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RNS Number : 3586E JSC Halyk Bank 09 April 2025
Notification and public disclosure of transactions by persons discharging
managerial responsibilities and persons closely associated with them
On December 9, 2024, the Extraordinary General Shareholders' Meeting decided
to establish the maximum number of shares of the Bank to be allotted among the
members of the Board of Directors and employees in an amount up to 1%
(108,884,718 shares) of the total number of placed (less repurchased) shares
of the Bank as part of the Bank's Long Term Incentive Plan (LTIP). The maximum
number of shares to be allocated to the members of the Board of Directors is
50% of the total allocated volume. 0.659% was distributed among all
participants in the Bank's LTIP as of April 2, 2025, of which 0,384% was
distributed to Persons Discharging Managerial Responsibilities (PDMRs). On
April 2, 2025, option agreements containing individual terms and conditions
regarding the number of allotted shares and vesting periods were concluded
with the LTIP participants. Under the option agreements, the Bank may revoke
the option and alter the number of shares to be allocated. In addition, all
shares allocated under the LTIP are subject to an aggregate lock-up period of
3 years from the date that any number of shares are first credited to the
PDMR's account. Each relevant LTIP participant pays a nominal premium in a de
minimis amount in consideration of receiving the option.
DISCLOSURE ON GRANTING THE OPTIONS
1 Details of the person discharging managerial responsibilities / person closely
associated
a) Name Alexander Pavlov
2 Reason for the notification
a) Position/status Chairman of the Board of Directors, Independent Director
b) Initial notification /Amendment Initial notification
3 Details of the issuer, emission allowance market participant, auction
platform, auctioneer or auction monitor
a) Name JSC Halyk Bank
b) LEI 213800NYDTVQM4SDUD67
4 Details of the transaction(s): section to be repeated for (i) each type of
instrument; (ii) each type of transaction; (iii) each date; and (iv) each
place where transactions have been conducted
a) Description of the financial instrument, type of instrument Common share of JSC Halyk Bank
Identification code
Identification code (ISIN) for common share:
KZ000A0LE0S4
b) Nature of the transaction Granting of options under an LTIP program
c) Price(s) and volume(s)
Price(s) Volume(s)
Nil 14,917,206
d) Aggregated information
- Aggregated volume N/A
- Price
e) Date of the transaction April, 2, 2025
f) Place of the transaction Almaty, Kazakhstan, off market
d)
Aggregated information
- Aggregated volume
- Price
N/A
e)
Date of the transaction
April, 2, 2025
f)
Place of the transaction
Almaty, Kazakhstan, off market
The provided numbers of shares under the options are for three years, and
certain limitations apply including certainty that the person would receive
shares under the LTIP in case he would not meet certain requirements.
There will be an aggregate lock-up period of three years from the date that
any number of shares are first credited to the PDMR's account. The ordinary
shares, which are the subject of the option will be credited to accounts of
the relevant PDMRs during that three years period and will not be accessible
or tradable by a PDMR until the end of that period.
1 Details of the person discharging managerial responsibilities / person closely
associated
a) Name Umut Shayakhmetova
2 Reason for the notification
a) Position/status Member of the Board of Directors, CEO
b) Initial notification /Amendment Initial notification
3 Details of the issuer, emission allowance market participant, auction
platform, auctioneer or auction monitor
a) Name JSC Halyk Bank
b) LEI 213800NYDTVQM4SDUD67
4 Details of the transaction(s): section to be repeated for (i) each type of
instrument; (ii) each type of transaction; (iii) each date; and (iv) each
place where transactions have been conducted
a) Description of the financial instrument, type of instrument Common share of JSC Halyk Bank
Identification code
Identification code (ISIN) for common share:
KZ000A0LE0S4
b) Nature of the transaction Granting of options under an LTIP program
c) Price(s) and volume(s) Price(s) Volume(s)
Nil 14,917,206
d) Aggregated information
- Aggregated volume N/A
- Price
e) Date of the transaction April, 2, 2025
f) Place of the transaction Almaty, Kazakhstan, off market
d)
Aggregated information
- Aggregated volume
- Price
N/A
e)
Date of the transaction
April, 2, 2025
f)
Place of the transaction
Almaty, Kazakhstan, off market
The provided numbers of shares under the options are for three years, and
certain limitations apply including certainty that the person would receive
shares under the LTIP in case she would not meet certain requirements.
