REG - Barclays PLC Hargreaves Lansdown - Form 8.5 (EPT/NON-RI) Hargreaves Lansdown plc

Hargreaves LansdownAnnouncement

23/01/2025 10:45

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RNS Number : 4775U  Barclays PLC  23 January 2025

 FORM 8.5 (EPT/NON-RI)
 PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN
 EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY ("RI") STATUS
 (OR WHERE RI STATUS IS NOT APPLICABLE)
 Rule 8.5 of the Takeover Code (the "Code")
 1.                                                                                         KEY INFORMATION
 (a)              Name of exempt principal trader:                                                              BARCLAYS CAPITAL SECURITIES LTD
 (b)              Name of offeror/offeree in relation to whose                                                  HARGREAVES LANSDOWN PLC
                  relevant securities this form relates:
 (c)              Name of the party to the offer with which exempt                                              HARGREAVES LANSDOWN PLC
                  principal trader is connected
 (d)              Date position held/dealing undertaken:                                                        22 Jan 2025
 (e)              In addition to the company in 1(b) above, is the exempt principal                             NO
                  trader making disclosures in respect of any other party to the offer?
 2.                                                                                         POSITIONS OF THE EXEMPT PRINCIPAL TRADER
 (a)              Interests and short positions in the relevant securities of the offeror or
                  offeree
                  to which the disclosure relates following the dealing (if any)
 Class of relevant security:                                                                0.4p ordinary
                                                                                            Interests                            Short Positions
                                                                                            Number              (%)              Number                  (%)
 (1)              Relevant securities owned
                  and/or controlled:                                                        11,861,180          2.50%            68,254                  0.01%
 (2)              Cash-settled derivatives:
                  and/or controlled:                                                        330,416             0.07%            11,161,420              2.35%
 (3)              Stock-settled derivatives (including options)
                  and agreements to purchase/sell:                                          0                   0.00%            0                       0.00%

                  TOTAL:                                                                    12,191,596          2.57%            11,229,674              2.37%
 (b)              Rights to subscribe for new securities (including directors and other
                  executive
                  options)
 Class of relevant security in relation to
 which subscription right exists
 Details, including nature of the rights
 concerned and relevant percentages:
 3.                                                                                         DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER
 (a)              Purchases and sales
 Class of relevant                                  Purchase/sale                           Total number of                      Highest price per unit  Lowest price per unit
 security                                                                                   securities                           paid/received           paid/received
 0.4p ordinary                                      Purchase                                914,281                              11.0500  GBP            11.0263  GBP
 0.4p ordinary                                      Sale                                    48,333                               11.0432  GBP            11.0249  GBP

 (b)              Cash-settled derivative transactions
 Class of                                           Product                                 Nature of dealing                    Number of               Price per
 relevant                                           description                                                                  reference               unit
 security                                                                                                                        securities
 0.4p ordinary                                      SWAP                                    Decreasing Short                     79                      11.0248  GBP
 0.4p ordinary                                      SWAP                                    Decreasing Short                     218                     11.0288  GBP
 0.4p ordinary                                      SWAP                                    Decreasing Short                     93                      11.0291  GBP
 0.4p ordinary                                      SWAP                                    Decreasing Short                     886                     11.0293  GBP
 0.4p ordinary                                      SWAP                                    Decreasing Short                     68                      11.0322  GBP
 0.4p ordinary                                      SWAP                                    Decreasing Short                     6,088                   11.0335  GBP
 0.4p ordinary                                      SWAP                                    Decreasing Short                     697                     11.0344  GBP
 0.4p ordinary                                      SWAP                                    Decreasing Short                     761                     11.0350  GBP
 0.4p ordinary                                      SWAP                                    Decreasing Short                     15,376                  11.0432  GBP
 0.4p ordinary                                      SWAP                                    Increasing Short                     730,000                 11.0305  GBP
 0.4p ordinary                                      SWAP                                    Increasing Short                     802                     11.0308  GBP
 0.4p ordinary                                      SWAP                                    Increasing Short                     26,044                  11.0321  GBP
 0.4p ordinary                                      SWAP                                    Increasing Short                     1,635                   11.0336  GBP
 0.4p ordinary                                      SWAP                                    Increasing Short                     30,026                  11.0350  GBP
 0.4p ordinary                                      SWAP                                    Increasing Short                     221                     11.0351  GBP
 0.4p ordinary                                      SWAP                                    Increasing Short                     21,188                  11.0391  GBP
 0.4p ordinary                                      CFD                                     Decreasing Short                     5,352                   11.0299  GBP
 0.4p ordinary                                      CFD                                     Increasing Short                     1,082                   11.0327  GBP

 (c)              Stock-settled derivative transactions (including options)
 (i)              Writing, selling, purchasing or varying
 Class            Product                           Writing,            Number              Exercise            Type             Expiry                  Option
 of               description                       purchasing,         of                  price                                date                    money
 relevant                                           selling,            securities          per unit                                                     paid/
 security                                           varying etc         to which                                                                         received
                                                                        option                                                                           per unit
                                                                        relates

 (ii)             Exercising
 Class of relevant                                  Product description                     Exercising/ exercised against        Number of               Exercise price per
 security                                                                                                                        securities              unit

 (d)              Other dealings (including subscribing for new securities)
 Class of relevant                                  Nature of Dealings                      Details                              Price per unit (if
 security                                                                                                                        applicable)

 4.                                                                                         OTHER INFORMATION
 (a)              Indemnity and other dealings arrangements
 Details of any indemnity or option arrangement, or any agreement or
 understanding,
 formal or informal, relating to relevant securities which may be an inducement
 to deal
 or refrain from dealing entered into by the exempt principal trader making the
 disclosure and any party
 to the offer or any person acting in concert with a party to the offer:
 NONE
 (b)              Agreements, arrangements or understandings relating to options or derivatives
 Details of any agreement, arrangement or understanding, formal or informal,
 between
 the exempt principal trader making the disclosure and any other person
 relating to:
 (i)   the voting rights of any relevant securities under any option; or
 (ii)   the voting rights of future acquisition or disposal of any relevant
 securities to which
 any derivative is referenced:
 NONE
 (c)              Attachments
 Is a Supplemental Form 8 (Open Positions) attached?                                        NO
 Date of disclosure:                                                                        23 Jan 2025
 Contact name:                                                                              Large Holdings Regulatory Operations
 Telephone number:                                                                          020 3134 7213

 

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