrument
Identification code
Ordinary shares of 10p each in Halma plc
GB0004052071
b)
Nature of the transaction
Acquisition of shares
c)
Price(s) and volume(s)
Price(s)
Volume(s)
Nil
35,000
d)
Aggregated information
- Aggregated volume
- Price
See above
See above
e)
Date of the transaction
2021-07-02
f)
Place of the transaction
Outside a trading venue
Contact for further information:
Mark Jenkins
Company Secretary, Halma plc
Tel: +44 (0)1494 721111
A copy of this announcement, together with other information about Halma, may be viewed on its website: www.halma.com
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