There will be an aggregate lock-up period of three years from the date that
any number of shares are first credited to the PDMR's account. The ordinary
shares, which are the subject of the option will be credited to accounts of
the relevant PDMRs during that three years period and will not be accessible
or tradable by a PDMR until the end of that period.
1 Details of the person discharging managerial responsibilities / person closely
associated
a) Name Dauren Sartayev
2 Reason for the notification
a) Position/status First Deputy CEO
b) Initial notification /Amendment Initial notification
3 Details of the issuer, emission allowance market participant, auction
platform, auctioneer or auction monitor
a) Name JSC Halyk Bank
b) LEI 213800NYDTVQM4SDUD67
4 Details of the transaction(s): section to be repeated for (i) each type of
instrument; (ii) each type of transaction; (iii) each date; and (iv) each
place where transactions have been conducted
a) Description of the financial instrument, type of instrument Common share of JSC Halyk Bank
Identification code
Identification code (ISIN) for common share:
KZ000A0LE0S4
b) Nature of the transaction Granting of options under an LTIP program
c) Price(s) and volume(s) Price(s) Volume(s)
Nil 2,093,006
d) Aggregated information
- Aggregated volume N/A
- Price
e) Date of the transaction April, 2, 2025
f) Place of the transaction Almaty, Kazakhstan, off market
d)
Aggregated information
- Aggregated volume
- Price
N/A
e)
Date of the transaction
April, 2, 2025
f)
Place of the transaction
Almaty, Kazakhstan, off market
The provided numbers of shares under the options are for three years, and
certain limitations apply including certainty that the person would receive
shares under the LTIP in case he would not meet certain requirements.
There will be an aggregate lock-up period of three years from the date that
any number of shares are first credited to the PDMR's account. The ordinary
shares, which are the subject of the option will be credited to accounts of
the relevant PDMRs during that three years period and will not be accessible
or tradable by a PDMR until the end of that period.
1 Details of the person discharging managerial responsibilities / person closely
associated
a) Name Murat Koshenov
2 Reason for the notification
a) Position/status Deputy CEO
b) Initial notification /Amendment Initial notification
3 Details of the issuer, emission allowance market participant, auction
platform, auctioneer or auction monitor
a) Name JSC Halyk Bank
b) LEI 213800NYDTVQM4SDUD67
4 Details of the transaction(s): section to be repeated for (i) each type of
instrument; (ii) each type of transaction; (iii) each date; and (iv) each
place where transactions have been conducted
a) Description of the financial instrument, type of instrument Common share of JSC Halyk Bank
Identification code
Identification code (ISIN) for common share:
KZ000A0LE0S4
b) Nature of the transaction Granting of options under an LTIP program
c) Price(s) and volume(s) Price(s) Volume(s)
Nil 2,093,006
d) Aggregated information
- Aggregated volume N/A
- Price
e) Date of the transaction April, 2, 2025
f) Place of the transaction Almaty, Kazakhstan, off of market
d)
Aggregated information
- Aggregated volume
- Price
N/A
e)
Date of the transaction
April, 2, 2025
f)
Place of the transaction
Almaty, Kazakhstan, off of market
The provided numbers of shares under the options are for three years, and
certain limitations apply including certainty that the person would receive
shares under the LTIP in case he would not meet certain requirements.
There will be an aggregate lock-up period of three years from the date that
any number of shares are first credited to the PDMR's account. The ordinary
shares, which are the subject of the option will be credited to accounts of
the relevant PDMRs during that three years period and will not be accessible
or tradable by a PDMR until the end of that period.
1 Details of the person discharging managerial responsibilities / person closely
associated
a) Name Yertay Salimov
2 Reason for the notification
a) Position/status Deputy CEO
b) Initial notification /Amendment Initial notification
3 Details of the issuer, emission allowance market participant, auction
platform, auctioneer or auction monitor
a) Name JSC Halyk Bank
b) LEI 213800NYDTVQM4SDUD67
4 Details of the transaction(s): section to be repeated for (i) each type of
instrument; (ii) each type of transaction; (iii) each date; and (iv) each
place where transactions have been conducted
a) Description of the financial instrument, type of instrument Common share of JSC Halyk Bank
Identification code
Identification code (ISIN) for common share:
KZ000A0LE0S4
b) Nature of the transaction Granting of options under an LTIP program
c) Price(s) and volume(s)
Price(s) Volume(s)
Nil 1,422,764
d) Aggregated information
- Aggregated volume N/A
- Price
e) Date of the transaction April, 2, 2025
f) Place of the transaction Almaty, Kazakhstan, off market
d)
Aggregated information
- Aggregated volume
- Price
N/A
e)
Date of the transaction
April, 2, 2025
f)
Place of the transaction
Almaty, Kazakhstan, off market
The provided numbers of shares under the options are for three years, and
certain limitations apply including certainty that the person would receive
shares under the LTIP in case he would not meet certain requirements.
There will be an aggregate lock-up period of three years from the date that
any number of shares are first credited to the PDMR's account. The ordinary
shares, which are the subject of the option will be credited to accounts of
the relevant PDMRs during that three years period and will not be accessible
or tradable by a PDMR until the end of that period.
1 Details of the person discharging managerial responsibilities / person closely
associated
a) Name Olga Vuros
2 Reason for the notification
a) Position/status Deputy CEO
b) Initial notification /Amendment Initial notification
3 Details of the issuer, emission allowance market participant, auction
platform, auctioneer or auction monitor
a) Name JSC Halyk Bank
b) LEI 213800NYDTVQM4SDUD67
4 Details of the transaction(s): section to be repeated for (i) each type of
instrument; (ii) each type of transaction; (iii) each date; and (iv) each
place where transactions have been conducted
a) Description of the financial instrument, type of instrument Common share of JSC Halyk Bank
Identification code
Identification code (ISIN) for common share:
KZ000A0LE0S4
b) Nature of the transaction Granting of options under an LTIP program
c) Price(s) and volume(s) Price(s) Volume(s)
Nil 1,422,764
d) Aggregated information
- Aggregated volume N/A
- Price
e) Date of the transaction April, 2, 2025
f) Place of the transaction Almaty, Kazakhstan, off market
d)
Aggregated information
- Aggregated volume
- Price
N/A
e)
Date of the transaction
April, 2, 2025
f)
Place of the transaction
Almaty, Kazakhstan, off market
The provided numbers of shares under the options are for three years, and
certain limitations apply including certainty that the person would receive
shares under the LTIP in case she would not meet certain requirements.
There will be an aggregate lock-up period of three years from the date that
any number of shares are first credited to the PDMR's account. The ordinary
shares, which are the subject of the option will be credited to accounts of
the relevant PDMRs during that three years period and will not be accessible
or tradable by a PDMR until the end of that period.
1 Details of the person discharging managerial responsibilities / person closely
associated
a) Name Roman Maszczyk
2 Reason for the notification
a) Position/status Deputy CEO
b) Initial notification /Amendment Initial notification
3 Details of the issuer, emission allowance market participant, auction
platform, auctioneer or auction monitor
a) Name JSC Halyk Bank
b) LEI 213800NYDTVQM4SDUD67
4 Details of the transaction(s): section to be repeated for (i) each type of
instrument; (ii) each type of transaction; (iii) each date; and (iv) each
place where transactions have been conducted
a) Description of the financial instrument, type of instrument Common share of JSC Halyk Bank
Identification code
Identification code (ISIN) for common share:
KZ000A0LE0S4
b) Nature of the transaction Granting of options under an LTIP program
c) Price(s) and volume(s) Price(s) Volume(s)
Nil 813,008
d) Aggregated information
- Aggregated volume N/A
- Price
e) Date of the transaction April, 2, 2025
f) Place of the transaction Almaty, Kazakhstan, off market
d)
Aggregated information
- Aggregated volume
- Price
N/A
e)
Date of the transaction
April, 2, 2025
f)
Place of the transaction
Almaty, Kazakhstan, off market
The provided numbers of shares under the options are for three years, and
certain limitations apply including certainty that the person would receive
shares under the LTIP in case he would not meet certain requirements.
There will be an aggregate lock-up period of three years from the date that
any number of shares are first credited to the PDMR's account. The ordinary
shares, which are the subject of the option will be credited to accounts of
the relevant PDMRs during that three years period and will not be accessible
or tradable by a PDMR until the end of that period.
1 Details of the person discharging managerial responsibilities / person closely
associated
a) Name Nariman Mukushev
2 Reason for the notification
a) Position/status Deputy CEO
b) Initial notification /Amendment Initial notification
3 Details of the issuer, emission allowance market participant, auction
platform, auctioneer or auction monitor
a) Name JSC Halyk Bank
b) LEI 213800NYDTVQM4SDUD67
4 Details of the transaction(s): section to be repeated for (i) each type of
instrument; (ii) each type of transaction; (iii) each date; and (iv) each
place where transactions have been conducted
a) Description of the financial instrument, type of instrument Common share of JSC Halyk Bank
Identification code
Identification code (ISIN) for common share:
KZ000A0LE0S4
b) Nature of the transaction Granting of options under an LTIP program
c) Price(s) and volume(s) Price(s) Volume(s)
Nil 813,008
d) Aggregated information
- Aggregated volume N/A
- Price
e) Date of the transaction April, 2, 2025
f) Place of the transaction Almaty, Kazakhstan, off market
d)
Aggregated information
- Aggregated volume
- Price
N/A
e)
Date of the transaction
April, 2, 2025
f)
Place of the transaction
Almaty, Kazakhstan, off market
The provided numbers of shares under the options are for three years, and
certain limitations apply including certainty that the person would receive
shares under the LTIP in case he would not meet certain requirements.
There will be an aggregate lock-up period of three years from the date that
any number of shares are first credited to the PDMR's account. The ordinary
shares, which are the subject of the option will be credited to accounts of
the relevant PDMRs during that three years period and will not be accessible
or tradable by a PDMR until the end of that period.
1 Details of the person discharging managerial responsibilities / person closely
associated
a) Name Andrey Zavarzin
2 Reason for the notification
a) Position/status Deputy CEO
b) Initial notification /Amendment Initial notification
3 Details of the issuer, emission allowance market participant, auction
platform, auctioneer or auction monitor
a) Name JSC Halyk Bank
b) LEI 213800NYDTVQM4SDUD67
4 Details of the transaction(s): section to be repeated for (i) each type of
instrument; (ii) each type of transaction; (iii) each date; and (iv) each
place where transactions have been conducted
a) Description of the financial instrument, type of instrument Common share of JSC Halyk Bank
Identification code
Identification code (ISIN) for common share:
KZ000A0LE0S4
b) Nature of the transaction Granting of options under an LTIP program
c) Price(s) and volume(s) Price(s) Volume(s)
Nil 813,008
d) Aggregated information
- Aggregated volume N/A
- Price
e) Date of the transaction April, 2, 2025
f) Place of the transaction Almaty, Kazakhstan, off market
d)
Aggregated information
- Aggregated volume
- Price
N/A
e)
Date of the transaction
April, 2, 2025
f)
Place of the transaction
Almaty, Kazakhstan, off market
The provided numbers of shares under the options are for three years, and
certain limitations apply including certainty that the person would receive
shares under the LTIP in case he would not meet certain requirements.
There will be an aggregate lock-up period of three years from the date that
any number of shares are first credited to the PDMR's account. The ordinary
shares, which are the subject of the option will be credited to accounts of
the relevant PDMRs during that three years period and will not be accessible
or tradable by a PDMR until the end of that period.
1 Details of the person discharging managerial responsibilities / person closely
associated
a) Name Daulet Abzhanov
2 Reason for the notification
a) Position/status Chief Legal Officer
b) Initial notification /Amendment Initial notification
3 Details of the issuer, emission allowance market participant, auction
platform, auctioneer or auction monitor
a) Name JSC Halyk Bank
b) LEI 213800NYDTVQM4SDUD67
4 Details of the transaction(s): section to be repeated for (i) each type of
instrument; (ii) each type of transaction; (iii) each date; and (iv) each
place where transactions have been conducted
a) Description of the financial instrument, type of instrument Common share of JSC Halyk Bank
Identification code
Identification code (ISIN) for common share:
KZ000A0LE0S4
b) Nature of the transaction Granting of options under an LTIP program
c) Price(s) and volume(s) Price(s) Volume(s)
Nil 493,551
d) Aggregated information
- Aggregated volume N/A
- Price
e) Date of the transaction April, 2, 2025
f) Place of the transaction Almaty, Kazakhstan, off market
d)
Aggregated information
- Aggregated volume
- Price
N/A
e)
Date of the transaction
April, 2, 2025
f)
Place of the transaction
Almaty, Kazakhstan, off market
The provided numbers of shares under the options are for three years, and
certain limitations apply including certainty that the person would receive
shares under the LTIP in case he would not meet certain requirements.
There will be an aggregate lock-up period of three years from the date that
any number of shares are first credited to the PDMR's account. The ordinary
shares, which are the subject of the option will be credited to accounts of
the relevant PDMRs during that three years period and will not be accessible
or tradable by a PDMR until the end of that period.
1 Details of the person discharging managerial responsibilities / person closely
associated
a) Name Dana Talzhanova
2 Reason for the notification
a) Position/status Chief Accountant
b) Initial notification /Amendment Initial notification
3 Details of the issuer, emission allowance market participant, auction
platform, auctioneer or auction monitor
a) Name JSC Halyk Bank
b) LEI 213800NYDTVQM4SDUD67
4 Details of the transaction(s): section to be repeated for (i) each type of
instrument; (ii) each type of transaction; (iii) each date; and (iv) each
place where transactions have been conducted
a) Description of the financial instrument, type of instrument Common share of JSC Halyk Bank
Identification code
Identification code (ISIN) for common share:
KZ000A0LE0S4
b) Nature of the transaction Granting of options under the LTIP program
c) Price(s) and volume(s) Price(s) Volume(s)
Nil 493,551
d) Aggregated information
- Aggregated volume N/A
- Price
e) Date of the transaction April, 2, 2025
f) Place of the transaction Almaty, Kazakhstan, off market
d)
Aggregated information
- Aggregated volume
- Price
N/A
e)
Date of the transaction
April, 2, 2025
f)
Place of the transaction
Almaty, Kazakhstan, off market
The provided numbers of shares under the options are for three years, and
certain limitations apply including certainty that the person would receive
shares under the LTIP in case she would not meet certain requirements.
There will be an aggregate lock-up period of three years from the date that
any number of shares are first credited to the PDMR's account. The ordinary
shares, which are the subject of the option will be credited to accounts of
the relevant PDMRs during that three years period and will not be accessible
or tradable by a PDMR until the end of that period.
1 Details of the person discharging managerial responsibilities / person closely
associated
a) Name Assel Tulbayeva
2 Reason for the notification
a) Position/status Chief Compliance Controller
b) Initial notification /Amendment Initial notification
3 Details of the issuer, emission allowance market participant, auction
platform, auctioneer or auction monitor
a) Name JSC Halyk Bank
b) LEI 213800NYDTVQM4SDUD67
4 Details of the transaction(s): section to be repeated for (i) each type of
instrument; (ii) each type of transaction; (iii) each date; and (iv) each
place where transactions have been conducted
a) Description of the financial instrument, type of instrument Common share of JSC Halyk Bank
Identification code
Identification code (ISIN) for common share:
KZ000A0LE0S4
b) Nature of the transaction Granting of options under an LTIP program
c) Price(s) and volume(s) Price(s) Volume(s)
Nil 493,551
d) Aggregated information
- Aggregated volume N/A
- Price
e) Date of the transaction April, 2, 2025
f) Place of the transaction Almaty, Kazakhstan, off market
d)
Aggregated information
- Aggregated volume
- Price
N/A
e)
Date of the transaction
April, 2, 2025
f)
Place of the transaction
Almaty, Kazakhstan, off market
The provided numbers of shares under the options are for three years, and
certain limitations apply including certainty that the person would receive
shares under the LTIP in case she would not meet certain requirements.
There will be an aggregate lock-up period of three years from the date that
any number of shares are first credited to the PDMR's account. The ordinary
shares, which are the subject of the option will be credited to accounts of
the relevant PDMRs during that three years period and will not be accessible
or tradable by a PDMR until the end of that period.
1 Details of the person discharging managerial responsibilities / person closely
associated
a) Name Almas Makhanov
2 Reason for the notification
a) Position/status Financial Director
b) Initial notification /Amendment Initial notification
3 Details of the issuer, emission allowance market participant, auction
platform, auctioneer or auction monitor
a) Name JSC Halyk Bank
b) LEI 213800NYDTVQM4SDUD67
4 Details of the transaction(s): section to be repeated for (i) each type of
instrument; (ii) each type of transaction; (iii) each date; and (iv) each
place where transactions have been conducted
a) Description of the financial instrument, type of instrument Common share of JSC Halyk Bank
Identification code
Identification code (ISIN) for common share:
KZ000A0LE0S4
b) Nature of the transaction Granting of options under an LTIP program
c) Price(s) and volume(s) Price(s) Volume(s)
Nil 493,551
d) Aggregated information
- Aggregated volume N/A
- Price
e) Date of the transaction April, 2, 2025
f) Place of the transaction Almaty, Kazakhstan, off market
d)
Aggregated information
- Aggregated volume
- Price
N/A
e)
Date of the transaction
April, 2, 2025
f)
Place of the transaction
Almaty, Kazakhstan, off market
The provided numbers of shares under the options are for three years, and
certain limitations apply including certainty that the person would receive
shares under the LTIP in case he would not meet certain requirements.
There will be an aggregate lock-up period of three years from the date that
any number of shares are first credited to the PDMR's account. The ordinary
shares, which are the subject of the option will be credited to accounts of
the relevant PDMRs during that three years period and will not be accessible
or tradable by a PDMR until the end of that period.
1 Details of the person discharging managerial responsibilities / person closely
associated
a) Name Viktor Skryl
2 Reason for the notification
a) Position/status Strategy Director
b) Initial notification /Amendment Initial notification
3 Details of the issuer, emission allowance market participant, auction
platform, auctioneer or auction monitor
a) Name JSC Halyk Bank
b) LEI 213800NYDTVQM4SDUD67
4 Details of the transaction(s): section to be repeated for (i) each type of
instrument; (ii) each type of transaction; (iii) each date; and (iv) each
place where transactions have been conducted
a) Description of the financial instrument, type of instrument Common share of JSC Halyk Bank
Identification code
Identification code (ISIN) for common share:
KZ000A0LE0S4
b) Nature of the transaction Granting of options under an LTIP program
c) Price(s) and volume(s) Price(s) Volume(s)
Nil 493,551
d) Aggregated information
- Aggregated volume N/A
- Price
e) Date of the transaction April, 2, 2025
f) Place of the transaction Almaty, Kazakhstan, off market
d)
Aggregated information
- Aggregated volume
- Price
N/A
e)
Date of the transaction
April, 2, 2025
f)
Place of the transaction
Almaty, Kazakhstan, off market
The provided numbers of shares under the options are for three years, and
certain limitations apply including certainty that the person would receive
shares under the LTIP in case he would not meet certain requirements.
There will be an aggregate lock-up period of three years from the date that
any number of shares are first credited to the PDMR's account. The ordinary
shares, which are the subject of the option will be credited to accounts of
the relevant PDMRs during that three years period and will not be accessible
or tradable by a PDMR until the end of that period.
About Halyk Bank
Halyk Bank is the leading financial services group in Kazakhstan, with a
diversified presence across retail, SME, and corporate banking, as well as
insurance, leasing, brokerage, asset management and lifestyle services. Halyk
Bank has been listed on the Kazakhstan Stock Exchange since 1998, the London
Stock Exchange since 2006, and the Astana International Exchange since 2019.
As of 31 December 2024, Halyk Bank had total assets amounting to KZT
18,548.4bn, making it the largest lender in Kazakhstan. The Bank boasts the
country's one of the largest customer base and the most extensive branch
network, with 542 branches and service outlets across nationwide.
Additionally, the Bank operates in Georgia and Uzbekistan.
Please refer to https://halykbank.com/about/ (https://halykbank.com/about/)
for further information on Halyk Bank
- ENDS-
For further information, please contact:
Halyk Bank
Mira Tiyanak +7 727 259 04 30
MiraK@halykbank.kz
Nurgul Mukhadi +7 727 330 16 77
NyrgylMy@halykbank.kz
Rustam Telish +7 727 330 15 66
RustamT3@halykbank.kz
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